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Individual Name (Last, First Name) AI Number
Aaraj, Jean Pierre Georges Naaman 00951Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Approved####20110526,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Abbas, Bassam Ahmad 01827Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20210303,Prime Financial Solutions LLC##00109##Executive Governance Function##Suspended####20210422,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20210504,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20210525,
Abbas, Farrukh 01283Amwal LLC##00145##Non-Executive Governance Function##Approved####20130716,Amwal LLC##00145##Non-Executive Governance Function##Withdrawn####20181126,
Abbas, Mohamed Ali Saleh 00183TAIB Bank Qatar LLC##00049##Senior Executive Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Senior Executive Function##Withdrawn####20100328,TAIB Bank Qatar LLC##00049##Executive Governance Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Executive Governance Function##Withdrawn####20100328,
Abboud, Makram Nabil 01694CQUR Bank LLC##00622##Executive Governance Function##Approved####20190716,CQUR Bank LLC##00622##Executive Governance Function##Withdrawn####20200105,CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20221207##,
Abboud, Remy 01707Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20200927,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20200927,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved####20190821,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn####20200409,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved####20190821,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn####20200409,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20200420,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20200927,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20200420,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20200510,
Abdali Bader, Masood Abdulhameed 01510Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Approved####20151102,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn####20170102,
Abdalla, Moath Ahmad Mustafa 01468Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20160424,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20160918,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20160424,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20160918,Lesha Bank LLC (Public)##00091##Internal Audit Function##Approved####20150212,Lesha Bank LLC (Public)##00091##Internal Audit Function##Withdrawn####20160424,
Abdallah, Mohammad Ahmad 00307American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20101017,
Abdel Kareem, Seifeldin Elsammani (Prohibited) 00412QINVEST LLC##00048##Finance Function##Approved####20080604,QINVEST LLC##00048##Finance Function##Withdrawn####20090812,Al Mal Bank LLC##00100##Finance Function##Approved####20090812,Al Mal Bank LLC##00100##Finance Function##Withdrawn####20100328,
Abdel Rahman, Ahmed Samir Amin Mohamed 01255EMIRATES NBD PJSC##00026##Senior Executive Function##Approved####20140507,EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn####20150325,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20130603,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20130603,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Abdel-Halim, Mohamed Esmat 00334EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Approved####20071213,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn####20140424,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Approved####20071213,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140424,
Abdelaziz, Zakaria 00877Concordia Capital LLC##00129##Executive Governance Function##Approved####20110113,Concordia Capital LLC##00129##Executive Governance Function##Withdrawn####20120507,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Approved####20110113,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn####20120507,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Approved####20110113,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120507,
Abdeljaber, Ramzi Tayseer Mohammad 01487Investcorp Investments LLC##00219##Senior Executive Function##Approved####20150617,Investcorp Investments LLC##00219##Senior Executive Function##Withdrawn####20160405,Investcorp Investments LLC##00219##Senior Executive Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Senior Executive Function##Withdrawn####20240923,Investcorp Investments LLC##00219##Executive Governance Function##Approved####20150617,Investcorp Investments LLC##00219##Executive Governance Function##Withdrawn####20160405,Investcorp Investments LLC##00219##Executive Governance Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Executive Governance Function##Withdrawn####20240923,Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved####20160405,Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn####20230920,
Abdo, Hani 01381Amwal LLC##00145##Executive Governance Function##Approved##20140319##,
Abdul Gafoor, Khot Asif Yusuf 00449Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Approved####20080810,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Abdul Khader, Habeeb 00975Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Approved####20110713,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Abdulaal, Nabeel Saleh Ali Ebrahim 01214Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20130127,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20130127,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Abdulla, Aaleya Mohamed Ghuloom 01667MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved####20181211,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn####20210406,MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved##20240715##,
Abdulla, Ali Hussain Ismail Hassan 00995SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Approved####20110912,SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn####20130311,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Approved####20110912,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn####20130311,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved####20110922,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn####20130311,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved####20110922,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn####20130311,
Abdulla, Hussain Gholoum F M 01406QINVEST LLC##00048##Senior Executive Function##Approved####20210714,QINVEST LLC##00048##Senior Executive Function##Withdrawn####20240715,QINVEST LLC##00048##Senior Management Function##Withdrawn####20210701,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140610,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140610,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Senior Management Function##Approved####20210411,
Abdullah, Maytham Mahmoud Haji Haider 00108United Gulf Financial Services Company LLC##00007##Non-Executive Governance Function##Approved####20070206,United Gulf Financial Services Company LLC##00007##Non-Executive Governance Function##Withdrawn####20091018,
Abdulrahman, Eyad Mohamed Abdulla 01285Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20130724,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn####20141111,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20130724,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141111,
AbdulSalam, Tariq Mohammed 00024United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Abela, Jonathan Joe Emmanuel 00854Aon Qatar LLC##00086##Senior Management Function##Approved####20101212,Aon Qatar LLC##00086##Senior Management Function##Withdrawn####20180610,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20101212,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Abeynayake, Anil 00941Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20110427,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20111025,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20110427,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111025,
Abi Fadel, Toufic 02057QINVEST LLC##00048##Senior Management Function##Approved##20231031##,
Abi Samra, Wilson Gabriel 00222Nasco Qatar LLC##00057##Finance Function##Approved####20070808,Nasco Qatar LLC##00057##Finance Function##Withdrawn####20090726,
Abo Zeid, Reda Ahmed Moustafa 00562EFG-Hermes Qatar LLC##00069##Finance Function##Approved####20090104,EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn####20130914,
Aboobucker, Mohamed Abdullah Mohamed 01967Al Awael Captive Insurance Co. LLC##00838##Senior Executive Function##Approved##20220911##,
Abou El Nasr, Kamal 00387BLOM Bank Qatar LLC##00079##Compliance Oversight Function##Approved####20080407,BLOM Bank Qatar LLC##00079##Compliance Oversight Function##Withdrawn####20080901,BLOM Bank Qatar LLC##00079##MLRO Function##Approved####20080407,BLOM Bank Qatar LLC##00079##MLRO Function##Withdrawn####20080901,
Abou Jaoude, Roula 01934Bank Audi LLC##00027##Finance Function##Approved####20220418,Bank Audi LLC##00027##Finance Function##Withdrawn####20230620,
Abou Khalil, Antoine Gergi 00275American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100218,
Abou Khalil, Julien 00365Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Approved####20080221,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn####20100328,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Approved####20080221,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,
Abouelseoud, Gamal Hassan Hassan Ahmed 01858Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved##20210706##,
Abousaleh, Ali 01307Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20130923,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20130923,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Abousleiman, Elias 01846Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20210525##,
Abraham, Deepak George 01600Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Approved####20170720,Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn####20220307,Merrill Lynch International - QFC Branch##00258##Executive Governance Function##Approved####20210905,Merrill Lynch International - QFC Branch##00258##Executive Governance Function##Withdrawn####20220307,
Abu Alnadi, Rani Adnan 00008Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Management Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Management Function##Withdrawn####20070409,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Withdrawn####20070409,
Abu Alrub, Mahmoud 00009Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Withdrawn####20160502,
Abu Nameh, Abed Al Khaleq M A 01583Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Approved####20170501,Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Withdrawn####20230928,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Approved####20170501,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Withdrawn####20230928,
Abu Neel, Nour A M 01153Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Approved####20120913,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Abu Shakra, Ashraf Abdullah Areef 01083QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20120326,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20120326,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121009,
Abu Sitta, Ezzalden Majed Abdullah 01830Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Approved####20210310,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Withdrawn####20240528,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Approved####20210310,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Withdrawn####20240528,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved####20210408,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn####20240528,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved####20210408,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn####20240528,
Abu-Khalaf, Mohamad Mahmoud Musa 01817Lesha Bank LLC (Public)##00091##Senior Management Function##Approved##20210208##,
Abu-Shaar, Faisal Saleem Naim 01966Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Approved####20220831,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Withdrawn####20230524,
Abuhamdieh, Arwa Zakaria Ahmad 01772Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20200810,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20210702,Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20200810,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20210702,
Abuhijleh, Fadi Abdelghani Adel 00066United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn####20070701,
AbuInnab, Omar Faisal 01644Goldman Sachs International##00053##Senior Executive Function##Approved####20180722,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20190827,
Abumughli, Ala Azmi Masoud 00753Abu Dhabi Commercial Bank##00075##Senior Executive Function##Approved####20100418,Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn####20160116,
Achkar, Habib Pierre 00727Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved####20100114,Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn####20100622,Morgan Stanley & Co International plc##00019##Senior Management Function##Approved####20100114,Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn####20130619,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20100114,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20130619,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20100114,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130619,
Adamantiadis, Christos 01800Marsh Qatar LLC##00085##Executive Governance Function##Approved####20201215,Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn####20230911,
Adhami, Bilal 00673Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved####20091021,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn####20111101,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Approved####20091021,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn####20111101,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Approved####20091021,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111101,
Adiga, Prakash Beloor 00933State Bank of India - QFC Branch##00137##Finance Function##Approved####20110407,State Bank of India - QFC Branch##00137##Finance Function##Withdrawn####20140327,
Adjadj, Michel 01811UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20201231##,
Afanasiev, Andrey 01697CQUR Bank LLC##00622##Risk Management Function##Approved####20190716,CQUR Bank LLC##00622##Risk Management Function##Withdrawn####20200531,
Afaq, Maqsood Ahmed 00468Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20080903,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20140626,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20080903,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140626,
Afifi, Mohamed Abdel-Moneim 00098Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Approved####20061221,Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn####20080127,Global Investment House (Qatar) LLC##00011##MLRO Function##Approved####20061221,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn####20080127,
Afram, Fadi Fredric 01056Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20120208,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20140112,
Afzal, Laeek 00492QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn####20100721,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100721,
Agarwal, Amit 01538AIG MEA Limited##00035##Actuarial Function##Approved####20160626,AIG MEA Limited##00035##Actuarial Function##Withdrawn####20190328,
Agarwal, Ritesh 00214ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070724,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081120,
Agha, Mohammad Ayaz Azim 00678QINVEST LLC##00048##Finance Function##Approved####20091008,QINVEST LLC##00048##Finance Function##Withdrawn####20110912,Innovation Capital Qatar LLC##00151##Finance Function##Withdrawn####20131105,Innovation Capital Qatar LLC##00151##Finance Function##Approved####20130612,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20190620,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20190801,
Ahmad Kanaan, Mohammad Allam 01949CB Asset Management LLC##01179##Senior Executive Function##Approved####20220630,CB Asset Management LLC##01179##Senior Executive Function##Withdrawn####20220915,
Ahmad, Faris Ahmad Faris 00971Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Approved####20110731,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Withdrawn####20150601,
Ahmad, Hammad 02099QNB Capital LLC##00096##MLRO Function##Approved##20240715##,
Ahmad, Nabeel 01243QINVEST LLC##00048##Finance Function##Approved####20130507,QINVEST LLC##00048##Finance Function##Withdrawn####20130827,QINVEST LLC##00048##Finance Function##Approved##20190128##,Epicure Islamic Investment Management LLC##00602##Finance Function##Approved####20220207,Epicure Islamic Investment Management LLC##00602##Finance Function##Withdrawn####20220927,
Ahmad, Shakeel 01152Chedid and Associates Qatar LLC##00115##Finance Function##Approved####20120913,Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn####20140430,
Ahmad, Wasim 01111T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Approved####20120527,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn####20130418,
Ahmad, Yousaf 01358Citibank, N.A.##00043##Risk Management Function##Approved####20140210,Citibank, N.A.##00043##Risk Management Function##Withdrawn####20150731,
Ahmed, Ataf 00842QINVEST LLC##00048##Senior Management Function##Approved####20130902,QINVEST LLC##00048##Senior Management Function##Withdrawn####20220331,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20101107,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20101107,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20101107,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Ahmed, Husain Hameed Ebrahim 01520MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Approved####20160131,MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn####20160706,
Ahmed, Masroor Fraz 02008Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved##20221220##,
Ahmed, Mohammad Fahad 01488Investcorp Investments LLC##00219##Finance Function##Approved####20150617,Investcorp Investments LLC##00219##Finance Function##Withdrawn####20170319,
Ahmed, Muna A. Rahim Mohamed 01489Investcorp Investments LLC##00219##Compliance Oversight Function##Approved####20150617,Investcorp Investments LLC##00219##Compliance Oversight Function##Withdrawn####20210131,Investcorp Investments LLC##00219##MLRO Function##Approved####20170109,Investcorp Investments LLC##00219##MLRO Function##Withdrawn####20210131,
Ahmed, Nabel Emtayaz Mian 01373The Saudi National Bank##00081##Internal Audit Function##Approved####20140309,The Saudi National Bank##00081##Internal Audit Function##Withdrawn####20171015,
Ahmed, Nidal Lutfi Abdullatif 00141Qatar Capital Partners LLC##00042##Finance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Finance Function##Withdrawn####20090906,
Ahmed, Salman 00001Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20050929,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20060214,QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20060710,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20060718,
Ahmed, Syed Firozuddin 00429BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Approved####20080709,BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Withdrawn####20150706,BMI BANK B.S.C(c)##00052##MLRO Function##Approved####20080709,BMI BANK B.S.C(c)##00052##MLRO Function##Withdrawn####20150706,
Ahmer, Sabeen 00410Kaupthing Bank hf.##00063##Compliance Oversight Function##Approved####20080601,Kaupthing Bank hf.##00063##Compliance Oversight Function##Withdrawn####20090720,
Ahsan, Syed Irtaza 00701Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20091123,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Aichi, Noura 01028Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20111025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Airi, Vikram 01002Amwal LLC##00145##Senior Management Function##Approved####20110914,Amwal LLC##00145##Senior Management Function##Withdrawn####20121211,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn####20121211,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121211,
Ajayi, Adebowale Oluranti 00122American Life Insurance Company ("ALICO")##00036##Risk Management Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn####20070514,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn####20070514,
Akhavi, Alexandre Mehdi 01797Maha Capital Partners LLC##01098##Compliance Oversight Function##Approved##20201202##,Maha Capital Partners LLC##01098##MLRO Function##Approved##20201202##,
Akhrass, Jameel Khalid 00131Lehman Brothers International (Europe)##00040##Senior Executive Function##Approved####20070318,Lehman Brothers International (Europe)##00040##Senior Executive Function##Withdrawn####20100105,
Akhtar, Javed 00454BMI BANK B.S.C(c)##00052##Senior Management Function##Approved####20080824,BMI BANK B.S.C(c)##00052##Senior Management Function##Withdrawn####20090401,BMI BANK B.S.C(c)##00052##Customer Facing Function-Advising on Investments##Approved####20080824,BMI BANK B.S.C(c)##00052##Customer Facing Function-Advising on Investments##Withdrawn####20090401,BMI BANK B.S.C(c)##00052##Customer Facing Function-Dealing in Investments##Approved####20080824,BMI BANK B.S.C(c)##00052##Customer Facing Function-Dealing in Investments##Withdrawn####20090401,
Akhtar, Syed Tanveer 01912Sharq Insurance LLC##00054##Senior Management Function##Approved####20220110,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20241020,
Akkawi, Zeid Toufic 00414Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20080605,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20090122,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20080605,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090122,
Aksoy, Dr Mehmet Hakan 02025CB Asset Management LLC##01179##Senior Executive Function##Approved####20230528,CB Asset Management LLC##01179##Senior Executive Function##Withdrawn####20240218,
Al Abdulla, Hussain Ali Abdulrahman Abdulla 00158Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20070403,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20161212,
Al Ajmi, Sadiq 02058Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Approved##20231031##,
Al Akoury, Steven 02087AMP Partners QFC LLC##01754##Compliance Oversight Function##Approved##20240520##,AMP Partners QFC LLC##01754##MLRO Function##Approved##20240520##,
Al Ansari, Aya 01449Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20141229,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Al Ardhi, Mohamed Mahfoodh Saad 01205Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Withdrawn####20131105,
Al Asfoor, Jawad Kadhem Salman 00532Al Mal Bank LLC##00100##Non-Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn####20100328,
Al Attiyah, Hamad Abdulla 00821Matrix ME Alignment Fund Management LLC##00122##Non-Executive Governance Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Non-Executive Governance Function##Withdrawn####20120527,
Al Attiyah, Meera Hamad Abdulla A 01442QNB Capital LLC##00096##Executive Governance Function##Approved##20141202##,
Al Balushi, Khalid Abdullah Ali 01789Oman Reinsurance Co. - QFC Branch##01134##Compliance Oversight Function##Approved##20201130##,Oman Reinsurance Co. - QFC Branch##01134##MLRO Function##Approved##20201130##,
Al Damer, Fahd Abdulleh Hussein 00550Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20081217,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20141210,
Al Darwish, Adnan Ahmad Darwish 00505Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Approved####20081023,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn####20090112,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090112,
Al Dhaheri, Khalaf Sultan Rashed Saeed 00160Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20070403,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20110713,
Al Dosari, Saad Mohammed Buzwair 00533Al Mal Bank LLC##00100##Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn####20100328,
Al Emadi, Mohammed Ismail M S 01567Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20161212,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20230529,Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved##20230710##,
Al Fardan, Fahad Hussain I 01942Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved##20220606##,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Approved##20220927##,
Al Habib, Driss 01522Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20160307,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20190630,
Al Habshi, Syed Ahmad Anis Syed 00742Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20100401,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20100401,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20100401,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn####20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Approved####20100401,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn####20100720,
Al Haddad, Roland 00411Kaupthing Bank hf.##00063##MLRO Function##Approved####20080601,Kaupthing Bank hf.##00063##MLRO Function##Withdrawn####20090720,
Al Halabi, Kamal Emile 00516Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20081120,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20100707,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20081120,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20100707,
Al Jaidah, Salah Mohammed Ibrahim 00169Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Approved##20110321##,Deutsche Bank AG Doha (QFC) Branch##00032##Executive Governance Function##Approved##20210817##,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20231101,
Al Jaroudi, Marwan Mohamad Tawfik 00388BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##,
Al Jomaih, Ibrahim Mohammed Abdulaziz 00551Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20081217,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20190129,
Al Kaissi, Rania Derian Mohamad 01348BLOM Bank Qatar LLC##00079##Internal Audit Function##Approved####20140128,BLOM Bank Qatar LLC##00079##Internal Audit Function##Withdrawn####20210201,
Al Katerji, Haithem 01341Al Rayan Investment LLC##00045##Senior Executive Function##Approved####20140115,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn####20230620,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20140115,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20140115,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20140115,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,
Al Khairi, Sami Mu'ath Sami 01006Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn####20141203,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141203,
Al Khaja, Mohamed Hasan Ali Ahmed 00956Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20110526,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20131027,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20110526,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20131027,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20110526,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn####20131027,
Al Khalfan, Nader Mohamed Ali 00993EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20110912,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20130401,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20110912,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130401,
Al Khalifa, Abdulla Mubarak Naser 00494QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20080928##,
Al Kuwari, Thani Abdul Rahman Shahin Al Sheikh 00858QINVEST LLC##00048##Non-Executive Governance Function##Approved####20101227,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20120703,
Al Lawati, Ammar Hassan Dawood 01955Liva Insurance SAOC##01605##Senior Executive Function##Approved##20240714##,Liva Insurance SAOC##01605##Non-Executive Governance Function##Approved####20220830,Liva Insurance SAOC##01605##Non-Executive Governance Function##Withdrawn####20240714,
Al Maghribi, Yaser Mahmoud Khamis 01494Lesha Bank LLC (Public)##00091##Risk Management Function##Approved####20150623,Lesha Bank LLC (Public)##00091##Risk Management Function##Withdrawn####20180719,
Al Mannai, Salem Khalaf A A 01301Q Life & Medical Insurance Company LLC##00141##Senior Executive Function##Approved####20170720,Q Life & Medical Insurance Company LLC##00141##Senior Executive Function##Withdrawn####20210621,Q Life & Medical Insurance Company LLC##00141##Executive Governance Function##Approved####20200405,Q Life & Medical Insurance Company LLC##00141##Executive Governance Function##Withdrawn####20230710,Q Life & Medical Insurance Company LLC##00141##Senior Management Function##Approved####20130917,Q Life & Medical Insurance Company LLC##00141##Senior Management Function##Withdrawn####20170720,QIC International LLC##00034##Senior Management Function##Approved####20160110,QIC International LLC##00034##Senior Management Function##Withdrawn####20180308,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved##20210331##,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Approved##20220927##,
Al Marzuqi, Badar Salim Mubarak 01958Liva Insurance SAOC##01605##Senior Executive Function##Approved####20220830,Liva Insurance SAOC##01605##Senior Executive Function##Withdrawn####20240714,
Al Mass, Khaled Abdulla Mohamed Abdulla 01115Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn####20200120,
Al Mazyad, Ibrahim Bin Hamoud Bin Romeih 01128Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved####20120703,Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Withdrawn####20181218,
Al Mehana, Mahmoud Habib Shanawah Hussein Mohamed 00506Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Approved####20081023,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn####20101102,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101102,
Al Mutairy, Mosabah Saif Mosabah 01190Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20130107,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20190424,
Al Omar, Waleed Khalid 00535Al Mal Bank LLC##00100##Non-Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn####20100328,
Al Owair, Ali Saeed Samikh Braik 00536Al Mal Bank LLC##00100##Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm####20100328,
Al Qadi, Wael A A 01770Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20200719##,
Al Qarahdaghi, Mohammed Majed Ali 00537Al Mal Bank LLC##00100##Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm####20100328,
Al Qubaisi, Khaled Abdulla Jumaa Karam 01116Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn####20141231,
Al Rasheed, Mohamed Ahmed Mohamed Rashed 00812QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100923,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20110727,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100923,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110727,
Al Shanfari, Dhafar Awadh Badar 02056Liva Insurance SAOC##01605##Non-Executive Governance Function##Approved####20231010,Liva Insurance SAOC##01605##Non-Executive Governance Function##Withdrawn####20240714,
