Approved Individuals
Firms Status
Nexus Financial Services WLL
Current
Controlled Function Controlled Function Status Date Of Current Status
00611 - Khanna, Tarun
Executive Governance FunctionApproved23/01/2022
01303 - Ellen, Peter John
Non-Executive Governance FunctionApproved23/01/2022
01713 - Asif, Qurat ul Ain
Finance FunctionApproved19/09/2019
01722 - Hines, Gary Stephen
Senior Executive FunctionApproved22/10/2019
01914 - Meyer, Antoine James Phillippe Michel
Non-Executive Governance FunctionApproved23/01/2022
01946 - Ismail Ardah, Nancy
Compliance Oversight FunctionApproved12/06/2022
MLRO FunctionApproved12/06/2022
History
Controlled Function Controlled Function Status Date Of Status
00288 - Foxwell, Graham Andrew
Customer Facing Function-Insurance MediationWithdrawn31/07/2013
Approved17/10/2010
00529 - Bromley, John Paul
Compliance Oversight FunctionWithdrawn03/11/2010
Approved30/11/2008
MLRO FunctionWithdrawn03/11/2010
Approved30/11/2008
00530 - Kheirallah, Kamal Georges
Senior Executive FunctionWithdrawn19/04/2009
Approved30/11/2008
Customer Facing Function-Advising on InvestmentsWithdrawn19/04/2009
Approved30/11/2008
Customer Facing Function-Arranging Deals in InvestmentsWithdrawn19/04/2009
Approved30/11/2008
00531 - Ramachandran, Pattabiraman
Finance FunctionWithdrawn22/04/2009
Approved30/11/2008
00596 - Barker, Douglas Macfarlane
Customer Facing Function-Advising on InvestmentsWithdrawn08/10/2009
Approved08/04/2009
Customer Facing Function-Arranging Deals in InvestmentsWithdrawn08/10/2009
Approved08/04/2009
00597 - Chant, Paul Jonathan
Senior Executive FunctionWithdrawn30/09/2009
Approved19/04/2009
Customer Facing Function-Advising on InvestmentsWithdrawn30/09/2009
Approved08/04/2009
Customer Facing Function-Arranging Deals in InvestmentsWithdrawn30/09/2009
Approved08/04/2009
00598 - Kettles, Andrew Neil
Customer Facing Function-Advising on InvestmentsWithdrawn01/06/2011
Approved08/04/2009
Customer Facing Function-Arranging Deals in InvestmentsWithdrawn01/06/2011
Approved08/04/2009
00599 - Shelper, Mark Robert
Customer Facing Function-Advising on InvestmentsWithdrawn15/11/2009
Approved08/04/2009
Customer Facing Function-Arranging Deals in InvestmentsWithdrawn15/11/2009
Approved08/04/2009
00611 - Khanna, Tarun
Finance FunctionWithdrawn19/09/2019
Approved22/04/2009
00642 - Roberts, Helen Louise
Customer Facing Function-Insurance MediationWithdrawn19/07/2012
Approved20/09/2010
00663 - Gardner, Sharon
Senior Executive FunctionWithdrawn20/02/2012
Approved30/09/2009
Customer Facing Function-Advising on InvestmentsWithdrawn20/02/2012
Approved07/07/2010
Customer Facing Function-Arranging Deals in InvestmentsWithdrawn20/02/2012
Approved07/07/2010
00718 - Halfyear, Paul Richard
Customer Facing Function-Insurance MediationWithdrawn10/09/2012
Approved15/12/2009
00724 - John, Jacob
Customer Facing Function-Insurance MediationWithdrawn05/08/2013
Approved14/01/2010
00725 - Balachandran, Dinesh Parakkal
Customer Facing Function-Insurance MediationWithdrawn15/05/2013
Approved14/01/2010
00733 - Crapper, Steven
Customer Facing Function-Advising on InvestmentsWithdrawn15/02/2011
Approved15/02/2010
Customer Facing Function-Arranging Deals in InvestmentsWithdrawn15/02/2011
Approved15/02/2010
00737 - Bou Shahin, Rabii
Customer Facing Function-Advising on InvestmentsWithdrawn03/10/2010
Approved10/03/2010
Customer Facing Function-Arranging Deals in InvestmentsWithdrawn03/10/2010
Approved10/03/2010
Customer Facing Function-Insurance MediationWithdrawn22/08/2013
Approved02/03/2011
00762 - Callaghan, Steven James
Customer Facing Function-Advising on InvestmentsWithdrawn08/08/2011
Approved05/05/2010
Customer Facing Function-Arranging Deals in InvestmentsWithdrawn08/08/2011
Approved05/05/2010
00787 - Sond, Raghbir Singh
Customer Facing Function-Advising on InvestmentsWithdrawn21/06/2011
Approved06/07/2010
Customer Facing Function-Arranging Deals in InvestmentsWithdrawn21/06/2011
Approved06/07/2010
00788 - Moonesinghe, Rohan Callistus
