| Controlled Function |
Controlled Function Status |
Date Of Status |
| 00354 - Jiang, Yong |
| Compliance Oversight Function | Withdrawn | 04/06/2008 |
| Approved | 31/01/2008 |
| MLRO Function | Withdrawn | 04/06/2008 |
| Approved | 31/01/2008 |
| 00355 - Kong, Xiangjun |
| Senior Executive Function | Withdrawn | 31/12/2012 |
| Approved | 31/01/2008 |
| 00356 - Wang, Xuemei |
| Finance Function | Withdrawn | 16/03/2011 |
| Approved | 31/01/2008 |
| 00357 - Lu, Qiang |
| Customer Facing Function-Advising on Investments | Withdrawn | 21/06/2011 |
| Approved | 28/05/2009 |
| Approved | 12/02/2008 |
| Customer Facing Function-Arranging Deals in Investments | Withdrawn | 21/06/2011 |
| Approved | 28/05/2009 |
| Approved | 12/02/2008 |
| 00394 - Tian, Zhiping |
| Senior Management Function | Withdrawn | 14/04/2013 |
| Approved | 15/04/2008 |
| 00413 - Zheng, Yue |
| Compliance Oversight Function | Withdrawn | 11/10/2010 |
| Approved | 04/06/2008 |
| MLRO Function | Withdrawn | 11/10/2010 |
| Approved | 04/06/2008 |
| 00819 - El Nakib, Bachir |
| Compliance Oversight Function | Withdrawn | 22/04/2014 |
| Approved | 11/10/2010 |
| MLRO Function | Withdrawn | 22/04/2014 |
| Approved | 11/10/2010 |
| 00910 - Junjun, Xie |
| Finance Function | Withdrawn | 04/12/2017 |
| Approved | 16/03/2011 |
| 01189 - Chunyi, Zheng |
| Senior Executive Function | Withdrawn | 30/11/2021 |
| Approved | 31/12/2012 |
| 01342 - Jingyi, Wang |
| Internal Audit Function | Withdrawn | 30/09/2015 |
| Approved | 20/01/2014 |
| 01343 - Liang, Li |
| Risk Management Function | Withdrawn | 31/10/2014 |
| Approved | 20/01/2014 |
| 01404 - Tang, Shengtian |
| Compliance Oversight Function | Withdrawn | 10/05/2017 |
| Approved | 10/06/2014 |
| MLRO Function | Withdrawn | 10/05/2017 |
| Approved | 10/06/2014 |
| 01435 - Zhu, Weihua |
| Risk Management Function | Withdrawn | 29/05/2017 |
| Approved | 06/11/2014 |
| 01484 - Wei, Hongzhou |
| Senior Management Function | Withdrawn | 13/04/2017 |
| Approved | 08/06/2015 |
| 01535 - Chen, Kai |
| Internal Audit Function | Withdrawn | 26/02/2024 |
| Approved | 05/06/2016 |
| 01580 - Chen, Xiaoling |
| Executive Governance Function | Withdrawn | 28/04/2025 |
| Approved | 23/01/2022 |
| Senior Management Function | Withdrawn | 28/04/2025 |
| Approved | 28/02/2017 |
| 01585 - Kunahong, Reyina |
| MLRO Function | Withdrawn | 09/04/2018 |
| Approved | 10/05/2017 |
| 01586 - Li, Huajun |
| Compliance Oversight Function | Withdrawn | 20/09/2023 |
| Approved | 10/05/2017 |
| MLRO Function | Withdrawn | 20/09/2023 |
| Approved | 09/04/2018 |
| 01588 - Wan, Jincheng |
| Risk Management Function | Withdrawn | 30/12/2021 |
| Approved | 29/05/2017 |
| 01622 - Luo, Lijun |
| Finance Function | Withdrawn | 26/11/2019 |
| Approved | 04/12/2017 |
| 01918 - Fan, Feifei |
| Executive Governance Function | Withdrawn | 13/08/2022 |
| Approved | 23/01/2022 |