Al Subaey, Khalifa Abdulla T 00115QIC International LLC##00034##Senior Executive Function##Approved####20070212,QIC International LLC##00034##Senior Executive Function##Withdrawn####20180308,QIC International LLC##00034##Executive Governance Function##Approved####20120703,QIC International LLC##00034##Executive Governance Function##Withdrawn####20180308,Qatar Reinsurance Company LLC##00117##Senior Executive Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Senior Executive Function##Withdrawn####20151202,Qatar Reinsurance Company LLC##00117##Executive Governance Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Executive Governance Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Senior Executive Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Senior Executive Function##Withdrawn####20170720,Q Life & Medical Insurance Company LLC##00141##Executive Governance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Executive G,
Al Thani, Abdul Rahman Bin Mohamed Bin Jabor 00206Sharq Insurance LLC##00054##Executive Governance Function##Approved##20070716##,
Al Thani, Abdulaziz Abdulla 02003QINVEST LLC##00048##Senior Management Function##Approved####20221207,QINVEST LLC##00048##Senior Management Function##Withdrawn####20240715,
Al Thani, Abdulla Abdulaziz S H 02004Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20221207,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20230511,
Al Thani, Abdulla bin Ahmed Abdulla Ahmed 00872Concordia Capital LLC##00129##Non-Executive Governance Function##Approved####20110113,Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA####20140518,
Al Thani, Al Hussain Ali Ahmed Jassim 00161Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20070403,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20120910,
Al Thani, Fahad Bin Mohamed Bin Jabor 00207Sharq Insurance LLC##00054##Executive Governance Function##Approved####20070716,Sharq Insurance LLC##00054##Executive Governance Function##Withdrawn####20100207,
Al Thani, Jassim Bin Hamad Bin Jassim Bin Jabor 00170QINVEST LLC##00048##Non-Executive Governance Function##Approved##20070430##,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20100124,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202,
Al Thani, Khalifa bin Jabor bin Mohammed bin Jabor 00871Concordia Capital LLC##00129##Non-Executive Governance Function##Approved####20110113,Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA####20140518,
Al Thani, Mohamed bin Ahmed bin Jassem 00224CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Withdrawn####20080313,
Al Thani, Mohamed bin Hamad bin Jassem bin Jabor 00335EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Withdrawn####20091123,
Al Thani, Mohamed Khalifa H 02043SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20230717##,
Al Thani, Saoud Bin Khalid Bin Hamad Bin Abdulla 00730Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20100124,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20190526,
Al Wazzan, Sameer Ebrahim Hamad 00987Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20110817,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20190807,
Al Yaman, Samih Hassan 01074Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20130113,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130113,
Al Yamani, Darine 01180Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20121125,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Al-Abdulghani, Salman Abdulla A. N. 01706Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20190731,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20210225,
Al-Abduljaleel, Fahad Ghazi 00192Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20070610,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20070610,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812,
Al-Amin, Ziad 01695CQUR Bank LLC##00622##Senior Executive Function##Approved##20190716##,CQUR Bank LLC##00622##Executive Governance Function##Approved##20190716##,
Al-Ani, Bineeta 00990AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20150209,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20190331,AXA Investment Managers LLC##00008##MLRO Function##Approved####20110825,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20190331,
Al-Ansari, Abdulla Ahmed A A 01271Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved####20130617,Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn####20240715,Morgan Stanley & Co International plc##00019##Executive Governance Function##Withdrawn####20240715,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved####20211103,
AL-Ansari, Abdulrahman Abdulla I 01851Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20210525##,
Al-Ansari, Buthaina Hassan Farja Hashem 00511Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091008,
Al-Ansari, Nasser Hassen F H 00159Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20070403,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20110713,Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20171002,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20200726,
Al-Attiya, Khalid Abdullah K A 01565Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##,
Al-Bader, Reem Mohammed Mishary Hassan 00045Global Investment House (Qatar) LLC##00011##Finance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Finance Function##Withdrawn####20070301,
Al-Bloushi, Manar 02105Qatar Derivatives Exchange LLC##02488##MLRO Function##Approved##20240805##,Qatar Central Counterparty LLC##02487##MLRO Function##Approved##20240805##,
Al-Dosari, Rajih Shabeeb 00643Al Mal Bank LLC##00100##Executive Governance Function##Approved####20090827,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn####20100328,
Al-Ebrahim, Essa Mohammed Ahmed Hassan 00042Standard Chartered Bank##00010##Compliance Oversight Function##Approved####20060622,Standard Chartered Bank##00010##Compliance Oversight Function##Withdrawn####20080401,Standard Chartered Bank##00010##MLRO Function##Approved####20060622,Standard Chartered Bank##00010##MLRO Function##Withdrawn####20080401,
Al-Eida, Abdulla Saeed M 00705QIC International LLC##00034##Non-Executive Governance Function##Approved####20091123,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20151213,
Al-Emadi, Abdulaziz Nasser 02106Qatar Derivatives Exchange LLC##02488##Non-Executive Governance Function##Approved##20240805##,Qatar Central Counterparty LLC##02487##Non-Executive Governance Function##Approved##20240805##,
Al-Emadi, Ali Asad Abdul Rahman Shareef 00493QNB Capital LLC##00096##Non-Executive Governance Function##Approved####20080928,QNB Capital LLC##00096##Non-Executive Governance Function##Withdrawn####20130625,
Al-Emadi, Mohamed Abdulsalam M A 02029Rasmal Ventures LLC##01927##Non-Executive Governance Function##Approved####20230621,Rasmal Ventures LLC##01927##Non-Executive Governance Function##Withdrawn####20231017,
Al-Fadli, Abdulla Ahmed A A 01801CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20201230##,
Al-Fardan, Hussain Ibrahim 00112QIC International LLC##00034##Non-Executive Governance Function##Approved####20070212,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20151213,
Al-Ganadi, Kaid Ali Yusur 00483MARSH BROKERS LIMITED ##00093##MLRO Function##Approved####20080914,MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn####20101007,
Al-Gharaballi, Samir Abdel Mohsen Abdel Karim 00046Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20081023,
Al-Ghunaim, Maha Khaled Salih 00047Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20101102,
Al-Haiky, Hassan Ali Y A 01803CB Asset Management LLC##01179##Executive Governance Function##Approved####20201230,CB Asset Management LLC##01179##Executive Governance Function##Withdrawn####20220508,
Al-Hajri, Menahi Khalid M A 01452Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20141229,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20161212,
Al-Hajri, Mohammed Nasser M. A. 01186Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20121231##,
Al-Hamadi, Faisal A-Wahid A T 01035Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20111101,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20141124,
Al-Hammadi, Ahmed 00400EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Approved####20080519,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn####20100609,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Approved####20091011,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100609,
Al-Harbi, Muhsen Mohammed Muhsen Ghareeb 00048Global Investment House (Qatar) LLC##00011##Senior Executive Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Senior Executive Function##Withdrawn####20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Approved####20080501,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Approved####20080501,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Withdrawn####20090119,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Managing Investments##Approved####20080501,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Managing Investments##Withdrawn####20090119,
Al-Hashmi, Ahmed Abdulla Al-Mustafawee 00534Al Mal Bank LLC##00100##Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Executive Governance Function##No longer performing a controlled function for an authorised firm####20100328,
Al-Jabir, Dr. Shaikha Sultan J M 02031Rasmal Ventures LLC##01927##Senior Executive Function##Approved##20230621##,Rasmal Ventures LLC##01927##Executive Governance Function##Approved##20230621##,
Al-Jebouri, Mario Isamsaadi 02112AMP Partners QFC LLC##01754##Senior Executive Function##Approved##20240813##,AMP Partners QFC LLC##01754##Executive Governance Function##Approved##20240813##,
Al-Jufaili, Khulood Nasser Saleem 01790Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Approved####20201130,Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Withdrawn####20201220,
Al-Kaabi, Ahmad Nasser R S 01412SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20140715##,
Al-kaabi, Jassim Mohd A A 01527Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20160417,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20190424,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20240515,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20220418,
Al-Kaabi, Rashid Nasser 00735Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20100215##,QINVEST LLC##00048##Non-Executive Governance Function##Approved##20191022##,
Al-kaabi, Saad Nasser R S 01932Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20220418,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20240311,
Al-Kawari, Tamim Hamad Abdulaziz Ali 00203Goldman Sachs International##00053##Senior Executive Function##Approved####20070709,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20120715,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Approved####20070709,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn####20120715,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Approved####20070709,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120715,QINVEST LLC##00048##Senior Executive Function##Withdrawn####20210630,QINVEST LLC##00048##Non-Executive Governance Function##Approved####20220202,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20230124,QINVEST LLC##00048##Senior Executive Function##Approved####20121209,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20121209,QINVEST LLC##00048##Customer F,
Al-Khafrah, Mubarak Abdullah M 01008QINVEST LLC##00048##Non-Executive Governance Function##Approved####20110922,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20210907,
Al-Khaldi, Nasser Mohammed A A 01835Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20210329##,
Al-Khaledi, Mahmoud Mohamed Mahmoud 00127United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20070304,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20070304,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Approved####20070304,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Managing Investments##Approved####20070304,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Managing Investments##Withdrawn####20091018,
Al-Kuwari, Ali Ahmed Zayed Ahmed 00495QNB Capital LLC##00096##Executive Governance Function##Approved####20080928,QNB Capital LLC##00096##Executive Governance Function##Withdrawn####20100426,QNB Capital LLC##00096##Executive Governance Function##Approved####20110421,QNB Capital LLC##00096##Executive Governance Function##Withdrawn####20181113,QNB Capital LLC##00096##Non-Executive Governance Function##Approved####20100426,QNB Capital LLC##00096##Non-Executive Governance Function##Withdrawn####20110421,
Al-Kuwari, Ali Majed M Z 02111Qatar Central Counterparty LLC##02487##Internal Audit Function##Approved##20240805##,Qatar Derivatives Exchange LLC##02488##Internal Audit Function##Approved##20240805##,
Al-Kuwari, Mohd A.Aziz S Alsaad 02098Rasmal Ventures LLC##01927##Non-Executive Governance Function##Approved##20240715##,
Al-Kuwari, Thani Abdulrahman Sh A 01446Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20141229,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20161212,
Al-Mahmoud, Al Anoud Saoud A Z 01866Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20210727,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20221114,
Al-Mahmoud, Fahad Ali M 02108Qatar Central Counterparty LLC##02487##Finance Function##Approved##20240805##,Qatar Derivatives Exchange LLC##02488##Finance Function##Approved##20240805##,
Al-Mahmoud, Ibrahim Abdulla 00113QIC International LLC##00034##Non-Executive Governance Function##Approved####20070212,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20140427,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20110512,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20130529,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20140428,
Al-Mahmoud, Meshaal Mohamed A. Z. 02093Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20240610##,
Al-Mahmoud, Saoud Abdulla Z 01825Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20210303,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20221207,
Al-Malki, Ali Ibrahim A 01543Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20160811,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20190217,
Al-Mana, Fahad Mohammed F A 01316QIC International LLC##00034##Senior Management Function##Approved####20131114,QIC International LLC##00034##Senior Management Function##Withdrawn####20151031,
Al-Mana, Mohd Yousef A. 01704Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20190731##,
Al-Mannai, Khalaf Ahmed Shabeeb 00114QIC International LLC##00034##Non-Executive Governance Function##Approved####20070212,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20151213,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20190526,
Al-Marri, Abdulla Fahad Abdulla Ghorab 00471Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20190829,
Al-Marri, Ahmad Abdulla Salem Ghorab 00552Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20081217,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20180716,
Al-Marri, Mohammed Ahmad A G 01861QINVEST LLC##00048##Non-Executive Governance Function##Approved##20210714##,
Al-Marri, Salem Mohd S. A. 01705Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20190731,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20220323,
Al-Maslamani, Sara Morzouq J M 01929QNB Capital LLC##00096##MLRO Function##Approved####20220315,QNB Capital LLC##00096##MLRO Function##Withdrawn####20240715,
Al-Meer, Abdullattif Abdulla M A 00172QINVEST LLC##00048##Senior Executive Function##Approved####20070430,QINVEST LLC##00048##Senior Executive Function##Withdrawn####20080902,QINVEST LLC##00048##Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Executive Governance Function##Withdrawn####20121118,QINVEST LLC##00048##Non-Executive Governance Function##Approved####20121118,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20130717,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20080526,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121118,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20080526,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121118,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20080526,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121118,QINVEST LLC##00048##Customer,
Al-Meer, Sohayla Ahmed 02103Qatar Derivatives Exchange LLC##02488##Risk Management Function##Approved##20240805##,
Al-Mohannadi, Ali Rashid Ali Said 01349QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20140128##,
Al-mohannadi, Eisa Mohammed E A 01931Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20220418##,
Al-Mohannadi, Salman Mohammed Ahmed Al Hassan 00952QNB Capital LLC##00096##Senior Executive Function##Approved####20110526,QNB Capital LLC##00096##Senior Executive Function##Withdrawn####20140323,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20110526,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn####20140323,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20110526,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140323,QNB Capital LLC##00096##Customer Facing Function-Dealing in Investments##Approved####20110526,QNB Capital LLC##00096##Customer Facing Function-Dealing in Investments##Withdrawn####20140323,QNB Capital LLC##00096##Customer Facing Function-Managing Investments##Approved####20110526,QNB Capital LLC##00096##Customer Facing Function-Managing Investments##Withdrawn####20140323,
Al-Mudahka, Aisha Abdulhameed A J 02023Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved##20230514##,
Al-Mudaries, Haythem 01497Sharq Insurance LLC##00054##Senior Management Function##Approved####20150811,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20151015,
Al-Muftah, Abdulaziz Yacoub Yousef Mubarak 00512Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
AL-Mughesib, Khalid AbdulRahman A 00676Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20091018,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014,
Al-Muhanadi, Howaida Abdulla S B 01769Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20200713,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20220131,
Al-Neama, Yousef Mahmoud 00142Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn####20090906,QNB Capital LLC##00096##Non-Executive Governance Function##Approved##20190915##,
Al-Obaidan, Abdulrahman Ahmad A Y 02119Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20241105##,
Al-Obaidli, M Noor A M 00740SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved####20100310,SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Withdrawn####20230520,
Al-Okar, Mohd Mahmoud M. 01534Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20160529##,
Al-Qadi, Abdul Kadir 00010Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Withdrawn####20200216,
Al-Qadi, Hani Abdulkadir 00011Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Withdrawn####20080414,Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Executive Governance Function##Withdrawn####20200713,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Approved####20060607,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Approved####20060607,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governan,
Al-Qahtani, Mohammed Nasser M. N. 01703Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20190731,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20220323,
Al-Quraishi, Othman Mohammad Othman Abdullah 00440UBS AG##00087##Senior Executive Function##Approved####20080723,UBS AG##00087##Senior Executive Function##Withdrawn####20110621,UBS AG##00087##Customer Facing Function-Advising on Investments##Approved####20080723,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn####20110621,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Approved####20080723,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110621,
Al-Rasheed, Wael Bin Hussain Bin Qassim 00988UBS AG##00087##Finance Function##Approved####20110817,UBS AG##00087##Finance Function##Withdrawn####20120624,
Al-Roomi, Khawla Bader Yousif Abdul Rahman 00049Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20101102,
Al-Rumaihi, Mohd Abdulla M 02036Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20230705##,SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20230717##,
Al-Sada, Alatif Mohd A. 01701Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20190731,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20220323,
Al-Sahli, Mohammed Deyab M D 01651Lesha Bank LLC (Public)##00091##Senior Management Function##Approved##20180809##,
Al-Sayed, Abdulrahman Mohammed A Y 01350UBS AG##00087##Senior Executive Function##Approved####20140128,UBS AG##00087##Senior Executive Function##Withdrawn####20171023,UBS AG##00087##Customer Facing Function-Advising on Investments##Approved####20140128,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Approved####20140128,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Al-Shaibi, Abdulrahman Ahmad Abdulrahman 00517Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014,
Al-Shakarchi, Mazin Mahmoud Daoud 00913Coutts & Co##00084##Customer Facing Function-Advising on Investments##Approved####20110404,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn####20110727,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Approved####20110404,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110727,
Al-Shareef, Nasser Abdulla Saad Al Mahmoud 01176QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20121018,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn####20130325,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20121018,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130325,QINVEST LLC##00048##Senior Management Function##Approved####20180409,QINVEST LLC##00048##Senior Management Function##Withdrawn####20191130,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20130625,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20130625,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Al-Sowaidi, Khalid Ahmed M.A. 01820Power Bank LLC##00644##Executive Governance Function##Approved####20210223,Power Bank LLC##00644##Executive Governance Function##No longer performing a controlled function for an authorised firm####20210630,
Al-Subaiei, Abdulla Yousef A B 00791T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Approved####20100707,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn####20190214,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Approved####20100707,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Al-Subeai, Khalid Youssef A B 00784Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved####20100624,Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn####20121031,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20110526,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20121031,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20110526,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121031,
Al-Sulaiti, Mohd Ali M. H. 02094Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20240611##,
Al-Sumait, Bader Abdullah Ahmed 00050Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20101102,
Al-Suwaidi, Fahad Mohammed K A 01864Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20210727,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20230710,
Al-Terhi, Mohammed Rawhi 02102Sharq Insurance LLC##00054##Senior Management Function##Approved##20240721##,
Al-Thani, Faisal Saoud F Q 01563Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20161212,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20200319,
Al-Thani, Faisal Thani F.T. 01517Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20160110,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20190526,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20190731##,
Al-Thani, Hamad Mohamed KH H 01683Epicure Investment Management LLC##00676##Senior Executive Function##Approved####20190501,Epicure Investment Management LLC##00676##Senior Executive Function##Withdrawn####20221212,Epicure Investment Management LLC##00676##Executive Governance Function##Approved####20190501,Epicure Investment Management LLC##00676##Executive Governance Function##Withdrawn####20220430,HMK Capital LLC##01718##Non-Executive Governance Function##Approved##20221031##,Epicure Islamic Investment Management LLC##00602##Senior Executive Function##Approved####20220927,Epicure Islamic Investment Management LLC##00602##Senior Executive Function##Withdrawn####20221212,
Al-Thani, Hamad Nasser Jassim 00473Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20160529,
Al-Thani, Jassim Hamad N.J. 01540Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20160724,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20181212,
Al-Thani, Khalid Khalifa Jassim Fahed 00474Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20151005,
Al-Thani, Mohamed Ahmed J. 01476Amwal LLC##00145##Non-Executive Governance Function##Approved##20150420##,
Al-Thani, Sheikh AlHussain Ali A.J. 01033QINVEST LLC##00048##Non-Executive Governance Function##Approved####20111101,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20130717,
Al-Thani, Sheikh Ali Abdulla K A 01974Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20220905##,
Al-Thani, Sheikh Jabor Bin Yousuf Bin Jassim 00664SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##,
Al-Thani, Sheikh Khalid Hamad K.H. 01444QIC International LLC##00034##Non-Executive Governance Function##Approved####20141202,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20160131,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20151214,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20141202,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20141202,
Al-Thani, Sheikh Mansoor Mohamed J.M. 01739Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##,
Al-Thani, Sheikh Nasser Hamad N J 01034Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20111101,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20161212,
Al-Thani, Sheikh Nawaf Mohamed J.M. 01740Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##,
Al-Thani, Sheikh Saoud A.Rahman H. A. 01975Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20220905##,
Al-Thani, Sheikh Talal Mohammed J.M. 01738Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##,
Al-Thani, Sheikh Thamer Mohamed J.M. 01741Al Awael Captive Insurance Co. LLC##00838##Non-Executive Governance Function##Approved##20200128##,
Alaali, Areej Ali Abbas Ali 01824AIG MEA Limited##00035##Risk Management Function##Approved####20210303,AIG MEA Limited##00035##Risk Management Function##Withdrawn####20240820,
Alajaji, Abdulaziz Mohammed A 02116Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved##20240929##,
Alakram, Jaafar Ebrahim Mohamed Ebrahim 01315Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Approved####20131029,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn####20150816,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Approved####20131029,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Alalawi, Eyad Mahmood Sayed Abdulla Naser 01923Investcorp Investments LLC##00219##Compliance Oversight Function##Approved####20220207,Investcorp Investments LLC##00219##Compliance Oversight Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Compliance Oversight Function##Withdrawn####20240923,
Alalawi, Khaled Abdulghaffar Mohamed Yusuf 01815Investcorp Investments LLC##00219##Compliance Oversight Function##Approved####20210126,Investcorp Investments LLC##00219##Compliance Oversight Function##Withdrawn####20210908,Investcorp Investments LLC##00219##MLRO Function##Approved####20210126,Investcorp Investments LLC##00219##MLRO Function##Withdrawn####20210908,
AlAlawi, Sana Hashem 01104MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Approved####20120429,MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Withdrawn####20200923,MedGulf Takaful - QFC Branch##00110##MLRO Function##Approved####20120429,MedGulf Takaful - QFC Branch##00110##MLRO Function##Withdrawn####20200923,
Alammadi, Ahmed Ali Abbas Ahmed 01112Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120527,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20131224,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120527,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20131224,
Alappat, Joseph Kurian 01619Citibank, N.A.##00043##Finance Function##Approved####20171112,Citibank, N.A.##00043##Finance Function##Withdrawn####20211014,
Alawadhi, Ismail Abdulsamad Mohamed Rasheed 01649Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20180809,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20190714,
AlBader, Hamed A KH 01819Power Bank LLC##00644##Non-Executive Governance Function##Approved####20210223,Power Bank LLC##00644##Non-Executive Governance Function##No longer performing a controlled function for an authorised firm####20210630,
Alberts, Heather Patricia 01048AIG MEA Limited##00035##Finance Function##Approved####20111206,AIG MEA Limited##00035##Finance Function##Withdrawn####20120312,
albusaid, Tariq Thabit Ahmed 01833Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Approved####20210317,Oman Reinsurance Co. - QFC Branch##01134##Internal Audit Function##Withdrawn####20230829,
Alderazi, Abbas Ebrahim Ali Marzooq 00371BMI BANK B.S.C(c)##00052##Senior Executive Function##Approved####20080308,BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn####20090209,
Alexander, Adrian Paul 00350Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Approved####20080127,Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn####20091008,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Approved####20080127,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091008,
Alexander, Oliver 00820Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments#,
Alfadala, Ali Saleh N 01482QIC International LLC##00034##Non-Executive Governance Function##Approved####20150601,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20180308,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20150601,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Approved####20150601,Q Life & Medical Insurance Company LLC##00141##Non-Executive Governance Function##Withdrawn####20210620,
AlGhussein, Fahmi 01388Amwal LLC##00145##Senior Executive Function##Approved####20140331,Amwal LLC##00145##Senior Executive Function##Withdrawn####20190101,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20140331,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Approved####20140331,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved####20190522,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn####20240707,
Alhajeri, Manaf Abdulaziz 00038Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Approved####20060501,Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Withdrawn####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812,
Alhajri, Nasser Ali G A 02092Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20240610##,
Alhameli, Mohamed Sultan Abdulla Mohamed 01467Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Approved####20150310,Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn####20200120,
AlHuqbani, Fahad Abdullah S 01675Arab Jordan Investment Bank (Qatar) LLC##00003##Non-Executive Governance Function##Approved##20190213##,
Ali, Abbas 01273QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20130625,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20140731,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20130625,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140731,
Ali, Ayda Abubakar 01885American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20211025,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20220412,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20211025,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20220412,
Ali, Bachar Karah 00277American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140506,