Customer Facing Function-Insurance MediationWithdrawn20/05/2012
Approved06/07/2010
00829 - Neave, Paul Jason
Customer Facing Function-Insurance MediationWithdrawn - No longer a controlled function31/12/2014
Approved01/06/2011
00839 - Gaunt, Roy Edward
Senior Executive FunctionWithdrawn01/07/2014
Approved03/02/2013
Compliance Oversight FunctionWithdrawn03/02/2013
Approved03/11/2010
MLRO FunctionWithdrawn03/02/2013
Approved03/11/2010
00903 - Mond, Gary Ivan
Customer Facing Function-Insurance MediationWithdrawn16/11/2012
Approved09/03/2011
00912 - Wright, David Henry
Customer Facing Function-Insurance MediationWithdrawn27/09/2013
Approved24/03/2011
00935 - Pike, Martin Thomas
Customer Facing Function-Advising on InvestmentsWithdrawn13/07/2011
Approved21/04/2011
Customer Facing Function-Arranging Deals in InvestmentsWithdrawn13/07/2011
Approved21/04/2011
00936 - Jayan, Vijayan Remju
Customer Facing Function-Insurance MediationWithdrawn05/02/2014
Approved21/04/2011
00937 - Ouseph, Shibu Kallingal
Customer Facing Function-Insurance MediationWithdrawn05/02/2014
Approved21/04/2011
00941 - Abeynayake, Anil
Customer Facing Function-Advising on InvestmentsWithdrawn25/10/2011
Approved27/04/2011
Customer Facing Function-Arranging Deals in InvestmentsWithdrawn25/10/2011
Approved27/04/2011
00981 - Sheehan, Gary John
Customer Facing Function-Insurance MediationWithdrawn27/11/2012
Approved31/07/2011
01041 - Lunn, Gary Kenneth Charles
Senior Executive FunctionWithdrawn03/02/2013
Approved17/11/2011
Customer Facing Function-Insurance MediationWithdrawn03/02/2013
Approved17/11/2011
01044 - McQuistin, James Marshall
Customer Facing Function-Insurance MediationWithdrawn19/07/2012
Approved24/11/2011
01063 - Venter, Riaan Francois
Customer Facing Function-Insurance MediationWithdrawn - No longer a controlled function31/12/2014
Approved07/03/2013
Conditionally Approved20/02/2012
01069 - Hussain, Ejaz
Customer Facing Function-Insurance MediationWithdrawn07/02/2014
Approved07/03/2013
Conditionally Approved01/03/2012
01106 - Lahoti, Shailesh
Customer Facing Function-Insurance MediationWithdrawn17/09/2012
Conditionally Approved07/05/2012
01122 - Tyrrel, Graham Martin
Customer Facing Function-Insurance MediationWithdrawn06/08/2012
Conditionally Approved31/05/2012
01129 - Newport, Scott Michael
Customer Facing Function-Insurance MediationWithdrawn01/10/2013
Approved03/07/2013
Conditionally Approved03/07/2012
01160 - Toromanov, Evgueniy
Customer Facing Function-Insurance MediationWithdrawn - No longer a controlled function31/12/2014
Approved16/12/2013
Withdrawn - Conditional Approval lapsed08/10/2013
Conditionally Approved07/10/2012
01179 - Bamidele, Babatunde Olukayode
Customer Facing Function-Insurance MediationWithdrawn03/06/2014
Approved21/11/2013
Conditionally Approved18/11/2012
01184 - MacKenzie, Iain McNair
Customer Facing Function-Insurance MediationWithdrawn11/11/2013
Approved07/11/2013
Conditionally Approved09/12/2012
01217 - Quin, Tara Elizabeth
Compliance Oversight FunctionWithdrawn09/03/2020
Approved03/02/2013
MLRO FunctionWithdrawn09/03/2020
Approved03/02/2013
01247 - Gillard, Claudine
Customer Facing Function-Insurance MediationWithdrawn - No longer a controlled function31/12/2014
Approved27/11/2013
01279 - Vohra, Vimal Kumar
Customer Facing Function-Insurance MediationWithdrawn - No longer a controlled function31/12/2014
Approved30/01/2014
Conditionally Approved16/07/2013
01303 - Ellen, Peter John
Senior Management FunctionWithdrawn30/06/2015
Approved17/09/2013
01304 - Veiss, Rudolfs (Prohibited)
Customer Facing Function-Insurance MediationWithdrawn - No longer a controlled function31/12/2014
Approved11/09/2014
Conditionally Approved17/09/2013
01374 - Allderidge, Roderick George
Senior Executive FunctionWithdrawn22/10/2019
Approved09/03/2014
01754 - Murray, Twanette Judette
Compliance Oversight FunctionWithdrawn31/01/2022
Approved20/04/2020
MLRO FunctionWithdrawn31/01/2022
Approved20/04/2020

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