Approved Individuals
No current approved individuals
History
| Controlled Function | Controlled Function Status | Date Of Status |
|---|---|---|
| 00415 - Allen, Stewart William | ||
| Senior Executive Function | Withdrawn | 30/03/2015 |
| Approved | 19/06/2008 | |
| Customer Facing Function-Advising on Investments | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 19/06/2008 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 19/06/2008 | |
| 00416 - McAll, Susan Mary | ||
| Compliance Oversight Function | Withdrawn | 08/10/2009 |
| Approved | 19/06/2008 | |
| 00417 - Millar, Paul | ||
| Compliance Oversight Function | Withdrawn | 19/07/2012 |
| Approved | 08/10/2009 | |
| MLRO Function | Withdrawn | 19/07/2012 |
| Approved | 19/06/2008 | |
| Senior Management Function | Withdrawn | 19/07/2012 |
| Approved | 19/06/2008 | |
| 00418 - Rawlingson, James Hedley | ||
| Finance Function | Withdrawn | 22/09/2011 |
| Approved | 19/06/2008 | |
| 00419 - Shaw, Sandra | ||
| Senior Management Function | Withdrawn | 20/02/2011 |
| Approved | 19/06/2008 | |
| 00726 - Alsairafi, Salman | ||
| Customer Facing Function-Advising on Investments | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 15/05/2013 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 15/05/2013 | |
| 00819 - El Nakib, Bachir | ||
| Compliance Oversight Function | Withdrawn | 23/06/2015 |
| Approved | 26/05/2014 | |
| MLRO Function | Withdrawn | 23/06/2015 |
| Approved | 26/05/2014 | |
| 00892 - Allen, Christopher David | ||
| Senior Management Function | Withdrawn | 12/03/2012 |
| Approved | 20/02/2011 | |
| 00913 - Al-Shakarchi, Mazin Mahmoud Daoud | ||
| Customer Facing Function-Advising on Investments | Withdrawn | 27/07/2011 |
| Approved | 04/04/2011 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 27/07/2011 |
| Approved | 04/04/2011 | |
| 01010 - Frost, Gavin Christopher | ||
| Finance Function | Withdrawn | 31/12/2013 |
| Approved | 22/09/2011 | |
| 01188 - Field, Gillian Anne | ||
| MLRO Function | Withdrawn | 21/02/2014 |
| Approved | 31/12/2012 | |
| 01193 - Bdeir, Khodr | ||
| Compliance Oversight Function | Withdrawn | 26/05/2014 |
| Approved | 07/01/2013 | |
| 01231 - Wiffin, Damian Mark | ||
| Customer Facing Function-Advising on Investments | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 02/04/2013 | |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn - No longer a controlled function | 31/12/2014 |
| Approved | 02/04/2013 | |
| 01393 - Mulholland, Brian Martin | ||
| Finance Function | Withdrawn | 23/06/2015 |
| Approved | 15/04/2014 | |
| 01475 - Mcculloch, Stuart James | ||
| Senior Executive Function | Withdrawn | 23/06/2015 |
| Approved | 30/03/2015 | |