Ali, Husain Ali Hasan 01396Zurich International Life Limited##00067##Compliance Oversight Function##Approved##20140507##,Zurich International Life Limited##00067##MLRO Function##Approved##20140507##,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved####20190527,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn####20200601,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved####20190527,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn####20200601,
Ali, Mohammad Ashraf Barket 00423Marsh Qatar LLC##00085##Finance Function##Approved####20080630,Marsh Qatar LLC##00085##Finance Function##Withdrawn####20100310,
Ali, Saudoun Abdullah 00121United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20070221,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Ali, Shabbir Barkat 01194The Royal Bank of Scotland plc##00046##Finance Function##Approved####20130107,The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn####20150325,Al Rayan Investment LLC##00045##Finance Function##Approved####20220202,Al Rayan Investment LLC##00045##Finance Function##Withdrawn####20220908,
Ali, Suleiman 01888Hoopoe Advisors Representative Office##01389##MLRO Function##Approved##20211027##,
Ali, Suzzanna Binti 00857QINVEST LLC##00048##Compliance Oversight Function##Approved####20101227,QINVEST LLC##00048##Compliance Oversight Function##Withdrawn####20140529,QINVEST LLC##00048##MLRO Function##Approved####20110626,QINVEST LLC##00048##MLRO Function##Withdrawn####20140529,
Ali, Syed Shozeb 01641Citibank, N.A.##00043##Internal Audit Function##Approved####20180709,Citibank, N.A.##00043##Internal Audit Function##Withdrawn####20201007,Citibank, N.A.##00043##Internal Audit Function##Approved##20230823##,
Ali, Umar 00245Kaupthing Bank hf.##00063##Senior Executive Function##Approved####20070927,Kaupthing Bank hf.##00063##Senior Executive Function##Withdrawn####20090520,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Approved####20070927,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Withdrawn####20090520,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Approved####20070927,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090520,
Ali, Zeeshan Manzoor 01263Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Alibhai Kermally, Fatima 01674Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved##20190213##,
AlJaber, Mohamed Ahmed Mohamed 01054Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20120208##,
Aljamali, Hamad Hassan A M 01564Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20161212,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20211216,
Aljar, Yaser Hamad Mohamed Yusuf 00470Lesha Bank LLC (Public)##00091##Finance Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Finance Function##Withdrawn####20110808,
Aljasmi, Abdulrahman Mohamed Abdulla Mohamed 00171QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20080831,
Alkabbani, Amr Mamoun Mohamed 00151Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn####20120109,
AlKhaiat, Mohamad Mhd Reslan 01702Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20190731,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20191105,
AlKhalifa, Shaikh Mohamed Duaij Khalifa 00901Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn####20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn####20120415,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Appro,
Alkhasawneh, Hamza 02077Citibank, N.A.##00043##Finance Function##Approved##20240226##,
Alkis, Hakan 00629AIG MEA Limited##00035##Finance Function##Approved####20090616,AIG MEA Limited##00035##Finance Function##Withdrawn####20100124,
AlKishi, Jamal Ali H 02089Deutsche Bank AG Doha (QFC) Branch##00032##Non-Executive Governance Function##Approved##20240602##,
Alkoofi, Husain Mahmood Mansoor Mohamed 01594Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Approved####20170710,Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn####20180419,Takaful International Company - QFC Branch##00131##MLRO Function##Approved####20170710,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn####20180419,
Alkuwari, Khamis Mubarak Khamis Zamil 01429QINVEST LLC##00048##Non-Executive Governance Function##Approved####20141020,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20210615,
Allam, Georges 01123American Life Insurance Company ("ALICO")##00036##Risk Management Function##Approved####20120611,American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn####20130228,
Allam, Nancy Ashraf 02047Nasco Qatar LLC##00057##Compliance Oversight Function##Approved##20230723##,
Allana Mohammed Salim, Mohammed Yahya 00366Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20080225,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20101227,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20080225,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Approved####20080526,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn####20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Approved####20080526,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn####20101227,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn - termination by the authorised firm due to alleged gross misconduct####20190912,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn - termination by the authorised firm due to alleged gross misconduct####20190912,Prime Fi,
Allderidge, Roderick George 01374Nexus Financial Services WLL##00099##Senior Executive Function##Approved####20140309,Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn####20191022,
Allemano, Walter 02020AMP Partners QFC LLC##01754##Non-Executive Governance Function##Approved##20230330##,
Allen, Christopher David 00892Coutts & Co##00084##Senior Management Function##Approved####20110220,Coutts & Co##00084##Senior Management Function##Withdrawn####20120312,
Allen, Stewart William 00415Coutts & Co##00084##Senior Executive Function##Approved####20080619,Coutts & Co##00084##Senior Executive Function##Withdrawn####20150330,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Approved####20080619,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Approved####20080619,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Almana, Mohamed Abdullatif Abdulrahman 01272QINVEST LLC##00048##Non-Executive Governance Function##Approved####20130625,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20190710,
AlMandeel, Nader Saeed Ahmed Ebrahim 01879MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved##20211003##,
AlMoayyed, Ghalib Khalil Ebrahim 01009BMI BANK B.S.C(c)##00052##Senior Executive Function##Approved####20110922,BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn####20150706,
Almosawi, Salman Radhi Salman 00714T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Approved####20091215,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn####20110421,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Approved####20091215,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn####20110421,
Almuhandes, Aqeela Hasan Ali Mohsen Ali 01166MUFG Bank, Ltd.##00103##Compliance Oversight Function##Approved####20121016,MUFG Bank, Ltd.##00103##Compliance Oversight Function##Withdrawn####20170202,MUFG Bank, Ltd.##00103##MLRO Function##Approved####20121016,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn####20170202,
ALNajar, Ali Shaker Jaafar Sadeq 01882MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved##20211025##,
AlObaidli, Ali Mohammed Ali Suleiman 00472Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20190930,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20160529,Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20180809,
Alothman, Abdulaziz Ahmed Othman Ahmed 00889Takaful International Company - QFC Branch##00131##Risk Management Function##Approved####20110215,Takaful International Company - QFC Branch##00131##Risk Management Function##Withdrawn####20210809,
Alothman, Afaf Eid Ali 01333T'azur Company b.s.c. ( c ) - QFC Branch##00112##Internal Audit Function##Approved####20140107,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Internal Audit Function##Withdrawn####20220516,
AlRabie, Oday Faisal Ghazi 01878Prime Financial Solutions LLC##00109##MLRO Function##Approved####20210928,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20220302,
Alrayes, Abdulla Mohamed Sharif 00432Aon Qatar LLC##00086##Senior Executive Function##Approved##20080722##,Aon Qatar LLC##00086##Executive Governance Function##Approved####20110817,Aon Qatar LLC##00086##Executive Governance Function##Withdrawn####20120703,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20080722,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Alrayes, Abdullatif Mohamed Sharif 00433Aon Qatar LLC##00086##Executive Governance Function##Approved####20080722,Aon Qatar LLC##00086##Executive Governance Function##Withdrawn####20130121,
Alsadoun, Ibrahim 02061The Saudi National Bank##00081##Non-Executive Governance Function##Approved##20231112##,
Alsairafi, Salman 00726QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100217,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100217,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121231,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Approved####20130515,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Approved####20130515,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Alsane, Jassim A. J. A. 01953Goldman Sachs International##00053##Senior Executive Function##Approved####20220704,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20230315,Goldman Sachs International##00053##Executive Governance Function##Approved##20220704##,
Alshar, Omar Abdel Rahman Salih 01784Prime Financial Solutions LLC##00109##MLRO Function##Approved####20201206,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20210909,
AlShaya, Hamad A. 00173QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20100103,
Alshehhi, Abdulla Zaid 00969Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Senior Executive Function##Approved####20110731,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Senior Executive Function##Withdrawn####20190429,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Approved##20211003##,
Alshroogi, Mohamed Bin Ebrahim Juma 01485Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved####20150617,Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn####20190109,
AlSulaiti, Jassem Saif A 01177Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20121112,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20140303,
AlTawil, Yousif M KH 01826Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20210303,Prime Financial Solutions LLC##00109##Executive Governance Function##Suspended####20210422,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20210504,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20231112,
Alvarez Melloni, Pablo Alberto 02085AWP Health & Life S.A.##00193##Internal Audit Function##Approved##20240425##,
Alwadi, Najat Abdulla Isa Salman 01360Takaful International Company - QFC Branch##00131##Internal Audit Function##Approved####20140210,Takaful International Company - QFC Branch##00131##Internal Audit Function##Withdrawn####20210809,
Aly, Basel Gamaleldin Mohamed 01311QINVEST LLC##00048##Non-Executive Governance Function##Approved##20131029##,
Amaresan, Aswin Bharathy 02026Liva Insurance SAOC##01605##MLRO Function##Approved##20230529##,
Amatouri, Fadi Georges 00088Bank Audi LLC##00027##Senior Executive Function##Approved####20061221,Bank Audi LLC##00027##Senior Executive Function##Withdrawn####20110428,Bank Audi LLC##00027##Executive Governance Function##Approved####20061221,Bank Audi LLC##00027##Executive Governance Function##Withdrawn####20160118,Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20160509,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20190329,
Amin, Ashraf Yassin Mohamed 00916QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121009,
Amin, Raashed Abdul Aziz Merza 00179EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20070513,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20121112,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20070513,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121112,
Amir, Faraz 02091Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved##20240602##,
Anand, Amit Raghbir Singh 02068Zurich International Life Limited##00067##Senior Executive Function##Approved##20240108##,
Anbalagan, Selvam 01962Liva Insurance SAOC##01605##Finance Function##Approved####20220830,Liva Insurance SAOC##01605##Finance Function##Withdrawn####20240714,
Aniyil, Prasad 00953Marsh Qatar LLC##00085##Senior Executive Function##Approved####20110526,Marsh Qatar LLC##00085##Senior Executive Function##Withdrawn####20171023,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20110526,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Approved####20120117,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Withdrawn####20171022,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Approved####20120117,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Ansari, Hassan Ali 01457AIG MEA Limited##00035##Finance Function##Approved####20150126,AIG MEA Limited##00035##Finance Function##Withdrawn####20190710,
Ansari, Mohammad Sayeed 00920MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20111101,
Anstead, Richard 00348AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20080110,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20120408,AXA Investment Managers LLC##00008##MLRO Function##Approved####20100825,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20110825,
Antony, George Joseph 00827SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20101017,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn####20131101,
Anwar, Muhammad Adeel 01665Marsh Qatar LLC##00085##Compliance Oversight Function##Approved####20181128,Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn####20240602,Marsh Qatar LLC##00085##MLRO Function##Approved####20181128,Marsh Qatar LLC##00085##MLRO Function##Withdrawn####20240602,
Aoudi, Hazem Zaid Ali Yaseen 01119Daman Health Insurance Qatar LLC##00142##Finance Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Finance Function##Withdrawn####20180709,
Arakelyan, Socrat 01530Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Approved####20160425,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn####20170102,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Approved####20160425,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn####20170102,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved####20171023,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn####20180104,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved####20221016,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn####20240602,Merrill Lynch International - QFC Branch##00258##MLRO Function##Approved##20170219##,
Arakji, Farah 01237SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved####20130417,SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn####20160718,Chedid and Associates Qatar LLC##00115##Finance Function##Approved####20140610,Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn####20160718,
Aravind, Nithya 01532QIC International LLC##00034##Compliance Oversight Function##Approved####20160501,QIC International LLC##00034##Compliance Oversight Function##Withdrawn####20180308,QIC International LLC##00034##MLRO Function##Approved####20160501,QIC International LLC##00034##MLRO Function##Withdrawn####20180308,Q Life & Medical Insurance Company LLC##00141##Compliance Oversight Function##Approved####20160501,Q Life & Medical Insurance Company LLC##00141##Compliance Oversight Function##Withdrawn####20230710,Q Life & Medical Insurance Company LLC##00141##MLRO Function##Approved####20160501,Q Life & Medical Insurance Company LLC##00141##MLRO Function##Withdrawn####20230710,
Ardalan, Cyrus 00057Barclays Bank PLC##00018##Senior Executive Function##Approved####20060910,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20081019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20060910,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20060910,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100526,
Ariano, Antonio 00982Aon Qatar LLC##00086##Non-Executive Governance Function##Approved####20110808,Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn####20180523,
Arlando, Dimitri Charith Pio 00572State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Approved####20090201,State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130730,
Armstrong, Alexander Brian 00777QINVEST LLC##00048##Senior Management Function##Approved####20130912,QINVEST LLC##00048##Senior Management Function##Withdrawn####20160720,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100620,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100620,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100620,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,
Armstrong, John Stephen 01576AWP Health & Life S.A.##00193##Actuarial Function##Approved##20170122##,
Arora, Kamal Kumar 01552Oriental Insurance Company QFC Branch##00325##Compliance Oversight Function##Approved####20161017,Oriental Insurance Company QFC Branch##00325##Compliance Oversight Function##Withdrawn####20190718,Oriental Insurance Company QFC Branch##00325##MLRO Function##Approved####20161017,Oriental Insurance Company QFC Branch##00325##MLRO Function##Withdrawn####20190718,
Arsanios, Karim 01107Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Approved####20120513,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn####20140130,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Approved####20120513,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140130,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Approved####20120513,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn####20140130,
As'ad, Mohammad Wafik Tawfik 01072Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140309,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140309,
Asali, Ihab Ghasoub Jamil 00553Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20081217,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20081217,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20081217,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20081217,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Aseeri, Ali Abdulhusain Mohamed Ahmed 01222Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Approved####20130320,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn####20130715,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Approved####20130320,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn####20130715,
Ashley, Nana Yaa 01621American Life Insurance Company ("ALICO")##00036##Finance Function##Approved####20171129,American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn####20220412,
Ashraf, Syed Rehan 00265United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Approved####20071118,United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn####20071217,United Gulf Financial Services Company LLC##00007##Risk Management Function##Approved####20071118,United Gulf Financial Services Company LLC##00007##Risk Management Function##Withdrawn####20091018,
Ashworth, Charles Thomas Holbrook 00502Lesha Bank LLC (Public)##00091##Risk Management Function##Approved####20081023,Lesha Bank LLC (Public)##00091##Risk Management Function##Withdrawn####20120111,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20091214,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20100330,
Asif, Qurat ul Ain 01713Nexus Financial Services WLL##00099##Finance Function##Approved##20190919##,
Aslam, Mohammed Zahid 01047Amwal LLC##00145##Compliance Oversight Function##Approved####20111206,Amwal LLC##00145##Compliance Oversight Function##Withdrawn####20160131,Amwal LLC##00145##MLRO Function##Approved####20111206,Amwal LLC##00145##MLRO Function##Withdrawn####20160131,
Aslam, Naveed Aslam Abdul Hakim 00455BMI BANK B.S.C(c)##00052##Senior Executive Function##Approved####20090209,BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn####20110410,BMI BANK B.S.C(c)##00052##Senior Management Function##Approved####20080824,BMI BANK B.S.C(c)##00052##Senior Management Function##Withdrawn####20090209,BMI BANK B.S.C(c)##00052##Customer Facing Function-Arranging Deals in Investments##Approved####20080824,BMI BANK B.S.C(c)##00052##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110410,
Assari, Farhad 00358Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20080213,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20090122,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20080213,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090122,
Asselstine, Jeffrey Brian 00143Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20070703,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20070910,Qatar Capital Partners LLC##00042##Senior Executive Function##Approved####20080708,Qatar Capital Partners LLC##00042##Senior Executive Function##Withdrawn####20081120,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn####20070910,
Astruc, Stephane Emile 01264Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20130612,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20200204##,
Attari, Bader Omar Sudqi 01863Sharq Insurance LLC##00054##Senior Management Function##Approved####20210714,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20210905,
Attia, Adel Ayad Fayez 01829Al Rayan Investment LLC##00045##Internal Audit Function##Approved##20210310##,
Attya, Mahdi 00838Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20110308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20120901,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20101101,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Audi, Raymond Wadih 00089Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20061221,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20160315,
Auniac, Charles Thomas Georges Edouard 01423QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140914,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140914,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Austin, Kirk David 01178Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved####20121112,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn####20151011,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Approved####20121112,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Avraam, Alkis 01696CQUR Bank LLC##00622##Finance Function##Approved####20190716,CQUR Bank LLC##00622##Finance Function##Withdrawn####20210714,
Awad, Sherif Gamil Hanna 01099Citibank, N.A.##00043##Senior Management Function##Approved####20120429,Citibank, N.A.##00043##Senior Management Function##Withdrawn####20140417,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20120429,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn####20140417,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20120429,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140417,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Approved####20120429,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn####20140417,
Awada, Ayman 00420BLOM Bank Qatar LLC##00079##Finance Function##Approved####20080622,BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn####20100418,The Saudi National Bank##00081##Finance Function##Approved##20100328##,The Saudi National Bank##00081##Senior Management Function##Approved##20100328##,
Awada, Mahmud Fahed 01650Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20180809,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20190709,
Awan, Jehanzeb Ahmed 00060Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Approved####20060912,Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Withdrawn####20130114,Morgan Stanley & Co International plc##00019##MLRO Function##Approved####20060912,Morgan Stanley & Co International plc##00019##MLRO Function##Withdrawn####20130114,
Ayache, Ghassan Shafik 00090Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20061221,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20110526,
Ayat, Abdelhamid 02053QINVEST LLC##00048##MLRO Function##Approved##20230911##,
Ayesh, Anas Maher Radi 00105Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Approved####20070116,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Dealing in Investments##Withdrawn####20111006,
Ayesh, Omar Jamal 00554Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20081217,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20100516,
Ayoub, Khaled 00665SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn####20141029,Chedid and Associates Qatar LLC##00115##Risk Management Function##Approved####20091021,Chedid and Associates Qatar LLC##00115##Risk Management Function##Withdrawn####20151102,
Ayoub, Mazen 00758Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Approved####20100426,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn####20120321,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Approved####20100426,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120321,
Ayyash, Hussein 00772Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140603,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140603,
Azar, Girgi 00068UBP (Qatar) LLC##00021##Senior Executive Function##Approved####20061031,UBP (Qatar) LLC##00021##Senior Executive Function##Withdrawn####20100328,UBP (Qatar) LLC##00021##Executive Governance Function##Approved####20061031,UBP (Qatar) LLC##00021##Executive Governance Function##Withdrawn####20100328,UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Approved####20061031,UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Withdrawn####20100328,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Approved####20061031,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,
Azar, Makram Toufic 00959Barclays Bank PLC##00018##Senior Management Function##Approved####20110615,Barclays Bank PLC##00018##Senior Management Function##Withdrawn####20161026,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20110615,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20110615,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Azar, Nadim Mark 01379QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140319,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140319,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20140319,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Azar, Toni 01362Bank Audi LLC##00027##Risk Management Function##Approved##20140210##,
Azhari, Saad 00389BLOM Bank Qatar LLC##00079##Executive Governance Function##Approved##20080824##,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved####20080407,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Withdrawn####20080824,
Babicci, Chris Anthony 00043Standard Chartered Bank##00010##Senior Executive Function##Approved####20060622,Standard Chartered Bank##00010##Senior Executive Function##Withdrawn####20080401,
Badawi, Rasha Ahmad 00633Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20110720,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20110720,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20090708,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20110526,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20090708,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110526,
Badea, Stefania Madalina 01384Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20140327,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Badiga, Sumanth 00118AIG MEA Limited##00035##Finance Function##Approved####20070218,AIG MEA Limited##00035##Finance Function##Withdrawn####20080308,
Badine, Leila Elias 00085Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Senior Executive Function##Withdrawn####20100819,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20061218,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20061218,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812,
Badr, Suhail Abdulhalim A 01631The Saudi National Bank##00081##Internal Audit Function##Approved##20180307##,
Bainbridge, Andrew Philip 00538Al Mal Bank LLC##00100##Non-Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Non-Executive Governance Function##Withdrawn####20100328,
Bajpai, Rahul Kumar 00491ICICI Bank Limited##00041##Finance Function##Approved####20080923,ICICI Bank Limited##00041##Finance Function##Withdrawn####20140930,
Bajracharya, Michael Siddhi 00934BMI BANK B.S.C(c)##00052##Senior Executive Function##Approved####20110410,BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn####20110922,
Baker, John Edward 00693Nomura International plc, Qatar Financial Centre Branch##00106##Senior Management Function##Approved####20091115,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Management Function##Withdrawn####20121031,
Bakhos, Fady Jean 00336EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Non-Executive Governance Function##Withdrawn####20091101,
Bakhti, Mohamad Khaled 01752American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20200405,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20220412,
Bakshi, Puneet 00966Q Life & Medical Insurance Company LLC##00141##Finance Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Finance Function##Withdrawn####20230710,
Balachandran, Dinesh Parakkal 00725Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20100114,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20130515,
Balasubramaniam, Ramkumar 01767Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##,Barclays Bank PLC##00018##Finance Function##Approved##20200601##,
Balasubramanian, Sabarinathan 01628Marsh Qatar LLC##00085##Finance Function##Approved##20180121##,
Bamidele, Babatunde Olukayode 01179Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121118,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20131121,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20140603,
Banahi, Razan Kamal Abbas 01924Investcorp Investments LLC##00219##MLRO Function##Approved####20220207,Investcorp Investments LLC##00219##MLRO Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##MLRO Function##Withdrawn####20240923,Investcorp - Doha Representative Office##01938##MLRO Function##Approved##20230709##,
Banerjee, Suvojeet 00921MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20111101,
Bansal, Mayank 01542First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Approved##20160811##,
Bansal, Rajesh 01873Lesha Bank LLC (Public)##00091##Finance Function##Approved####20210905,Lesha Bank LLC (Public)##00091##Finance Function##Withdrawn####20230615,
Barbour, Bernard 00399Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Approved####20220207,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Withdrawn####20220425,QINVEST LLC##00048##Senior Management Function##Approved####20080501,QINVEST LLC##00048##Senior Management Function##Withdrawn####20230720,
Barchini, Joseph 00631Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Approved####20090708,Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Withdrawn####20120910,
Barchukov, Fedor 01886CQUR Bank LLC##00622##Senior Management Function##Approved####20211025,CQUR Bank LLC##00622##Senior Management Function##Withdrawn####20230608,
Bark, Wilhelmus Albertus Joseph 00832Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Approved####20101101,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Approved####20101101,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Barker, Douglas Macfarlane 00596Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20091008,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091008,
Barot, Chintan 01312Takaful International Company - QFC Branch##00131##Senior Executive Function##Approved####20131029,Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn####20160712,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Approved####20131029,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Baroud, Ziyad 01164Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20121016##,SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20121016##,
Baroudi, Roudi 00666SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##,
Barretto, Gasper Thomas 00187QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Approved####20070528,QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120326,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Approved####20091206,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120326,
Barugh, Alistair Frank Charles 01554AWP Health & Life S.A.##00193##Compliance Oversight Function##Approved##20161030##,AWP Health & Life S.A.##00193##MLRO Function##Approved##20161030##,
Basbous, Nadia Ahmed 01125SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20120611,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20120611,
Bashir, Sher Ali Mohammad 00604QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120103,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120103,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20120103,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20120103,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn by the QFCRA####20140518,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn by the QFCRA####20140518,Concordia Capital LLC##00129##Customer Facing Fun,
Bassiouny, Hany Aly Galal Abdelaziz 01261Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Bassyouni, Farid Medhat Farid 01277Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20130716,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20130716,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20130716,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20130716,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Bates, Daniel Benton 00963Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20110626,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20120930,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20110626,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120930,
Battistella, Stephane Thomas Ludovic 00741AXA Investment Managers LLC##00008##Senior Executive Function##Approved####20100706,AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn####20130117,AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20100706,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20130117,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Approved####20100328,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn####20130117,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Approved####20100328,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130117,
Bauer, Carl John 00079United Gulf Financial Services Company LLC##00007##Senior Management Function##Approved####20061206,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20061206,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20061206,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Approved####20061206,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn####20070701,United Gulf Financial Services Company LLC##00007##Customer Facing Function-,
Bazian, Yousef Salah Hafez 02000HMK Capital LLC##01718##Senior Executive Function##Approved####20221031,HMK Capital LLC##01718##Senior Executive Function##Withdrawn####20230831,HMK Capital LLC##01718##Executive Governance Function##Approved##20221031##,
Bdeir, Khodr 01193Coutts & Co##00084##Compliance Oversight Function##Approved####20130107,Coutts & Co##00084##Compliance Oversight Function##Withdrawn####20140526,
Beechey, Tess 00806Aon Qatar LLC##00086##Finance Function##Approved####20100902,Aon Qatar LLC##00086##Finance Function##Withdrawn####20110512,
Bekkali, Zineb 01899JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Non-Executive Governance Function##Approved##20211108##,
Belfer, Daniel 01627Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20180121##,
Bell, Nicola 01587Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved####20210706,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Withdrawn####20241027,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Approved####20170529,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn####20210706,
Belman, Fred Fouad Mohammad 00278American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100218,
Ben Mansour, Wafik 01227Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20130326,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20130326,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Ben Youssef, Sadri 00880Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20110124,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20120423,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20110124,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120423,
Ben-Gacem, Hazem 01671Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved####20190109,Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn####20240923,
Benani, Saad Dyrar 01391Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20140415,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20140415,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Benhadda, Saadia 01437Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20141111,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Benjamin, Melissa Mary 00546Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20090728,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20121213,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20090728,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20121213,Zurich International Life Limited##00067##MLRO Function##Approved####20081204,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20091012,
Benlounes Bennai, Feriel 01067AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Approved####20120229,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Benmouhoub, Mehdi 01096Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120423,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20140306,
Bennett, Andrew David 01495QREIC Sukuk LLC##00012##MLRO Function##Approved####20150726,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20160527,
Bennett, Raymond William 01441QIC International LLC##00034##Actuarial Function##Approved####20141127,QIC International LLC##00034##Actuarial Function##Withdrawn####20160125,Q Life & Medical Insurance Company LLC##00141##Actuarial Function##Approved####20141127,Q Life & Medical Insurance Company LLC##00141##Actuarial Function##Withdrawn####20160125,
Bernassau, Alexandre 01773Lesha Bank LLC (Public)##00091##Senior Management Function##Approved##20200823##,
Bertrand, Caroline Laure K 02006Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved##20221212##,
Besinque, Arnaud Roland Jacques 00938QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20110421,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20110421,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Besiso, Mohamed Nayef omar Nur El-Din 00556Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn####20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn - termination by the authorised firm due to alleged gross misconduct####20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Withdrawn####20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Withdrawn - termination by the authorised firm due to alleged gross misconduct####20100215,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Arranging Deals in Investments##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Custome,
Besse de Laromiguiere, Audoin Valery Pierre Marie 00702Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20091123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20130206,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20091123,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130206,
Bhagaloo, Shivash 01731AIG MEA Limited##00035##Actuarial Function##Approved####20191216,AIG MEA Limited##00035##Actuarial Function##Withdrawn####20240820,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Approved##20220707##,
Bhansali, Pankaj 00580RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Approved####20090421,RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Withdrawn####20110117,
Bharadava, Ritesh Babubhai 01052Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Approved####20120201,Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn####20150701,Takaful International Company - QFC Branch##00131##MLRO Function##Approved####20120201,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn####20150701,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved####20160307,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn####20211126,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Approved####20160307,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn####20211126,
Bharadwaj, Suraj 00229ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070903,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080115,
Bhardwaj, Sunit 00623First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Approved####20090527,First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn####20141229,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Advising on Investments##Approved####20090527,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Advising on Investments##Withdrawn####20141229,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Arranging Deals in Investments##Approved####20090527,First Abu Dhabi Bank - QFC Branch##00098##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141229,
Bhat, Ashok Anant 00215ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20070724,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20110206,ICICI Bank Limited##00041##MLRO Function##Approved####20080110,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20110206,
Bhat, Krishna Parameshwar 01458Citibank, N.A.##00043##Finance Function##Approved####20150126,Citibank, N.A.##00043##Finance Function##Withdrawn####20171112,
Bhatia, Kiran Kishin 01276Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Approved####20130625,Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Withdrawn####20210202,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Approved####20130625,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Withdrawn####20210202,
Bhatia, Sanjay 00349Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Approved####20080110,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Withdrawn####20241110,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved####20080110,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Withdrawn####20241110,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Approved####20080110,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Approved####20080110,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Bhatia, Sunny 00128Global Investment House (Qatar) LLC##00011##Finance Function##Approved####20070304,Global Investment House (Qatar) LLC##00011##Finance Function##Withdrawn####20101123,
Bhatiani, Gaurav 00965Q Life & Medical Insurance Company LLC##00141##Compliance Oversight Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Compliance Oversight Function##Withdrawn####20140309,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Approved####20181029,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Withdrawn####20230710,Q Life & Medical Insurance Company LLC##00141##MLRO Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##MLRO Function##Withdrawn####20140309,
Bhutani, Rommi 00591QINVEST LLC##00048##Senior Management Function##Approved####20090407,QINVEST LLC##00048##Senior Management Function##Withdrawn####20100707,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20100707,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100707,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20100707,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20100707,
Bilge, Hatice Ebru 01945Intesa Sanpaolo S.p.A. - QFC Branch##00301##Internal Audit Function##Approved####20220606,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Internal Audit Function##Withdrawn####20240929,
Bin Kamsani, Fazlur Rahman 00480Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20080909,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20120429,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20080909,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120429,
Bitar, Mousa Omran Mousa 00279American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140405,
Bizzozero, Alessandro Cosimo Heribert 00069UBP (Qatar) LLC##00021##Compliance Oversight Function##Approved####20061031,UBP (Qatar) LLC##00021##Compliance Oversight Function##Withdrawn####20090118,UBP (Qatar) LLC##00021##MLRO Function##Approved####20061031,UBP (Qatar) LLC##00021##MLRO Function##Withdrawn####20100207,
Bladen, Tracey 01080Kane LLC##00121##Compliance Oversight Function##Approved####20120321,Kane LLC##00121##Compliance Oversight Function##Withdrawn####20120930,Kane LLC##00121##MLRO Function##Approved####20120321,Kane LLC##00121##MLRO Function##Withdrawn####20120930,
Blake, Ian David 00822Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments#,
Blando, Sweet Loraine Marabillo 01438Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20141111,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Boillot, Julien Yves Herve 01793Maha Capital Partners LLC##01098##Senior Executive Function##Approved##20201202##,Maha Capital Partners LLC##01098##Executive Governance Function##Approved##20201202##,
Bonamy, Guillaume Julien Constant 01734AWP Health & Life S.A.##00193##Internal Audit Function##Approved####20200127,AWP Health & Life S.A.##00193##Internal Audit Function##Withdrawn####20240425,
Bondarev, Dmitry 01516Citibank, N.A.##00043##Risk Management Function##Approved##20160110##,
Bonnassieux, Marc Joseph Charles 01050Lesha Bank LLC (Public)##00091##Risk Management Function##Approved####20120111,Lesha Bank LLC (Public)##00091##Risk Management Function##Withdrawn####20150601,
Bono, Steeve 01149EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20120910,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20120910,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Bonynge, Steven Richard 00484MARSH BROKERS LIMITED ##00093##Senior Management Function##Approved####20080914,MARSH BROKERS LIMITED ##00093##Senior Management Function##Withdrawn####20120201,
Bora, Rizwan Shaukatali 01135UBS AG##00087##Finance Function##Approved - Inactive Firm####20120715,UBS AG##00087##Finance Function##Withdrawn####20210620,
Boran, Ahmet Afa 01003Amwal LLC##00145##Senior Management Function##Approved####20120719,Amwal LLC##00145##Senior Management Function##Withdrawn####20160907,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Amwal LLC##00145##Customer Facing Function-Managing Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Borenshtein, Timur 01868CQUR Bank LLC##00622##Compliance Oversight Function##Approved##20210727##,CQUR Bank LLC##00622##MLRO Function##Approved##20210727##,
Borkhataria Martin, Seema 01288Guardian Wealth Management Qatar LLC ##00113##Compliance Oversight Function##Approved####20130818,Guardian Wealth Management Qatar LLC ##00113##Compliance Oversight Function##Withdrawn####20200106,
Borland, William 00967Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20110713,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20120527,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20110713,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120527,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20120830,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20120830,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Borman, Colin Andrew 01088QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20120408,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20130328,
Both, Thomas Marinus 01464Bank J. Safra Sarasin (QFC) LLC##00212##Finance Function##Approved####20150209,Bank J. Safra Sarasin (QFC) LLC##00212##Finance Function##Withdrawn####20150512,
Bou Ayach, Said 00276Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Approved####20100815,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn####20130424,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100620,
Bou Ayache, Maamoun Riad 00123American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20080622,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20100310,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100620,
Bou Diab, Abbas 00467BLOM Bank Qatar LLC##00079##Compliance Oversight Function##Approved##20080901##,BLOM Bank Qatar LLC##00079##MLRO Function##Approved##20080901##,
Bou Khouzam, Imad Nabih 00044Standard Chartered Bank##00010##Finance Function##Approved####20060622,Standard Chartered Bank##00010##Finance Function##Withdrawn####20080401,
Bou Shahin, Rabii 00737Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20100310,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20101003,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20100310,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101003,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110302,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20130822,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Approved####20130923,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Bouker, Slim 00757Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20100426,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20150211,Julius Baer (QFC) LLC##01606##Senior Executive Function##Approved##20220818##,
Boukhalil, Nikolaos 01169Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20121018,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Boullefort-Fulconis, Nathalie Marie Juliette 00034AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20060423,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20090303,
Boulos, Jawad Simon 01755Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20200420##,
Bouloux, Charles Serge Henri 00119AIG MEA Limited##00035##Senior Executive Function##Approved####20070218,AIG MEA Limited##00035##Senior Executive Function##Withdrawn####20080308,
Bourel, Herve Paul Joseph Raymond 01480Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Approved####20150601,Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Withdrawn####20200120,
Bourland, Marc Jean-Marie 02101Rasmal Ventures LLC##01927##Risk Management Function##Approved##20240721##,Rasmal Ventures LLC##01927##Finance Function##Approved##20240721##,
Boyon, Michel Henri Claude 01794Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##,
Brady, Peter John 00441UBS AG##00087##Compliance Oversight Function##Approved####20080723,UBS AG##00087##Compliance Oversight Function##Withdrawn####20131130,UBS AG##00087##MLRO Function##Approved####20080723,UBS AG##00087##MLRO Function##Withdrawn####20131130,
Brearley, Sarah Louise 01314Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20131029,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20140417,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Conditionally Approved####20140618,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20141106,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Bree, Sarah Jane 01555Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved####20161030,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn####20180628,
Breusch, Carola Nicola Asha 00054QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20060710,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20070701,
Britto, Rayner Anthony Ronald 02060Zurich International Life Limited##00067##Executive Governance Function##Approved##20231106##,
Bromley, John Axel 00711American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20091210,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20130115,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20091210,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20130326,
Bromley, John Paul 00529Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved####20081130,Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn####20101103,Nexus Financial Services WLL##00099##MLRO Function##Approved####20081130,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn####20101103,
Brook, Shaun Andrew 00801Kane LLC##00121##Senior Executive Function##Approved####20100826,Kane LLC##00121##Senior Executive Function##Withdrawn####20120326,Kane LLC##00121##Executive Governance Function##Approved####20100826,Kane LLC##00121##Executive Governance Function##Withdrawn####20120930,
Brooks, Peter Sam 01326Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20131127,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20141127,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Brown, Gavin Farley 00638Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20101007,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn####20130310,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Approved####20090812,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn####20130310,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Approved####20130625,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn####20141030,
Brown, Mark 01170Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20121018,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Brown, Peter James 00351Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20080127,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20120513,
Brown, Stephane James 01192Morgan Stanley & Co International plc##00019##Senior Management Function##Approved####20130107,Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn####20160121,
Bseisu, Dina Adnan Nureddin 00243Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20070920,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20110113,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20070920,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110113,
Buchanan, Duncan Roderick 00424Marsh Qatar LLC##00085##Senior Executive Function##Approved####20080630,Marsh Qatar LLC##00085##Senior Executive Function##Withdrawn####20110526,Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Approved####20080630,Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn####20110526,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Approved####20080630,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110526,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Approved####20101007,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn####20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Approved####20101007,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110817,
Buckley, Michael Oliver 01118Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Withdrawn####20161212,Daman Health Insurance Qatar LLC##00142##MLRO Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##MLRO Function##Withdrawn####20161212,
Bukhamseen, Anwar Jawad Ahmed 00555Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20081217,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20190424,
Bukshi, Varun Kumar 01478Bank J. Safra Sarasin (QFC) LLC##00212##Executive Governance Function##Approved##20180731##,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved####20150512,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn####20180731,
Buling, Anabelle Tubosa 01629Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Approved####20180121,Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn####20180121,
Bulovic, Rim Esreb 00023Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20060305,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20070920,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20060305,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070920,
Bundoc, Mary Ann Mayuga 01514Aon Qatar LLC##00086##Finance Function##Approved##20151229##,
Burger, Regis 01983Julius Baer (QFC) LLC##01606##Non-Executive Governance Function##Approved##20220818##,
Burger, Susanne Daniela 01121Daman Health Insurance Qatar LLC##00142##Actuarial Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Actuarial Function##Withdrawn####20200120,
Busuttil, Conrad Victor 01224Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved####20130320,Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn####20140930,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Approved####20130320,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn####20140930,
Butcher, Nayna 00802Kane LLC##00121##Compliance Oversight Function##Approved####20100826,Kane LLC##00121##Compliance Oversight Function##Withdrawn####20120321,Kane LLC##00121##MLRO Function##Approved####20100826,Kane LLC##00121##MLRO Function##Withdrawn####20120321,
Butler, Niall 01143Allianz Worldwide Care Limited##00163##Risk Management Function##Approved####20120813,Allianz Worldwide Care Limited##00163##Risk Management Function##Withdrawn####20140630,AWP Health & Life S.A.##00193##Risk Management Function##Approved####20140617,AWP Health & Life S.A.##00193##Risk Management Function##Withdrawn####20160715,
Byrne, Michael 01669Sharq Insurance LLC##00054##Senior Management Function##Approved####20181219,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20200209,
Cahill, James William 00397AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Approved####20080519,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn####20091214,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Approved####20080519,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091214,
Callaghan, Steven James 00762Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20110825,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20100505,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20110808,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20100505,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110808,
Callander, Norman Scott 00035AXA Investment Managers LLC##00008##Senior Executive Function##Approved####20060423,AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn####20100706,AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20060423,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20100706,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Approved####20060423,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn####20100706,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Approved####20060423,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100706,
Calleja, Kenneth 01443Goldman Sachs International##00053##Senior Executive Function##Approved####20141202,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20151224,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20160124,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Approved####20141202,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Approved####20141202,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Cameron, Andrea 01232Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20130410,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - Conditional Approval lapsed####20140410,
Capron, Frank 01340Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20140115,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20140115,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20140115,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20140115,
Carmignani, Roger 00874Concordia Capital LLC##00129##Non-Executive Governance Function##Approved####20110113,Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn####20120910,
Carouba, Nataly 00823Matrix ME Alignment Fund Management LLC##00122##Compliance Oversight Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Compliance Oversight Function##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##MLRO Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##MLRO Function##Withdrawn####20121231,
Carre De Malberg, Alexandre Louis Charles Marie 01317Concordia Capital LLC##00129##Senior Management Function##Approved####20131114,Concordia Capital LLC##00129##Senior Management Function##Withdrawn####20140415,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Approved####20131114,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn####20140415,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Approved####20131114,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140415,
Carton, Edmond Paul Charles Noel Antoine 01308Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Approved####20131008,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Withdrawn####20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20131008,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20131008,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Executive Governance Function##Approved####20150519,Bank J. Safra Sarasin (QFC) LLC##00212##Executive Governance Function##Withdrawn####20180731,
Cartwright, Timothy George 01226QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20130326,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20170807,
Casement, David Alexander 01037Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Approved####20111101,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Withdrawn####20140820,
Cavargna-Sani, Fernando Meinrado 00816Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20101007,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20120910,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20101007,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120910,
Cazavant, Rodolphe Christian 00619Al Mal Bank LLC##00100##Senior Management Function##Approved####20090513,Al Mal Bank LLC##00100##Senior Management Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Approved####20090513,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Approved####20090513,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Approved####20090513,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Withdrawn####20100328,
Cejka, Martin 01359Citibank, N.A.##00043##Internal Audit Function##Approved####20140210,Citibank, N.A.##00043##Internal Audit Function##Withdrawn####20151102,
Chadha, Ajesh 00039Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Approved####20080608,Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Approved####20060501,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn####20070206,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Approved####20080608,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn####20090812,
Chai, Ting Ting 01305Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Internal Audit Function##Approved##20130923##,
Chaker, Rony 00962Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20110626,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,
Chalhoub, Rana 00977BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Approved####20110713,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Approved####20110713,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,HMK Capital LLC##01718##Compliance Oversight Function##Approved##20240226##,HMK Capital LLC##01718##MLRO Function##Approved##20240226##,
Chamaa, Muhammad 00884American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20110206,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20111003,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20150426,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20151101,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20110206,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20111003,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20150426,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20151101,
Chammas, Fadi Said 00124American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20091210,
Chamont, Nadia 00680Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20091008,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20110519,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20091008,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110519,
Chamoun, Jean Tohme 00091Bank Audi LLC##00027##Compliance Oversight Function##Approved####20061221,Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn####20071111,Bank Audi LLC##00027##MLRO Function##Approved####20061221,Bank Audi LLC##00027##MLRO Function##Withdrawn####20071111,
Chana, Simrin Tara Singh 01766Zurich Insurance Company Ltd. QFC Branch##00166##Executive Governance Function##Approved####20220110,Zurich Insurance Company Ltd. QFC Branch##00166##Executive Governance Function##Approved - Inactive Firm##20240610##,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved####20200601,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved - Inactive Firm##20240610##,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved####20200601,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved - Inactive Firm##20240610##,
Chand, Devinder 01403State Bank of India - QFC Branch##00137##Compliance Oversight Function##Approved####20140610,State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn####20161214,State Bank of India - QFC Branch##00137##MLRO Function##Approved####20140610,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn####20161214,
Chandak, Rajat Kumar 01509First Abu Dhabi Bank - QFC Branch##00098##Risk Management Function##Approved##20151025##,
Chandapillai, Babuji Nellikalayil 00280American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Chandapillai, Mathew Nellikalayil 00281American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Chandapillai, Shaju Nellikalayil 00282American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Chandrasekharan, Jayachandran 00453Kuwait Financial Centre S.A.K.##00009##Finance Function##Approved####20080824,Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn####20090812,
Chandrashekaraiah, Shiva Kumar Nanjundaiah 00694Rothschild & Co Doha LLC##00116##Finance Function##Approved - Inactive Firm##20211117##,
Chant, Paul Jonathan 00597Nexus Financial Services WLL##00099##Senior Executive Function##Approved####20090419,Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn####20090930,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20090930,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090930,
Chappuis, Yvan Olivier 00070UBP (Qatar) LLC##00021##Finance Function##Approved####20061031,UBP (Qatar) LLC##00021##Finance Function##Withdrawn####20100207,
Chatterjee, Amit 01025Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20111025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Chaudhary, Muhammad Taimoor 01140QINVEST LLC##00048##Finance Function##Approved####20120812,QINVEST LLC##00048##Finance Function##Withdrawn####20130206,
Chaudhry, Faical 00778QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100620,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100620,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120301,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100620,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20120301,
Chaudhry, Kashif Mehmood 00539Al Mal Bank LLC##00100##Compliance Oversight Function##Approved####20081203,Al Mal Bank LLC##00100##Compliance Oversight Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Compliance Oversight Function##No longer performing a controlled function for an authorised firm####20100328,Al Mal Bank LLC##00100##MLRO Function##Approved####20081203,Al Mal Bank LLC##00100##MLRO Function##Withdrawn####20100328,Al Mal Bank LLC##00100##MLRO Function##No longer performing a controlled function for an authorised firm####20100328,
Chedid, Elias Raymond 00992SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Approved##20110912##,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20110912,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Chedid, Farid 00667SEIB Insurance and Reinsurance Company LLC##00114##Senior Executive Function##Approved##20110421##,SEIB Insurance and Reinsurance Company LLC##00114##Executive Governance Function##Approved##20091021##,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20110421,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Chedid and Associates Qatar LLC##00115##Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Approved####20100207,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Chehwane, Doumit Tanious 00283American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20120201,
Chemaly, Naoum 00810Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20100920,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20110912,
Chen, Kai 01535Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Approved####20160605,Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Withdrawn####20240226,
Chen, Xiaoling 01580Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##,Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Approved##20170228##,
Cherian, Sheryl Thalathayil 01985Julius Baer (QFC) LLC##01606##Non-Executive Governance Function##Approved##20220818##,
Cherif, Omar Philipp 01400BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Approved####20140526,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Approved####20140526,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141231,
Cheriyedath Nair, Sameer 01957Liva Insurance SAOC##01605##Non-Executive Governance Function##Approved####20220830,Liva Insurance SAOC##01605##Non-Executive Governance Function##Withdrawn####20230228,
Chettuvetty, Ajay Kumar 00684Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved####20091018,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn####20101216,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved####20220524,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn####20231227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Approved####20091018,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn####20101216,
Chidambaram, Shyam Sundar 00853Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Approved####20101207,Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn####20110512,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Approved####20101207,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110512,
Chima, Vikramjit Singh 01645Goldman Sachs International##00053##Finance Function##Approved##20220704##,Goldman Sachs International##00053##Executive Governance Function##Approved##20220704##,
Chishti, Hasnain Farid 01910Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Approved##20220110##,
Choksi, Mohamed 01163Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Approved####20121008,Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Withdrawn####20180409,
Chong, Samuel Songwon 01370QINVEST LLC##00048##Risk Management Function##Approved####20140309,QINVEST LLC##00048##Risk Management Function##Withdrawn####20170111,QINVEST LLC##00048##Senior Management Function##Approved####20140309,QINVEST LLC##00048##Senior Management Function##Withdrawn####20170111,
Choudhary, Amit Kumar 01662Lesha Bank LLC (Public)##00091##Finance Function##Approved####20181111,Lesha Bank LLC (Public)##00091##Finance Function##Withdrawn####20190731,
Choudhury, Imon Shamsuddin 00958Aon Qatar LLC##00086##Compliance Oversight Function##Approved##20110601##,Aon Qatar LLC##00086##MLRO Function##Approved##20110601##,
Chow, Cho Yoong 00650Pacific Star Doha LLC##00111##Non-Executive Governance Function##Approved####20090827,Pacific Star Doha LLC##00111##Non-Executive Governance Function##Withdrawn####20110510,
Chrestien De Poly, Caroline Francoise Marie 02059Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved##20231106##,
Chrysanthou, Athos 01219Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20130224,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20140618,
Chung, Sei Rin 01666Marsh Qatar LLC##00085##Non-Executive Governance Function##Approved##20181205##,
Chunyi, Zheng 01189Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Approved####20121231,Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Withdrawn####20211130,
Clark, Carianne Ellen 01328Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20131216,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - Conditional Approval lapsed####20141216,
Clark, Robin Douglas 00036AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20060423,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20141031,AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20060423,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20080110,AXA Investment Managers LLC##00008##MLRO Function##Approved####20060423,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20071205,
Clarke, Clodagh Teresa 01572AWP Health & Life S.A.##00193##Risk Management Function##Approved####20161212,AWP Health & Life S.A.##00193##Risk Management Function##Withdrawn####20211117,
Clavarino, Carlo 01249Aon Qatar LLC##00086##Non-Executive Governance Function##Approved####20130520,Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn####20181001,
Cleanis, Michael Pascal 01230UBS AG##00087##Senior Executive Function##Approved####20130402,UBS AG##00087##Senior Executive Function##Withdrawn####20140128,UBS AG##00087##Customer Facing Function-Advising on Investments##Approved####20130402,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Approved####20130402,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Clinton, Roy Mark 01465Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved####20150209,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn####20150726,
Clipson, Jaqueline Sharen 00055QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20060710,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20070701,
Cocker, Christopher Michael 01235Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20130417,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,
Cockroft, Mark Aram 01248Qatar Reinsurance Company LLC##00117##Actuarial Function##Approved####20130515,Qatar Reinsurance Company LLC##00117##Actuarial Function##Withdrawn####20151202,
Cohill, Richard D'arcy 01005Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn####20130523,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130523,
Collins, Shaun Anthony 01032Goldman Sachs International##00053##Finance Function##Approved####20111025,Goldman Sachs International##00053##Finance Function##Withdrawn####20130412,
Colombo, Andrea Maria Claudio 01947Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Approved##20220701##,
Confoy, Edward Christopher 00442UBS AG##00087##Finance Function##Approved####20080723,UBS AG##00087##Finance Function##Withdrawn####20090906,
Cook, David Earl 01822Sharq Insurance LLC##00054##Senior Executive Function##Approved##20210223##,
Cook, John Charles 01715Sanguine Investment Managers LLC##00744##Non-Executive Governance Function##Approved - Inactive Firm####20210422,Sanguine Investment Managers LLC##00744##Non-Executive Governance Function##Withdrawn by the QFCRA####20240730,
Coomber, John Richard 00518Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014,
Corbett, Jeffrey Loel 00841Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20101107,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20131130,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20101107,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20131130,
Cordero, Hector Galeon 01469First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Approved####20150310,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn####20181231,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Approved####20150310,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn####20181231,Bank J. Safra Sarasin (QFC) LLC##00212##Compliance Oversight Function##Approved##20190213##,Bank J. Safra Sarasin (QFC) LLC##00212##MLRO Function##Approved##20190213##,
Cormack, Ian Donald 00519Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014,
Cornel, Baby Jean Sabinosa 01142Allianz Worldwide Care Limited##00163##Finance Function##Approved####20120813,Allianz Worldwide Care Limited##00163##Finance Function##Withdrawn####20140630,AWP Health & Life S.A.##00193##Finance Function##Approved##20140617##,
Cornu-Thenard, Alain Yves Marie 00695Rothschild & Co Doha LLC##00116##Executive Governance Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn####20130704,
Costa, Neil 01473Zurich International Life Limited##00067##Actuarial Function##Approved##20150324##,
Costello, David 01144Allianz Worldwide Care Limited##00163##Actuarial Function##Approved####20120813,Allianz Worldwide Care Limited##00163##Actuarial Function##Withdrawn####20140630,AWP Health & Life S.A.##00193##Actuarial Function##Approved####20140617,AWP Health & Life S.A.##00193##Actuarial Function##Withdrawn####20160218,
Cove, Patrick Nicholas 01292Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20130902,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20140512,
Cowie, Craig 00790QINVEST LLC##00048##Senior Management Function##Approved####20130923,QINVEST LLC##00048##Senior Management Function##Withdrawn####20180215,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100815,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100815,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100815,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20100815,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Cowley, Michael Alan 00577Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Approved####20090225,Deutsche Bank AG Doha (QFC) Branch##00032##Senior Management Function##Withdrawn####20140630,
Crapper, Steven 00733Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20100215,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20110215,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20100215,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110215,
Cummings, Kevin Scott 00430Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20080713,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20080713,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100526,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Approved####20130203,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn####20140714,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Approved####20120201,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn####20140714,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##App,
Curtis, Clare Elizabeth 00132Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Approved####20070318,Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Withdrawn####20080308,Lehman Brothers International (Europe)##00040##MLRO Function##Approved####20070318,Lehman Brothers International (Europe)##00040##MLRO Function##Withdrawn####20080308,
D'Amico, Patrick 00769Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20100526,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20120201,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20100526,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120201,
D'Souza, Ralph Herman Constance 01256T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Approved####20130603,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn####20180204,
Dadis, Rania 00106Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Approved####20070206,Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn####20080608,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Approved####20070206,Kuwait Financial Centre S.A.K.##00009##MLRO Function##Withdrawn####20080608,
Dagher, Jalal 00750Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Approved####20100330,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Dagli, Emre 01799VakifBank QFC Branch##00956##MLRO Function##Approved####20201215,VakifBank QFC Branch##00956##MLRO Function##Withdrawn####20211103,
Daher, Bruno 00109Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved##20070208##,
Dajani, Izzat 01022Citibank, N.A.##00043##Senior Executive Function##Approved####20111019,Citibank, N.A.##00043##Senior Executive Function##Withdrawn####20130228,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20111019,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn####20130228,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20111019,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130228,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Approved####20111019,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn####20130228,
Dalloul, Majed 01356Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Approved####20140205,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Withdrawn####20210310,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Approved####20140205,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Withdrawn####20210310,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved####20140507,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn####20210408,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved####20140507,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn####20210408,
Danesi, Franco 00605QINVEST LLC##00048##Senior Management Function##Approved####20130828,QINVEST LLC##00048##Senior Management Function##Withdrawn####20130919,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20130919,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130919,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20130919,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20130919,
Daniel, Jiji Daniel 00284American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Daphtary, Vivek 00081EMIRATES NBD PJSC##00026##Senior Executive Function##Approved####20061212,EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn####20070912,
Das, Sugato Shankar 00507Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20081023,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20110124,
Dash, Saumitra Kumar 00924MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20110703,
Dassani, Praful Anandkumar 00855Sumitomo Mitsui Banking Corporation##00073##Finance Function##Approved##20101212##,
Dattani, Bhavesh 00626Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##Compliance Oversight Function##Withdrawn####20130625,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##MLRO Function##Withdrawn####20130625,
Dave, Rupesh Amritlal 01284Amwal LLC##00145##Finance Function##Approved##20130716##,
David, Varghese Pulikottil 00116QIC International LLC##00034##Compliance Oversight Function##Approved####20070212,QIC International LLC##00034##Compliance Oversight Function##Withdrawn####20140309,QIC International LLC##00034##Risk Management Function##Approved####20070620,QIC International LLC##00034##Risk Management Function##Withdrawn####20120301,QIC International LLC##00034##MLRO Function##Approved####20070212,QIC International LLC##00034##MLRO Function##Withdrawn####20140309,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved####20190501,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Withdrawn####20220430,
Davidson, Vincent William 01070QIC International LLC##00034##Risk Management Function##Withdrawn####20150625,Qatar Reinsurance Company LLC##00117##Risk Management Function##Approved####20120301,Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn####20150625,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Withdrawn####20150625,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Approved####20120301,QIC International LLC##00034##Risk Management Function##Approved####20120301,
Davies, Paul Jeremy 01302Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20130917,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20131206,
Davila Quiroga, Eduardo Ignacio 01672Aon Qatar LLC##00086##Non-Executive Governance Function##Approved####20190203,Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn####20220511,
Davis, Alister John Bryan 00184TAIB Bank Qatar LLC##00049##Compliance Oversight Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Compliance Oversight Function##Withdrawn####20100215,TAIB Bank Qatar LLC##00049##MLRO Function##Approved####20070516,TAIB Bank Qatar LLC##00049##MLRO Function##Withdrawn####20100215,
Davis, Michael Gregory 01884Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Approved####20211025,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Non-Executive Governance Function##Withdrawn####20220510,
Dayanand, Satya 00378Abu Dhabi Commercial Bank##00075##Finance Function##Approved####20080308,Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn####20100624,
De Castro Rodriguez, Rafael 01245American Life Insurance Company ("ALICO")##00036##Finance Function##Approved####20130507,American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn####20160331,
De Ferrari, Francesco Alexander 01980Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20220913,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20240306,
de Graffenried III, Arthur Moseley 00475Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20101215,Lesha Bank LLC (Public)##00091##Executive Governance Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Executive Governance Function##Withdrawn####20101215,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20101215,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20121018,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20080904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20101215,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20080904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101215,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved,
de Picciotto, Daniel Alain 00071UBP (Qatar) LLC##00021##Non-Executive Governance Function##Approved####20061031,UBP (Qatar) LLC##00021##Non-Executive Governance Function##Withdrawn####20100207,
de Villeneuve-Bargemont, Bertrand Philippe Alban 01238Concordia Capital LLC##00129##Non-Executive Governance Function##Approved####20130428,Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA####20140518,
Deaibes, Hani 02062JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Non-Executive Governance Function##Approved##20231112##,
Deane, Helen Rebecca (Prohibited) 01145The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Approved####20120827,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn####20130530,The Royal Bank of Scotland plc##00046##MLRO Function##Approved####20120827,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn####20130530,
Deegan, Gary Anthony 00250Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20081104,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081104,
Deen, Abdullatif Khaled Abdullatif Mohamed 00768MedGulf Takaful - QFC Branch##00110##Finance Function##Approved####20100526,MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn####20101017,
Degun, Rajpal Kaur 01089Kane LLC##00121##Finance Function##Approved####20120408,Kane LLC##00121##Finance Function##Withdrawn####20120429,
Deichl, Wolfgang 00798MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved####20100815,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn####20120326,
Del Pozo Rincon, Alberto 02109Qatar Central Counterparty LLC##02487##Risk Management Function##Approved##20240805##,
Delivanis, Patrikios 01426Morgan Stanley & Co International plc##00019##Senior Management Function##Approved##20140930##,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20140930,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20140930,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved##20211108##,Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved##20240825##,
Denton, Paul Robert 00569UBP (Qatar) LLC##00021##Compliance Oversight Function##Approved####20090118,UBP (Qatar) LLC##00021##Compliance Oversight Function##Withdrawn####20100608,
Desideri, Paolo 01968Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Approved####20220831,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Withdrawn####20231130,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Executive Governance Function##Approved####20220831,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Executive Governance Function##Withdrawn####20231130,
Deulin, Ivan 01862CQUR Bank LLC##00622##Finance Function##Approved####20210714,CQUR Bank LLC##00622##Finance Function##Withdrawn####20230608,
Devasia, Thomas 00655Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Approved####20100310,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn####20130930,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Insurance Mediation##Approved####20090901,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Insurance Mediation##Withdrawn####20130930,SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Approved####20141104,SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn####20160628,
Devos, Philippe Jean Jacques Louis 00375Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn####20150201,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn####20110102,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Dhanoo, David Devanand 00618Qatar Insurance Services LLC##00097##Compliance Oversight Function##Approved####20090514,Qatar Insurance Services LLC##00097##Compliance Oversight Function##Withdrawn####20101014,Qatar Insurance Services LLC##00097##MLRO Function##Approved####20090514,Qatar Insurance Services LLC##00097##MLRO Function##Withdrawn####20101014,
Dhingra, Gaurav 00137ICICI Bank Limited##00041##Finance Function##Approved####20070321,ICICI Bank Limited##00041##Finance Function##Withdrawn####20080924,
Dhoot, Amit 00885ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20110206,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20120229,ICICI Bank Limited##00041##MLRO Function##Approved####20110206,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20120229,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Approved####20120229,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn####20140922,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Approved####20120229,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn####20140922,Citibank, N.A.##00043##Compliance Oversight Function##Approved####20141117,Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn####20240401,Citibank, N.A.##00043##MLRO Function##Approved####20141117,Citibank, N.A.##00043##MLRO Function##Withdrawn####20240401,
Di Nolfo, Natale 01844Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Approved####20210525,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn####20220701,
Diab, Fuad Suliman 00012Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Withdrawn####20170220,
Dick, Dermot Patrick 00188QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Approved####20070528,QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110512,Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20110308,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Approved####20091206,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110308,
Dick, Joanne 00002Ansbacher & Co Limited##00001##MLRO Function##Approved####20050929,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn####20051229,
Dighe, Rohan 01728AIG MEA Limited##00035##Compliance Oversight Function##Approved####20200405,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20240820,AIG MEA Limited##00035##MLRO Function##Approved####20191208,AIG MEA Limited##00035##MLRO Function##Withdrawn####20240820,
Ditchburn, Sharon Narelle 02011Sword Capital Representative Office##01431##MLRO Function##Approved####20230117,Sword Capital Representative Office##01431##MLRO Function##Withdrawn####20240128,
Doctor, Jasmeet Noshir 01642T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Approved####20180709,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn####20220516,
Dodge, Corina 01537American Life Insurance Company ("ALICO")##00036##Finance Function##Approved####20160626,American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn####20170511,
Doghlass, Gladson 00503BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Approved####20081023,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Dealing in Investments##Approved####20081023,BLOM Bank Qatar LLC##00079##Customer Facing Function-Dealing in Investments##Withdrawn####20141231,BLOM Bank Qatar LLC##00079##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,BLOM Ba,
Dolan, Leigh 01504Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved####20150913,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn####20170925,
Dona, Luca 02066Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Approved##20231227##,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Executive Governance Function##Approved##20231227##,
Dondi, Marc 00770QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20110912,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110912,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20110912,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20110912,
Dong, Bo 02076Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Approved##20240226##,
Dong, Xu 01976Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220905##,
Dosaj, Arjun 00651Pacific Star Doha LLC##00111##Senior Executive Function##Approved####20101017,Pacific Star Doha LLC##00111##Senior Executive Function##Withdrawn####20120408,Pacific Star Doha LLC##00111##Executive Governance Function##Approved####20101017,Pacific Star Doha LLC##00111##Executive Governance Function##Withdrawn####20120408,Pacific Star Doha LLC##00111##Non-Executive Governance Function##Approved####20090827,Pacific Star Doha LLC##00111##Non-Executive Governance Function##Withdrawn####20101017,
Doshi, Chirag Rajkumar 01686Epicure Investment Management LLC##00676##Executive Governance Function##Approved##20220606##,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved####20190501,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Withdrawn####20220606,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Approved####20220927,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Withdrawn####20241105,Epicure Islamic Investment Management LLC##00602##Executive Governance Function##Approved##20241105##,
Dougan, David 01061Sharq Insurance LLC##00054##Risk Management Function##Approved####20120220,Sharq Insurance LLC##00054##Risk Management Function##Withdrawn####20150216,
Doummar, Roland Michel 00526First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Approved####20081124,First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Withdrawn####20140220,
Downey, Colin Gerard 01599AWP Health & Life S.A.##00193##Senior Management Function##Approved####20170716,AWP Health & Life S.A.##00193##Senior Management Function##Withdrawn####20181231,
Dr Al-Meer, Jehan Abdulla M A 01204Innovation Capital Qatar LLC##00151##Executive Governance Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Executive Governance Function##Withdrawn####20131105,Innovation Capital Qatar LLC##00151##Executive Governance Function##No longer performing a controlled function for an authorised firm####20131105,
Dr Bitzer, Johann Michael 01114Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn####20200120,
Dr Schneider, Christian Josef 01117Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn####20150630,
Dr Trautwein, Hans 01242Daman Health Insurance Qatar LLC##00142##Risk Management Function##Approved####20130501,Daman Health Insurance Qatar LLC##00142##Risk Management Function##Withdrawn####20200120,
Dragomer, Pierre Andre 00383Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20080313,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20090331,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20080313,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090331,
Driscoll, John 00476Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20100426,
Drosten, Heinz-Peter Ichiro 01663Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20181111,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn####20190417,
Dsouza, Vinaya Edward 01658ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20181029,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20181217,
Ducat, Bettina Gisele 01165AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20121016,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20141031,
Dueymes, Cedric Franois Marie 00648AIG MEA Limited##00035##Compliance Oversight Function##Approved####20090819,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20100411,
Duggan, Alyson 01837AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210411##,
Dulake, Elizabeth Anne 00199QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20070701,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20110512,
Dunphy, Rachel Christina 01664Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved##20181128##,Lifecare International (Qatar) LLC##00162##Senior Management Function##Approved##20181128##,
Dunster, Matthew Christy 00868JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Approved####20110105,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Withdrawn####20130716,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Approved####20110105,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Withdrawn####20130716,
Durbha, Vinod Kumar 01137ICICI Bank Limited##00041##Senior Executive Function##Approved####20120806,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20160907,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20120806,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Dureja, Sanjeev 00782Abu Dhabi Commercial Bank##00075##Finance Function##Approved####20100623,Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn####20190923,
Durman, Tamer Seluk 01299Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Risk Management Function##Approved####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Risk Management Function##Withdrawn####20150528,
Dutta, Subhendu 00919MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20111101,
Duttenhofer, Danielle Marie-Therese Maynard 00989Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Approved####20110825,Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn####20111124,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Approved####20110825,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111124,
Dwarakanathan, Magesh 00583AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Approved####20090322,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn####20130516,Aon Qatar LLC##00086##Senior Management Function##Approved##20130716##,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20130716,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
E'Waidah, Nidal Radi Younis 00130Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Approved##20070308##,
Earle, Glenn Peter Jonathan 00204Goldman Sachs International##00053##Finance Function##Approved####20070709,Goldman Sachs International##00053##Finance Function##Withdrawn####20111025,
Easton, Graeme Michael 00573Zurich International Life Limited##00067##Actuarial Function##Approved####20090201,Zurich International Life Limited##00067##Actuarial Function##Withdrawn####20150205,
Ebdon, Elizabeth Anne 00861Guardian Wealth Management Qatar LLC ##00113##MLRO Function##Approved####20110102,Guardian Wealth Management Qatar LLC ##00113##MLRO Function##Withdrawn####20150731,
Eden, John Kenneth 00457RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Withdrawn####20100310,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Withdrawn####20100310,
Edwards, Deborah Mary Anne 01450Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20141229,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Eid, Lara Halim 00125American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20110206,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20110206,
Eid, Ramzi 01233Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20130410,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20181111,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20210531,
Eid, Wael Kamal Amin 01938QINVEST LLC##00048##Risk Management Function##Approved##20220531##,
Eido, Tarek 01838UBS Qatar LLC##01169##Senior Executive Function##Approved##20210421##,
Ekanath, Ajith Ramachandran 02113Sharq Insurance LLC##00054##Compliance Oversight Function##Approved##20240813##,Sharq Insurance LLC##00054##MLRO Function##Approved##20240813##,
El Anany, Tamer Mohamed Mostafa 01405Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Approved####20140610,Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn####20170920,Abu Dhabi Commercial Bank##00075##MLRO Function##Approved####20140610,Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn####20170920,
El Ayna, Hadi 01174Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121018,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn####20140327,
El Boustany El Eter, Rima 01347BLOM Bank Qatar LLC##00079##Risk Management Function##Approved##20140128##,
El Chami, Randa 00263Bank Audi LLC##00027##Compliance Oversight Function##Approved####20071111,Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn####20101003,Bank Audi LLC##00027##MLRO Function##Approved####20071111,Bank Audi LLC##00027##MLRO Function##Withdrawn####20101003,
El Dabag, Khaled 01584Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##,Barclays Bank PLC##00018##Senior Management Function##Approved##20170510##,
El Daher, Zeina 01688Nasco Qatar LLC##00057##Compliance Oversight Function##Approved####20190527,Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn####20220831,Nasco Qatar LLC##00057##MLRO Function##Approved####20190527,Nasco Qatar LLC##00057##MLRO Function##Withdrawn####20220831,
El Debs, Khalil 01367Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20140217##,
El Helou, Rita 01901Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved##20211108##,Lesha Bank LLC (Public)##00091##Senior Management Function##Approved##20211108##,
El Hout, Ayman Adel 02052Marsh Qatar LLC##00085##Executive Governance Function##Approved##20230911##,
El Jed, Laurent Hilal 00247Kaupthing Bank hf.##00063##Senior Management Function##Approved####20070927,Kaupthing Bank hf.##00063##Senior Management Function##Withdrawn####20080313,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Approved####20070927,Kaupthing Bank hf.##00063##Customer Facing Function-Advising on Investments##Withdrawn####20080313,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Approved####20070927,Kaupthing Bank hf.##00063##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080313,
El Kada, Naji 00717SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20091215,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn####20120715,
El Kadi, Fares 00390BLOM Bank Qatar LLC##00079##Senior Executive Function##Approved####20080407,BLOM Bank Qatar LLC##00079##Senior Executive Function##Withdrawn####20120520,BLOM Bank Qatar LLC##00079##Executive Governance Function##Approved####20080407,BLOM Bank Qatar LLC##00079##Executive Governance Function##Withdrawn####20120520,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved####20120520,BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Withdrawn####20170406,
El Khatib, Maher 01925SEIB Insurance and Reinsurance Company LLC##00114##Internal Audit Function##Approved##20220222##,
El Khoury, Georges 00767Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20100526,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20110922,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110922,
El Khoury, Paul Boulos 00592QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120618,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120618,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20120618,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20120618,
El Kourani, Joseph Malek 00285American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100411,
El Ladkani, Alaa 01270Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Approved####20130617,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved##20161024##,
El Maghawry, Omar Adel 00225CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Withdrawn####20091207,CORECAP MERCHANT BANK LLC##00059##Custo,
El Mallawany, Yasser Soliman Hisham 00337EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20130527,
El Masri, Mohamad 01014Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20111006,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20111006,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
El Matni, Chadi 00612QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090430,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20110912,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090430,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110912,
El Nakib, Bachir 00819Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved####20101011,Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn####20140422,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved####20101011,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn####20140422,Coutts & Co##00084##Compliance Oversight Function##Withdrawn####20150623,Coutts & Co##00084##MLRO Function##Withdrawn####20150623,Coutts & Co##00084##Compliance Oversight Function##Approved####20140526,Coutts & Co##00084##MLRO Function##Approved####20140526,
El Omari, Raed Mohammad Said Elayan 00286American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,
El Sayed, Bassam 00729Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Approved####20100207,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
El Sayed, Mohamed Nidal 01814Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved##20210531##,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20210121,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20210531,
El Sonbaty, Ayman Wagdy Mohamed 00745Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20100328,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20130305,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20100328,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130305,
El Tahry, Aly Mahmoud Saad Eldin 00405Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Approved####20080528,Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn####20110615,
El Zein, Saadeddine Abdul Halim 00093Bank Audi LLC##00027##Senior Management Function##Approved####20061221,Bank Audi LLC##00027##Senior Management Function##Withdrawn####20100720,
El Zyr, Karim Antoine 00266Nasco Qatar LLC##00057##Senior Executive Function##Approved####20071121,Nasco Qatar LLC##00057##Senior Executive Function##Withdrawn####20161120,Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved####20161120,Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn####20200310,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Approved####20071121,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
El-Guindi, Mohamed Salah 00624Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20090527,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20140831,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20090527,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140831,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20141111,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Approved####20141111,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
El-Hakim, Jad 00915QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121009,
El-husseini, Sarah 02050UBS Qatar LLC##01169##Compliance Oversight Function##Approved##20230831##,UBS Qatar LLC##01169##MLRO Function##Approved##20230831##,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Approved##20240610##,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Approved##20240610##,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved##20240610##,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved##20240610##,
El-Mahgary, Wael Mohamed Sayed 00404Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Approved####20080528,Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn####20120809,
El-Nagdy, Karim Stub 00251Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
El-Quqa, Omar Mahmoud 00051Global Investment House (Qatar) LLC##00011##Executive Governance Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Executive Governance Function##Withdrawn####20091018,
El-Saigh, Ziad 02078Banco Santander, S.A., Doha Representative Office##02226##Senior Executive Function##Approved##20240229##,
El-Sibai, Mustapha 00391BLOM Bank Qatar LLC##00079##Finance Function##Approved####20080407,BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn####20080622,
El-Zagha, Nael Zahi Rashed 00540Al Mal Bank LLC##00100##Senior Management Function##Approved####20081203,Al Mal Bank LLC##00100##Senior Management Function##Withdrawn####20100328,
Elhag, Tarig Abdul Wahab Mohamed Ahmed 00658T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn####20100707,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Advising on Investments##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Advising on Investments##Withdrawn####20101017,
Elian, Ziad 01421QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140831,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140831,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Senior Management Function##Approved##20210223##,
Elias, Camil Elias 00287American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Ellen, Peter John 01303Nexus Financial Services WLL##00099##Senior Management Function##Approved####20130917,Nexus Financial Services WLL##00099##Senior Management Function##Withdrawn####20150630,Nexus Financial Services WLL##00099##Non-Executive Governance Function##Approved##20220123##,
Ellis, David Anthony 01181Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20121125,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Elmoatassem, Hassam Saeb 01385QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140327,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140327,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20140327,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Elmosallamy, Tarek Ahmed Abdelgaffar 01454First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Approved####20141229,First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn####20181022,
Elshar, Mahmoud Abouelfetouh Ghazy 01909Sword Capital Representative Office##01431##MLRO Function##Approved####20211207,Sword Capital Representative Office##01431##MLRO Function##Withdrawn####20220830,
ElShikha, Walid Samir AbdelHakam 00970Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved####20110731,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Withdrawn####20150209,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved####20190919,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Withdrawn####20230323,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Approved####20110731,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Withdrawn####20150209,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Approved####20190919,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Withdrawn####20230323,
Emani, Belqes Faisal Karama 01027Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20111025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20140227,
Emmins, Mark Anthony 01335Barclays Bank PLC##00018##Internal Audit Function##Approved####20140115,Barclays Bank PLC##00018##Internal Audit Function##Withdrawn####20151015,
Endo, Koichi 01250Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Approved####20130520,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Approved####20130520,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Englund, Peter Nils 01913Zurich Insurance Company Ltd. QFC Branch##00166##Non-Executive Governance Function##Approved####20220110,Zurich Insurance Company Ltd. QFC Branch##00166##Non-Executive Governance Function##Approved - Inactive Firm##20240610##,
Envis, Gary 00003Ansbacher & Co Limited##00001##Compliance Oversight Function##Approved####20050929,Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn####20060214,QREIC Sukuk LLC##00012##MLRO Function##Approved####20060710,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20060921,
Erbay, Derya 01298Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Approved####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Withdrawn####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Approved####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Withdrawn####20130915,
Ergunes, Erhan 01936Sharq Insurance LLC##00054##Senior Management Function##Approved####20220524,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20230622,
Erickson, Bradley Dale 00004Ansbacher & Co Limited##00001##Finance Function##Approved####20050929,Ansbacher & Co Limited##00001##Finance Function##Withdrawn####20070709,
Erickson, Ruth Gregory 00425Marsh Qatar LLC##00085##Compliance Oversight Function##Approved####20080630,Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn####20100124,
Esmat, Amal Ali 00241Citibank, N.A.##00043##Senior Management Function##Approved####20070917,Citibank, N.A.##00043##Senior Management Function##Withdrawn####20161023,
Espiritu, Elmer Hilario 01904Prime Financial Solutions LLC##00109##Finance Function##Approved####20211207,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20220127,
Estlick, Colin 00736Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20100217,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20120527,
Eteen-Bliss, Adrian Mark 00930Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20140403,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20140610,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140818,
Evain, Christian Michel Marie 00152Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn####20120109,
Evans, Thomas Carlile 01030Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20111025,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Ezzaldin, Khalid 01855Al Rayan Investment LLC##00045##Compliance Oversight Function##Approved####20210622,Al Rayan Investment LLC##00045##Compliance Oversight Function##Withdrawn####20220814,Al Rayan Investment LLC##00045##MLRO Function##Approved####20210622,Al Rayan Investment LLC##00045##MLRO Function##Withdrawn####20220814,
Fackrell, Gideon Paul Jeffrey 00037AXA Investment Managers LLC##00008##Finance Function##Approved####20060423,AXA Investment Managers LLC##00008##Finance Function##Withdrawn####20091008,
Faddoul, Joseph Boutros 01051Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved####20120201,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn####20121112,
Faddoul, Wadih 00649Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Approved####20100620,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn####20120109,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Approved####20100620,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120109,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Approved####20090819,BLOM Bank Qatar LLC##00079##Customer Facing Function-Advising on Investments##Withdrawn####20100706,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Approved####20090819,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100706,BLOM Bank Qatar LLC##00079##Customer Facing Function-Dealing in Investments##Approved####20090819,BLOM Bank Qatar LLC##00079##Customer Facin,
Faiz, Mohamed Nassim 00613QINVEST LLC##00048##Senior Management Function##Approved####20090430,QINVEST LLC##00048##Senior Management Function##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090430,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090430,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090430,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090430,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20121125,
Fajardo, Manuel Eduardo 01682AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20190502,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20190710,AXA Investment Managers LLC##00008##MLRO Function##Approved####20190502,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20190710,
Fakhreddine, Hussein 01422QINVEST LLC##00048##Senior Executive Function##Approved##20210714##,QINVEST LLC##00048##Senior Management Function##Withdrawn####20210701,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140914,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140914,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Senior Management Function##Approved####20200115,Epicure Islamic Investment Management LLC##00602##Senior Executive Function##Approved####20220207,Epicure Islamic Investment Management LLC##00602##Senior Executive Function##Withdrawn####20220927,Epicure Islamic Investment Management LLC##00602##Executive Governance Function##Approved####20220207,Epicure Islamic Investment Management LLC##00602##Executive Governance,
Fan, Feifei 01918Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved####20220123,Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Withdrawn####20220813,
Fanin, Daniele 01528Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Approved####20160425,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Senior Executive Function##Withdrawn####20220831,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Executive Governance Function##Approved####20211108,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Executive Governance Function##Withdrawn####20220831,
Faraj, Saleh 00133Lehman Brothers International (Europe)##00040##Customer Facing Function-Advising on Investments##Approved####20070318,Lehman Brothers International (Europe)##00040##Customer Facing Function-Advising on Investments##Withdrawn####20100105,Lehman Brothers International (Europe)##00040##Customer Facing Function-Arranging Deals in Investments##Approved####20070318,Lehman Brothers International (Europe)##00040##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100105,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn####20111003,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn####20111003,Nomura International plc, Qatar Financia,
Fardan, Mohamed Hasan Mohamed 00566MUFG Bank, Ltd.##00103##Finance Function##Approved####20090115,MUFG Bank, Ltd.##00103##Finance Function##Withdrawn####20121001,
Farid, Muhammad Shahid 01397Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Approved####20140507,Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn####20160831,Lifecare International (Qatar) LLC##00162##MLRO Function##Approved####20140507,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn####20160831,CB Asset Management LLC##01179##Compliance Oversight Function##Approved####20201230,CB Asset Management LLC##01179##Compliance Oversight Function##Withdrawn####20240116,CB Asset Management LLC##01179##MLRO Function##Approved####20201230,CB Asset Management LLC##01179##MLRO Function##Withdrawn####20240116,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Approved####20201026,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Withdrawn####20201201,Sanguine Investment Managers LLC##00744##MLRO Function##Approved####20201026,Sanguine Investment Managers LLC##00744##MLRO Function##Withdrawn####20201201,
Fassati, Edoardo Giuseppe Maria 01553Rothschild & Co Doha LLC##00116##Senior Executive Function##Approved - Inactive Firm##20211117##,Rothschild & Co Doha LLC##00116##Executive Governance Function##Approved - Inactive Firm##20211117##,
Fatemian, Seyedeh Delaram 00809Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20100919,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20130801,
Fawaz, Hassan 01079Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120321,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140622,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120321,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140622,
Fawaz, Toufic 01944Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Approved####20220606,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Withdrawn####20240425,
Fayech, Riadh 02032QNB Capital LLC##00096##Compliance Oversight Function##Approved##20230630##,
Fayed, Omar 01075Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Fedor Jr, Stephen Peter 01094Barclays Bank PLC##00018##Senior Executive Function##Approved####20120415,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20121214,
Fenderico, Domenico Maurizio 00174QINVEST LLC##00048##Finance Function##Approved####20070430,QINVEST LLC##00048##Finance Function##Withdrawn####20080318,
Ferguson, Brian Paul 00907Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20110316,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140217,
Ferland, Benoit 01757Credit Agricole CIB - QFC Branch##00935##Compliance Oversight Function##Approved####20200426,Credit Agricole CIB - QFC Branch##00935##Compliance Oversight Function##Withdrawn####20201125,Credit Agricole CIB - QFC Branch##00935##MLRO Function##Approved####20200426,Credit Agricole CIB - QFC Branch##00935##MLRO Function##Withdrawn####20201125,
Fernandes, Reggie 02073CB Asset Management LLC##01179##Senior Executive Function##Approved##20240218##,
Fewtrell, Thomas 00640Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20090728,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20200721,
Field, Gillian Anne 01188Coutts & Co##00084##MLRO Function##Approved####20121231,Coutts & Co##00084##MLRO Function##Withdrawn####20140221,
Fikry, Seifallah Mohamed Amin Mahmoud 01082EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20120326,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20150510,
Fischer, Michael Bernard 01895UBS Qatar LLC##01169##Compliance Oversight Function##Approved####20211103,UBS Qatar LLC##01169##Compliance Oversight Function##Withdrawn####20230831,UBS Qatar LLC##01169##MLRO Function##Approved####20211103,UBS Qatar LLC##01169##MLRO Function##Withdrawn####20230831,
Fischer, Peter Christian Anton 01266Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20130612,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20141228,
Fitz-Henley, Sean 01411Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20140708,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Fofana, Oumar 01848Lesha Bank LLC (Public)##00091##MLRO Function##Approved##20210525##,
Forcey, David John 01291Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20130828,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202,
Forde, David Martin 00064Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20061002,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20061002,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081217,
Foroughi, Faranak 00180EMIRATES NBD PJSC##00026##Senior Management Function##Approved####20070513,EMIRATES NBD PJSC##00026##Senior Management Function##Withdrawn####20070613,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20070513,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20070613,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20070513,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070613,
Fourie, Johannes Jacobus 01679AIG MEA Limited##00035##Risk Management Function##Approved####20190402,AIG MEA Limited##00035##Risk Management Function##Withdrawn####20200708,
Foxwell, Graham Andrew 00288American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20101017,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20130731,
Francois, Pierre-Henri Guy Marie 00876Concordia Capital LLC##00129##Senior Management Function##Approved####20110113,Concordia Capital LLC##00129##Senior Management Function##Withdrawn####20140416,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Approved####20110113,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn####20140416,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Approved####20110113,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140416,
Frei, Nikolaus Heinrich 00659T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Withdrawn####20111003,
Frick, Karl Michael 00771Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Frhlich, Klaus Bernhard Alfred 01274Morgan Stanley & Co International plc##00019##Senior Management Function##Approved####20130625,Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn####20140218,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20130625,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20140218,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20130625,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140218,
Frost, Gavin Christopher 01010Coutts & Co##00084##Finance Function##Approved####20110922,Coutts & Co##00084##Finance Function##Withdrawn####20131231,
Frost, Ryan Brook 01782Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20201103,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20201229,
Fuggle, Stephen Andrew 01185Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Approved####20121209,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn####20180429,
Fukuda, Yuji 00448Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Approved####20080810,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn####20130411,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Approved####20080810,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130411,
Furner, Richard 00257Zurich International Life Limited##00067##Actuarial Function##Approved####20071108,Zurich International Life Limited##00067##Actuarial Function##Withdrawn####20090201,
Furtado, Ryna Prescy 01029Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20111025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Fysel, Hijab Abdulla 01834Maha Capital Partners LLC##01098##Risk Management Function##Approved##20210329##,Maha Capital Partners LLC##01098##Finance Function##Approved##20210329##,
Gaa, Shirley Recayo 01064Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20120220,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20140306,
Gadhia, Vikeshkumar Rasiklal Prabhuda 00799Citibank, N.A.##00043##Senior Management Function##Approved####20100817,Citibank, N.A.##00043##Senior Management Function##Withdrawn####20120831,
Gado, Mohamed 01673QNB Capital LLC##00096##MLRO Function##Approved####20190203,QNB Capital LLC##00096##MLRO Function##Withdrawn####20191208,
Gadourah, Nader Jaodat K 00635The Saudi National Bank##00081##Senior Executive Function##Approved####20090709,The Saudi National Bank##00081##Senior Executive Function##Withdrawn####20170228,The Saudi National Bank##00081##Customer Facing Function-Arranging Deals in Investments##Approved####20100418,The Saudi National Bank##00081##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,The Saudi National Bank##00081##Customer Facing Function-Dealing in Investments##Approved####20100418,The Saudi National Bank##00081##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,
Gajapathy, Logesh Babu 00289American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20111124,
Gally, Laurent-Patrick 00800QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100825,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100825,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121009,
Gamez Munoz, Antonio Francisco 01902CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20211207##,
Gandhi, Rajender 00925MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20111101,
Gandiya, Rufaro Charmaine 01678American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20190304,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20210427,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20190304,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20210427,
Gandolfi, Stefano 01896Intesa Sanpaolo S.p.A. - QFC Branch##00301##Non-Executive Governance Function##Approved##20211108##,
Gangaram, Narendra Ahuja 00258Zurich International Life Limited##00067##MLRO Function##Approved####20071108,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20080225,
Ganjoo, Pankaj 00578ICICI Bank Limited##00041##Senior Management Function##Approved####20090225,ICICI Bank Limited##00041##Senior Management Function##Withdrawn####20120830,
Garcia, Felix Manso 01647Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20180731##,
Garden, Robert Ian 00165The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20070404,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20080921,
Gardner, Sharon 00663Nexus Financial Services WLL##00099##Senior Executive Function##Approved####20090930,Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn####20120220,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20100707,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20120220,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20100707,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120220,
Garrett, Edward James Sutcliffe 01085Kane LLC##00121##Senior Executive Function##Approved####20120326,Kane LLC##00121##Senior Executive Function##Withdrawn####20120615,
Gaunt, Roy Edward 00839Nexus Financial Services WLL##00099##Senior Executive Function##Approved####20130203,Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn####20140701,Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved####20101103,Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn####20130203,Nexus Financial Services WLL##00099##MLRO Function##Approved####20101103,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn####20130203,
Gayley, Colleen 01062Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120220,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20120926,
Geahchan, Yves Marie 01073MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved####20120312,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn####20140615,
Geha, Samih 01325SEIB Insurance and Reinsurance Company LLC##00114##Actuarial Function##Approved##20131124##,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Approved##20140225##,
Gehrke, Andreas 00058Barclays Bank PLC##00018##Compliance Oversight Function##Approved####20060910,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn####20081023,Barclays Bank PLC##00018##MLRO Function##Approved####20060910,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20081023,
George, Abraham Adappanam Kandathil 00291American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
George, Shine Babu 00290American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
George, Varghese Adappanam Kandathil 00292American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20130625,
Ghafur, Arshad Iqbal 00627Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Approved####20111006,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn####20121205,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Approved####20100207,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn####20121205,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Approved####20100207,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121205,
Ghalayini, Khalil 00760QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100505,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20101101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100505,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101101,
Ghamgui, Anis 00949Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20110526,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20120531,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20110526,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120531,
Ghareeb, Basma Amanuel Benyameen Yacoub 00395Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20080420,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20080420,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812,
Ghassemi, Mahyar 01922Amwal LLC##00145##Non-Executive Governance Function##Approved##20220207##,
Ghazwi, Mohammad Abdelhaleem Ahmad 01708Sharq Insurance LLC##00054##Senior Management Function##Approved####20190821,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20210801,
Ghouse Khan, Nadeem Khan 01744Al Awael Captive Insurance Co. LLC##00838##Compliance Oversight Function##Approved####20200128,Al Awael Captive Insurance Co. LLC##00838##Compliance Oversight Function##Withdrawn####20220524,Al Awael Captive Insurance Co. LLC##00838##MLRO Function##Approved####20200128,Al Awael Captive Insurance Co. LLC##00838##MLRO Function##Withdrawn####20220524,
Ghozayel, Mohamed 01557American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20161030,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20180831,American Life Insurance Company ("ALICO")##00036##MLRO Function##Approved####20161030,American Life Insurance Company ("ALICO")##00036##MLRO Function##Withdrawn####20180831,
Gibson, Clair Elizabeth 01156AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20121007,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20131026,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20140128,
Gillard, Claudine 01247Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20130507,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20130930,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20131127,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Gilles, Andre Louis 00237EMIRATES NBD PJSC##00026##Senior Executive Function##Approved####20070912,EMIRATES NBD PJSC##00026##Senior Executive Function##Withdrawn####20140331,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20070912,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20140331,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20070912,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140331,
Girdhar, Pankaj 01372The Saudi National Bank##00081##Risk Management Function##Approved####20140309,The Saudi National Bank##00081##Risk Management Function##Withdrawn####20140630,The Saudi National Bank##00081##Risk Management Function##Approved##20150607##,
Glas, Johannes Maria Gregor 01526Investcorp - Doha Representative Office##01938##Senior Executive Function##Approved##20230709##,Investcorp Investments LLC##00219##Senior Executive Function##Approved####20160405,Investcorp Investments LLC##00219##Senior Executive Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Senior Executive Function##Withdrawn####20240923,
Gloriani, Mark Gregore 01336First Abu Dhabi Bank - QFC Branch##00098##Risk Management Function##Approved####20140115,First Abu Dhabi Bank - QFC Branch##00098##Risk Management Function##Withdrawn####20150504,
Glushko, Valeriy 01610Merrill Lynch International - QFC Branch##00258##Non-Executive Governance Function##Approved##20170921##,
Goetz, Fidelis Maria 00359Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Approved####20110703,Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Withdrawn####20151127,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20130708,
Gonsalves, Anil Anthony 00637Nasco Qatar LLC##00057##Finance Function##Approved####20090726,Nasco Qatar LLC##00057##Finance Function##Withdrawn####20190315,
Gonzales, Christine Hanna Bautista 01926Prime Financial Solutions LLC##00109##Finance Function##Approved####20220222,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20230905,
Gopalakrishnan, Balaji 01024Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20111025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20140227,
Gopi, Mousmi Nadh 01058Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20120208,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Gore, Duncan Spencer 00984Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20110808,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20120326,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20110808,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20120326,
Gossiaux, Paul 01807CB Asset Management LLC##01179##Non-Executive Governance Function##Approved####20201230,CB Asset Management LLC##01179##Non-Executive Governance Function##Withdrawn####20211005,CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20221016##,
Govinda Rajan, Magesh Kumar 00882Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20110206,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn####20130704,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20131216,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Govindarajan, Vijayan 00195BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Approved####20070628,BMI BANK B.S.C(c)##00052##Compliance Oversight Function##Withdrawn####20080709,
Gower, Adrian Walton 00200QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20070701,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20080313,
Gowigati, Ghassan Saad Dimitri 01592The Saudi National Bank##00081##Senior Executive Function##Approved####20170710,The Saudi National Bank##00081##Senior Executive Function##Withdrawn####20180320,
Graf, Daniel 01463Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved####20150209,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn####20150607,
Grall-Carpentier, Valerie 01898Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved##20211108##,
Greatbatch, Alan 00166The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Approved####20070404,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn####20081023,
Green, Katherine Alice 00338EFG-Hermes Qatar LLC##00069##Senior Management Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn####20110113,
Greuter, Charles Peter 00019Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20070208,
Greuter, Thomas Roland 01921UBS Qatar LLC##01169##Non-Executive Governance Function##Approved####20220202,UBS Qatar LLC##01169##Non-Executive Governance Function##Withdrawn####20230331,
Groom-Baker, Raven Jesse 01575Barclays Bank PLC##00018##Compliance Oversight Function##Approved####20170109,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn####20180128,Barclays Bank PLC##00018##MLRO Function##Approved####20170109,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20180128,
Grossenbacher, Amani 00811Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20100919,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20110922,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20100919,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110922,
Grover, Ashok Kumar 01550Oriental Insurance Company QFC Branch##00325##Risk Management Function##Approved####20161017,Oriental Insurance Company QFC Branch##00325##Risk Management Function##Withdrawn####20161231,
Guclu, Can 00813QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100923,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100923,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Guida, Isabelle 01809UBS Qatar LLC##01169##Non-Executive Governance Function##Approved####20201231,UBS Qatar LLC##01169##Non-Executive Governance Function##Withdrawn####20240520,
Guillemard, Peter Guy Carteret 01196Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Approved##20130109##,
Gulamali, Azadhassan Mustafa Kassamali 01676Barclays Bank PLC##00018##MLRO Function##Approved####20190304,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20220308,
Gulapa, Alvin Abutan 01743Al Awael Captive Insurance Co. LLC##00838##Senior Management Function##Approved####20200128,Al Awael Captive Insurance Co. LLC##00838##Senior Management Function##Withdrawn####20230122,
Guled, Ali Harun Jama 00541Al Mal Bank LLC##00100##Senior Management Function##Approved####20081203,Al Mal Bank LLC##00100##Senior Management Function##Withdrawn####20100328,
Gultiano, Venus Medel 00682Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20101227,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20130816,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20101227,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20130816,EFG-Hermes Qatar LLC##00069##MLRO Function##Approved####20091011,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn####20101212,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Approved####20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn####20130816,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Approved####20101227,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn####20130816,
Gunda, Praveen Kumar 01427Lifecare International (Qatar) LLC##00162##Finance Function##Approved####20140930,Lifecare International (Qatar) LLC##00162##Finance Function##Withdrawn####20180130,
Guo, Guang 01606Bank of China Limited Qatar Financial Centre Branch##00408##Finance Function##Approved####20170807,Bank of China Limited Qatar Financial Centre Branch##00408##Finance Function##Withdrawn####20191126,
Guo, Hao 02039Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Approved##20230710##,
Gupta, Udayaditya 00082EMIRATES NBD PJSC##00026##Senior Management Function##Approved####20061212,EMIRATES NBD PJSC##00026##Senior Management Function##Withdrawn####20110113,
Gurazada, Venkata Ramana 00621AIG MEA Limited##00035##Compliance Oversight Function##Approved####20090520,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20090819,
Gurtoo, Jai Kumar 00773Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20110713,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110713,
Gurunathan, Velusiva 00329American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100411,
Guy, Kevin Stephen 00686Guardian Wealth Management Qatar LLC ##00113##Compliance Oversight Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Compliance Oversight Function##Withdrawn####20130818,Guardian Wealth Management Qatar LLC ##00113##MLRO Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##MLRO Function##Withdrawn####20110103,
Habib, Aized 00196BMI BANK B.S.C(c)##00052##Senior Executive Function##Approved####20070628,BMI BANK B.S.C(c)##00052##Senior Executive Function##Withdrawn####20080308,
Haddad, Ala Nashat Farhan 00104Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Approved####20070116,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110526,
Haddad, Carmen Christina 01334Citibank, N.A.##00043##Senior Executive Function##Approved####20140115,Citibank, N.A.##00043##Senior Executive Function##Withdrawn####20171112,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20140115,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20140115,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Approved####20140115,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,
Haddad, Elie 00235United Gulf Financial Services Company LLC##00007##Senior Management Function##Approved####20070910,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn####20081021,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20070910,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20081021,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20070910,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081021,
Haddad, Elie 00752SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20091215,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn####20130520,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Approved####20151011,Chedid and Associates Qatar LLC##00115##Senior Executive Function##Withdrawn####20160718,
Haddow, Andrew James 01278JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Approved####20130716,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Withdrawn####20191216,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Approved####20130716,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Withdrawn####20191216,
Hafazalla, Ehab Mackeen Kamel 00942Citibank, N.A.##00043##Senior Management Function##Approved####20110504,Citibank, N.A.##00043##Senior Management Function##Withdrawn####20120201,
Hafez Moustafa, Moustafa Ibrahim 01633The Saudi National Bank##00081##Senior Executive Function##Approved####20180409,The Saudi National Bank##00081##Senior Executive Function##Withdrawn####20190721,
Hage Hammoud, Ziad 01013Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20111003,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20140626,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20111003,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140626,
Haggag, Sherif Ibrahim Gad 00508Global Investment House (Qatar) LLC##00011##MLRO Function##Approved####20081023,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn####20100721,
Hagihara, Shoichi 01689Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved####20190708,Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn####20220831,Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Withdrawn####20220831,Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved####20210727,
Haidar, Jad 01071Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Haidar, Sahar 01282MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved####20140205,MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn####20151102,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Approved####20140205,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Haider, Mahboob Ghulam 01566Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20161212,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20220510,
Haikal, Farah Waleed Ghalb 00960Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20110615,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Hainsworth, Daniel Richard 01330QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20131216,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20170807,
Hajjar, Roger Edmond 00668SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn####20100516,
Hajji, Georges Sami 01007Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn####20111220,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn####20111220,Amwal LLC##00145##Customer Facing Function-Managing Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn####20111220,
Halabi, Alaa 01093SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20120408,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20120408,
Hale, Ian Michael 02070Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved##20240128##,
Halfyear, Paul Richard 00718Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20091215,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20120910,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Approved####20120910,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,AWP Health & Life S.A.##00193##Senior Executive Function##Approved####20190821,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn####20200902,AWP Health & Life S.A.##00193##Senior Management Function##Approved####20190109,AWP Health & Life S.A.##00193##Senior Management Function##Withdrawn####20200902,
Halima-Meddah, Aicha 00087Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20061219,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20061219,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081217,
Hallit, Joseph Michel 00269Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Approved####20071121,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Approved####20100623,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn####20120806,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Approved####20071121,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Approved####20100623,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120806,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Approved####20071121,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Approved####20100623,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn####20120806,
Hamad, Akram Taisir Ahmad 00293American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20101017,
Hamad, Kassem 02114Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved##20240915##,
Hamami, Sadik Nabil 01420Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Approved####20140831,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn####20180828,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Approved####20140831,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Approved####20140831,Nomura International plc, Qatar Financial Centre Branch##00106##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Hamdani, Syed Jawad Hassan 01505Merrill Lynch International - QFC Branch##00258##MLRO Function##Approved####20150913,Merrill Lynch International - QFC Branch##00258##MLRO Function##Withdrawn####20160708,
Hameed, Kaswar 01636Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved####20180429,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn####20210421,
Hameed, Tariq Sheraz 01818Power Bank LLC##00644##Senior Management Function##Approved####20210223,Power Bank LLC##00644##Senior Management Function##Withdrawn####20210531,
Hametner, Gerhard 01049Barclays Bank PLC##00018##Senior Executive Function##Approved####20130107,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20170518,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20111220,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20111220,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Hamiyeh, Fouad Adel 00153Credit Agricole Suisse (Qatar) LLC##00044##Senior Executive Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Senior Executive Function##Withdrawn####20121011,Credit Agricole Suisse (Qatar) LLC##00044##Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Executive Governance Function##Withdrawn####20121011,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Advising on Investments##Withdrawn####20121011,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121011,
Hammami, Mourad 00660T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn####20101227,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn####20101227,
Hammoud, Bassam 01337QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20140115,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20140115,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Hammoud, Ola 01780Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20201103,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20220317,
Hangari, Aladdin 00515Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Approved####20081120,Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Withdrawn####20230719,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20081120,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20230719,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved####20140327,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn,
Hanif, Muhammad Imran 01979Sharq Insurance LLC##00054##Internal Audit Function##Approved##20220913##,
Hanna, Elie 01086AIG MEA Limited##00035##Senior Executive Function##Approved####20120326,AIG MEA Limited##00035##Senior Executive Function##Withdrawn####20150310,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Approved####20120326,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Hanson, Vedica Vishudi 01637Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Approved####20180429,Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Withdrawn####20200921,
Haq, Shan Ul 00622QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090520,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090520,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090520,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090520,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Haque, Tanvir Muhammad 01521Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved####20160221,Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn####20180930,Lifecare International (Qatar) LLC##00162##Senior Management Function##Approved####20160221,Lifecare International (Qatar) LLC##00162##Senior Management Function##Withdrawn####20180930,
Haran, Paul Andrew 00259Zurich International Life Limited##00067##Senior Executive Function##Approved####20071108,Zurich International Life Limited##00067##Senior Executive Function##Withdrawn####20080225,
Harish, Bhatia Mohnish 01310Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved####20131022,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn####20131125,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved####20131022,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn####20131125,
Harrison, Andrew James 00928Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20120220,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120220,
Hartoka, Olcay 01300Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Finance Function##Approved####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Finance Function##Withdrawn####20150528,
Harvard-Walls, Jago 00601Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Approved####20101006,Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn####20110825,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Approved####20101006,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110825,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Approved####20090408,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn####20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110817,
Haryani, Jatin 01053ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20120201,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141228,
Hasan, Aamir 01357Abu Dhabi Commercial Bank##00075##Internal Audit Function##Approved####20140210,Abu Dhabi Commercial Bank##00075##Internal Audit Function##Withdrawn####20181231,
Hasan, Ali Raza 01424QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20140914,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20140914,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Hasan, Lamya Ebrahim Abdulla 00888Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Approved####20110215,Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn####20120201,Takaful International Company - QFC Branch##00131##MLRO Function##Approved####20110215,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn####20120201,
Hasberry, John Edward 00687Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Withdrawn by the QFCRA####20191022,
Hashim, Ahmad 00808Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20100902,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20101123,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20100902,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101123,
Hashisho, Mohamad Hasan 00072UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Approved####20061031,UBP (Qatar) LLC##00021##Customer Facing Function-Advising on Investments##Withdrawn####20080713,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Approved####20061031,UBP (Qatar) LLC##00021##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080713,
Hasija, Rohit Rajkumar 00926EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20110410,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Hassan, Osama Mohammed Muein 00565Global Investment House (Qatar) LLC##00011##Senior Executive Function##Approved####20090118,Global Investment House (Qatar) LLC##00011##Senior Executive Function##Withdrawn####20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Approved####20090118,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn####20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Approved####20090118,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Approved####20090118,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Dealing in Investments##Withdrawn####20091018,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Managing Investments##Approved####20090118,Global Investment Hous,
Hassan, Syed Wasi 00917QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120301,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20110404,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20120301,
Hassiba, Ghada Marwan 00294American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Hatzidakis, Minas 01430AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Approved####20141020,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Hawley, Christopher Mark Frederick 00696Rothschild & Co Doha LLC##00116##Senior Executive Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Senior Executive Function##Withdrawn####20170122,Rothschild & Co Doha LLC##00116##Executive Governance Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn####20200419,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved - Inactive Firm##20211117##,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Hayani, Mohammed Hussam Eddin Ahmad 00295American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140131,
Hayat, Masaud Jawhar 00025United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
He, Fei Henry 01605Bank of China Limited Qatar Financial Centre Branch##00408##Risk Management Function##Approved####20170807,Bank of China Limited Qatar Financial Centre Branch##00408##Risk Management Function##Withdrawn####20210725,
Hean, William George 00900Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Approved####20120812,Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn####20120812,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20110302,Matrix ME Alignmen,
Heer, Randhir Singh 01127Matrix ME Alignment Fund Management LLC##00122##Finance Function##Approved####20120624,Matrix ME Alignment Fund Management LLC##00122##Finance Function##Withdrawn####20121106,
Hegazy, Ahmed 01157Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121007,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20140615,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Hegde, Sharmila Ashrith 01011Rothschild & Co Doha LLC##00116##Compliance Oversight Function##Approved - Inactive Firm##20211117##,Rothschild & Co Doha LLC##00116##MLRO Function##Approved - Inactive Firm##20211117##,
Heikal, Hassan Mohamed Hassanien 00339EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20130527,
Heimburger, Franck 01859Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved##20210714##,
Helou, Mikhael 00697Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20110427,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20130207,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20110427,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130207,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn####20100620,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn####20100620,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100620,
Hemani, Gourang 01322QINVEST LLC##00048##Non-Executive Governance Function##Approved##20131124##,
Hemuss, Joly Scott Adam 00943Zurich International Life Limited##00067##Risk Management Function##Approved####20110512,Zurich International Life Limited##00067##Risk Management Function##Withdrawn####20120624,
Hendawi, Hatem Saad 00226CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Approved####20091214,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Finance Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Finance Function##Withdrawn####20100623,
Herbert, Angela Jean 00364Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20080221,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20090312,
Herbrich, Dominique Albert Marie Gabriel 00706Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Approved####20091123,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn####20120624,
Hernandez, Juan Antonio 01203Innovation Capital Qatar LLC##00151##Senior Executive Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Senior Executive Function##Withdrawn####20131105,
Hijazi, Mohammad Saleh Abdelghani 00022Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20170213,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20230622,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved##20230723##,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn####20060731,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn####20060731,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved##20170213##,UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20240630##,
Hill-Wood, Charles Denis 00458RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn####20090312,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090312,
Hines, Gary Stephen 01722Nexus Financial Services WLL##00099##Senior Executive Function##Approved##20191022##,
Hissett, Adam 01643Daman Health Insurance Qatar LLC##00142##Finance Function##Approved####20180709,Daman Health Insurance Qatar LLC##00142##Finance Function##Withdrawn####20200120,
Hobeica, Antoine 01508Bank Audi LLC##00027##Compliance Oversight Function##Approved##20151019##,Bank Audi LLC##00027##MLRO Function##Approved##20151019##,
Hock, Eugene Robert Yeoh Eng 00713Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20091214,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20100330,
Hodroge, Hicham 00881QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20110124,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120301,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20110124,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120301,
Hoggins, David John 01039State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Approved####20111101,State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Withdrawn####20130730,State Street Middle East North Africa LLC##00088##MLRO Function##Approved####20111101,State Street Middle East North Africa LLC##00088##MLRO Function##Withdrawn####20130730,
Hollstein, Torsten 00899Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn####20120527,
Holmes, Michael 01377Goldman Sachs International##00053##Finance Function##Approved####20140310,Goldman Sachs International##00053##Finance Function##Withdrawn####20180722,
Homberger, Martin Joshua 01870Barclays Bank PLC##00018##Executive Governance Function##Approved####20210824,Barclays Bank PLC##00018##Executive Governance Function##Withdrawn####20240506,
Homma, Noriaki 01890MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved####20211103,MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Withdrawn####20240513,
Hoque, Monirul 00469Al Rayan Investment LLC##00045##Senior Management Function##Approved####20080903,Al Rayan Investment LLC##00045##Senior Management Function##Withdrawn####20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20080903,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20080903,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn####20091008,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn####20091008,
Hossain, Syed Akhter 00040Kuwait Financial Centre S.A.K.##00009##Finance Function##Approved####20060501,Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn####20070206,
Houghton, Robert Mark 00167The Royal Bank of Scotland plc##00046##Finance Function##Approved####20070404,The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn####20100620,
Hourani, Seif 01998HMK Capital LLC##01718##Finance Function##Approved####20221031,HMK Capital LLC##01718##Finance Function##Withdrawn####20230630,
Howe, James Webster 00267QREIC Sukuk LLC##00012##Senior Executive Function##Approved####20071121,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn####20170807,QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20071121,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20170807,QREIC Sukuk LLC##00012##MLRO Function##Approved####20160626,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20170807,
Howell, David Robert 00688Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Withdrawn####20101123,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Withdrawn by the QFCRA####20191022,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20121112,
Howell, Iain Charles 00689Guardian Wealth Management Qatar LLC ##00113##Finance Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Finance Function##Withdrawn####20140110,
Howell, Toby David 00570RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Approved####20090120,RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn####20100706,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Approved####20090120,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn####20100706,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Approved####20090120,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100706,
Howes, Neil Roger 01046Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved####20111128,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn####20140313,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved####20111128,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn####20140313,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Compliance Oversight Function##Withdrawn####20140205,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##MLRO Function##Withdrawn####20140205,Epicure Islamic Investment Management LLC##00602##Compliance Oversight Function##Approved####20220207,Epicure Islamic Investment Management LLC##00602##Compliance Oversight Function##Withdrawn####20220927,QINVEST LLC##00048##Compliance Oversight Function##Approved##20140715##,QINVEST LLC##00048##MLRO Function##Approved####20140715,QIN,
Hu, Zhiqiang 01880Bank of China Limited Qatar Financial Centre Branch##00408##Risk Management Function##Approved##20211003##,
Huang, Guohu Frank 01725Bank of China Limited Qatar Financial Centre Branch##00408##Finance Function##Approved##20191126##,
Huertas, Emmanuel Ramon 00217Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Approved####20070807,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Withdrawn####20090819,
Hulme, Paul Graham 01501Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20150906,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20181126,
Humayun, Nadeem 01590MUFG Bank, Ltd.##00103##Compliance Oversight Function##Approved##20170529##,MUFG Bank, Ltd.##00103##MLRO Function##Approved##20170529##,
Hunt, John David 00986Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20110817,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20121129,
Hunt, Joseph Paul 00774Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20110713,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110713,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn####20110713,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn####20110713,
Husain, Ahmed Abdulhasan Habib Yusuf 00945Aon Qatar LLC##00086##Finance Function##Approved####20110519,Aon Qatar LLC##00086##Finance Function##Withdrawn####20130507,
Husain, Masarrat 01202Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20130113,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20140225,
Husain, Syed Zakir 00844SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Approved####20101123,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Withdrawn####20110626,
Hussain, Ejaz 01069Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120301,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20130307,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20140207,
Hussain, Hussain 01102The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20120429,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20120429,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Hussain, Muzamil 01907Oman Reinsurance Co. - QFC Branch##01134##Executive Governance Function##Approved##20211213##,
Hussain, Shahzad 01849Lesha Bank LLC (Public)##00091##Internal Audit Function##Approved##20210525##,
Hussein, Mohamed Mahdi 01828Al Rayan Investment LLC##00045##Risk Management Function##Approved####20210310,Al Rayan Investment LLC##00045##Risk Management Function##Withdrawn####20220919,
Husseini, Mounir Jihad 00191Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Approved####20070529,Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Withdrawn####20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20070529,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20110321,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20070529,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110321,
Huyberechts, Didier Jean Joseph 01103The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20120429,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn####20121031,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20120429,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121031,
Ibrahim, Hani Ahmed 00607QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Ibrahim, Mahmoud Ibrahim Aljarhy 02071Sword Capital Representative Office##01431##MLRO Function##Approved####20240128,Sword Capital Representative Office##01431##MLRO Function##Withdrawn####20241105,
Ibrahim, Manal Farouk Abdelhamid 00923MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20110519,
Ibrahim, Zahid Javed 00227CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Withdrawn####20090209,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Withdrawn####20090209,
Ihalagama, Neraj Sanjay 00571First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Approved####20090201,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn####20110302,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Approved####20090201,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn####20110302,
Iqbal, Asif 00120AIG MEA Limited##00035##Non-Executive Governance Function##Approved####20220202,AIG MEA Limited##00035##Non-Executive Governance Function##Withdrawn####20240820,AIG MEA Limited##00035##Compliance Oversight Function##Approved####20070218,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20090520,AIG MEA Limited##00035##Compliance Oversight Function##Approved####20100630,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20101026,AIG MEA Limited##00035##MLRO Function##Approved####20070218,AIG MEA Limited##00035##MLRO Function##Withdrawn####20101026,
Iqbal, Muhammad Azhar 01712Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Approved##20190915##,
Iqbal, Osama 01791Oman Reinsurance Co. - QFC Branch##01134##Finance Function##Approved##20201130##,
Irshad, Muhammad Asad 01933Sharq Insurance LLC##00054##Actuarial Function##Approved##20220418##,
Iseda, Kaneyuki 01210MUFG Bank, Ltd.##00103##Senior Executive Function##Approved####20130120,MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn####20170730,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Approved####20130120,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Approved####20130120,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Ishaque, Muhammad Tashfeen 00615Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20090430,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20120301,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20090430,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120301,
Ismaeel, Ali Husain Ebrahim Abbas 02037MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Approved##20230705##,
Ismail Ardah, Nancy 01946Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved##20220612##,Nexus Financial Services WLL##00099##MLRO Function##Approved##20220612##,
Ismail, Hassan Ali 00588QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090401,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20141012,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090401,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141012,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090401,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20141012,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090401,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20141012,
Ivinson, Christopher 01414Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20140821,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20151102,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20160811,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20181128,
Iyengar, Rishi Srinivas 01395Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20140429,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Izet Khel, Jahanzeb J.Khan 01020QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20111019,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20130905,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20111019,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130905,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20111019,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20130905,
Jaber, Chadi 02012Bank Audi LLC##00027##Senior Executive Function##Approved##20230213##,
Jabre, Kamal 01066Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved####20121209,Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn####20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20120229,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20130617,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20120229,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130617,
Jaccarini, Edward Anthony 00238EMIRATES NBD PJSC##00026##Finance Function##Approved####20070912,EMIRATES NBD PJSC##00026##Finance Function##Withdrawn####20081026,
Jacobs, Stefanie 01162Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Approved####20121008,Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Withdrawn####20121031,
Jacques, Conrad Ave Maria 01657ICICI Bank Limited##00041##MLRO Function##Approved####20181029,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20181217,
Jacquin de Margerie, Bertrand Marie Bernard 00154Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn####20120109,
Jaeggi, Marco 02083UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20240401##,
Jaffer, Safder Ahmed Ali 01519QIC International LLC##00034##Actuarial Function##Approved####20160125,QIC International LLC##00034##Actuarial Function##Withdrawn####20180308,Q Life & Medical Insurance Company LLC##00141##Actuarial Function##Approved####20160125,Q Life & Medical Insurance Company LLC##00141##Actuarial Function##Withdrawn####20230710,
Jafree, Khurram 00704Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20091123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20111212,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20091123,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111212,
Jaidah, Ibrahim Mohamed Ibrahim 00477Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20080904##,
Jain, Dilip 00138ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20070321,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20070724,ICICI Bank Limited##00041##MLRO Function##Approved####20070321,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20070724,
Jain, Madhurr Vinay 01948Sharq Insurance LLC##00054##Finance Function##Approved####20220630,Sharq Insurance LLC##00054##Finance Function##Withdrawn####20241027,
Jain, Punit Kumar 00939Sharq Insurance LLC##00054##Finance Function##Approved####20110421,Sharq Insurance LLC##00054##Finance Function##Withdrawn####20220210,
Jain, Sanjay 00208Sharq Insurance LLC##00054##Finance Function##Approved####20070716,Sharq Insurance LLC##00054##Finance Function##Withdrawn####20080127,
Jalbout, Feras 01209Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Conditionally Approved####20130120,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - Conditional Approval lapsed####20140121,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20140610,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20141113,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Conditionally Approved####20130120,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - Conditional Approval lapsed####20140121,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20140610,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141113,
Jamal, Fadi 01843BLOM Bank Qatar LLC##00079##Internal Audit Function##Approved##20210503##,
Jamal, Salim 01993Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20221009,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20221215,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20240707,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved####20221016,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Withdrawn####20221220,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Withdrawn####20240707,Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20231010,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved####20231010,
James, Prabha (Prohibited) 01655First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Approved####20181022,First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn by the QFCRA####20210115,
Janahi, Esam Yusuf Abdulla Abdulkarim 00175QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20100103,
Jane, Jonathan Austin 01654Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20180919,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20201207,
Janoudi, Mohamed Ali 01812UBS Qatar LLC##01169##Non-Executive Governance Function##Approved####20201231,UBS Qatar LLC##01169##Non-Executive Governance Function##Withdrawn####20230926,
Jansen van Rensburg, Francois 01259Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved####20170213,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn####20190522,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn####20170228,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved####20190527,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn####20191117,
Jaralla, Nasser Jaralla S 01568Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20161212##,
Jarugumalli, Rajesh Babu 01331T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Approved####20131216,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn####20220516,
Jasem, Warqaa Mohammad 01154Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120920,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Approved####20131003,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Jawad, Maha Hekmet 02090Marsh Qatar LLC##00085##Compliance Oversight Function##Approved##20240602##,Marsh Qatar LLC##00085##MLRO Function##Approved##20240602##,
Jawich, Wassim 01571SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved##20161212##,Chedid and Associates Qatar LLC##00115##Finance Function##Approved##20161212##,
Jayan, Vijayan Remju 00936Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110421,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20140205,
Jeffy, Abdo Ibrahim 00270Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20071127,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20090906,
Jha, Akhil Kumar 00548Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Approved####20081211,Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn####20111006,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Approved####20081211,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111006,
Jiang, Yong 00354Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved####20080131,Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn####20080604,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved####20080131,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn####20080604,
Jillani, Mohsin 01425Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20140930,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Jingyi, Wang 01342Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Approved####20140120,Industrial and Commercial Bank of China Limited##00066##Internal Audit Function##Withdrawn####20150930,
John, Jacob 00724Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20100114,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20130805,
Johnson, Jonathan 00732Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Approved####20100207,Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn####20110825,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Approved####20100207,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110825,
Johnson, Nicholas William 00584QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20090322,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20090322,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Johnstone, Glenn 02054Lesha Bank LLC (Public)##00091##Senior Management Function##Approved##20231010##,
Joly, Alain Marcel 00155Credit Agricole Suisse (Qatar) LLC##00044##Finance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Finance Function##Withdrawn####20120109,
Jones, Neil 01151The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20120910,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20120910,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Jones, Vincent 00690Guardian Wealth Management Qatar LLC ##00113##Non-Executive Governance Function##Approved####20091020,Guardian Wealth Management Qatar LLC ##00113##Non-Executive Governance Function##Withdrawn by the QFCRA####20191022,
Jordan, Stephen 00110United Gulf Financial Services Company LLC##00007##Senior Management Function##Approved####20070211,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn####20080414,
Jose, Babu 01982Julius Baer (QFC) LLC##01606##Non-Executive Governance Function##Approved##20220818##,
Joseph, Joy Joseph 00296American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20101017,
Joshi, Charudutta 00728ICICI Bank Limited##00041##Senior Executive Function##Approved####20100124,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20120611,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20100124,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120611,
Jossa, Adrian 00100Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved####20061228,Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn####20070703,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved####20061228,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn####20070703,Goldman Sachs International##00053##Compliance Oversight Function##Approved####20070709,Goldman Sachs International##00053##Compliance Oversight Function##Withdrawn####20160131,Goldman Sachs International##00053##MLRO Function##Approved####20070709,Goldman Sachs International##00053##MLRO Function##Withdrawn####20160131,Goldman Sachs International##00053##Senior Management Function##Approved####20070709,Goldman Sachs International##00053##Senior Management Function##Withdrawn####20070709,
Jouard, Philippe Etienne Georges 00176QINVEST LLC##00048##Senior Management Function##Approved####20070430,QINVEST LLC##00048##Senior Management Function##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20080526,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20070430,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20070430,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20070430,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20100328,Concordia Capital LLC##00129##Senior Executive Function##Approved####20110113,Concordia Capital LLC##00129##Senior Executive Function##Withdrawn by,
Joudeh, Helal 01084Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120408,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120408,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Joy, Elengickal Kuriepe 00297American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Juma, Yusuf Abdulla Mohamed 00513Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20100720,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100720,
Junblat, Rabih Farid 00056Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Approved####20060731,Credit Suisse (Qatar) LLC##00005##Compliance Oversight Function##Withdrawn####20111114,Credit Suisse (Qatar) LLC##00005##MLRO Function##Approved####20060731,Credit Suisse (Qatar) LLC##00005##MLRO Function##Withdrawn####20111114,Barclays Bank PLC##00018##Compliance Oversight Function##Approved####20150209,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn####20160818,Barclays Bank PLC##00018##MLRO Function##Approved####20150209,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20160818,QINVEST LLC##00048##MLRO Function##Approved####20170206,QINVEST LLC##00048##MLRO Function##Withdrawn####20230430,Epicure Islamic Investment Management LLC##00602##MLRO Function##Approved####20220207,Epicure Islamic Investment Management LLC##00602##MLRO Function##Withdrawn####20220927,
Jung, Andreas 01320Zurich International Life Limited##00067##Internal Audit Function##Approved####20131124,Zurich International Life Limited##00067##Internal Audit Function##Withdrawn####20180815,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20140205,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn####20141030,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20160417,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn####20180815,
Junjun, Xie 00910Industrial and Commercial Bank of China Limited##00066##Finance Function##Approved####20110316,Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn####20171204,
Jurissen, Katrin 01615UBS AG##00087##Senior Executive Function##Approved####20171023,UBS AG##00087##Senior Executive Function##Withdrawn####20180731,
Kabbouche, Toufic Alexis 02021CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20230410##,
Kabeke, Janet Mbiki 01026Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20111025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Kagalwala, Hassan Saifuddin 00996Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20110912,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Kajiji, Mufazzal Yusuf 01989Zurich International Life Limited##00067##Executive Governance Function##Approved##20221003##,
Kalaiah, Avinash 01544ICICI Bank Limited##00041##Senior Executive Function##Approved####20160906,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20181217,
Kalathil, Thomas Sajan 00298American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Kallayi, Mohammed Sadique 00862SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20110106,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn####20140821,
Kamal, Imran 01733Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Approved####20200115,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn####20210420,
Kamal, Mostafa Mohamed Mostafa 01182Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121202,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn####20141018,
Kamaleddine, Mariam 01991Al Rayan Investment LLC##00045##Compliance Oversight Function##Approved##20221003##,Al Rayan Investment LLC##00045##MLRO Function##Approved##20221003##,
Kamm, Adrian Kurt 00021Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20060711,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20070429,Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20070429,
Kampani, Jayshree Virendra 00299American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Kan, Jae-Min 01810UBS Qatar LLC##01169##Non-Executive Governance Function##Approved####20201231,UBS Qatar LLC##01169##Non-Executive Governance Function##Withdrawn####20240430,
Kandasamy, Arul Kanda 00252Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20080921,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080921,
Kandrikal, Tina Joseph 01626Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved##20180115##,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved##20180115##,
Kaneko, Kinji 00557Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Management Function##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Management Function##Withdrawn####20110817,
Kannian Govindarajan, Shampathkumar 00602Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20101007,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Approved####20090408,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Kapetanios, Theofilos 01783Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20201103,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20220228,
Kapur, Rajesh Suresh 00439ICICI Bank Limited##00041##Senior Executive Function##Approved####20090616,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20100124,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20080722,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100124,
Karaca, Gizem 02088VakifBank QFC Branch##00956##Senior Executive Function##Approved##20240520##,VakifBank QFC Branch##00956##Executive Governance Function##Approved##20240520##,
Karam, Josiane 01239SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Approved####20131106,SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn####20181128,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Approved####20130428,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn####20181128,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved##20210329##,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved##20210329##,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved####20130818,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn####20190821,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved####20130428,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn####20190821,
Karameh, Nabil 01097MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved####20120423,MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn####20131001,
Karaoglan, Serge Toufic 00218Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved####20070808,Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn####20140902,
Karatas, Muhammed Fatih 00708QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20091206,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120910,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20091206,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120910,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20091206,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20120910,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20091206,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20120910,
Karikampallil, George George 00233TAIB Bank Qatar LLC##00049##Finance Function##Approved####20070903,TAIB Bank Qatar LLC##00049##Finance Function##Withdrawn####20100215,
Karim, Muhammad Omar 00585QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20090520,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn####20101207,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20090520,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101207,
Karodia, Zarina 02095Banco Santander, S.A., Doha Representative Office##02226##MLRO Function##Approved##20240623##,
Kasala, Kamlesh 01561Amwal LLC##00145##Compliance Oversight Function##Approved##20161204##,Amwal LLC##00145##Risk Management Function##Approved##20161204##,Amwal LLC##00145##MLRO Function##Approved##20161204##,
Kasargod, Nivedita Sadanand 00083EMIRATES NBD PJSC##00026##Compliance Oversight Function##Approved####20061212,EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn####20070912,EMIRATES NBD PJSC##00026##MLRO Function##Approved####20061212,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn####20070912,
Kasheef, Nishath Fathima 01952Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Approved##20220703##,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved##20231227##,
Kassem, Ahmed Sabry Mohamed 01591The Saudi National Bank##00081##Compliance Oversight Function##Approved####20170605,The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn####20220529,The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn####20220531,The Saudi National Bank##00081##MLRO Function##Approved####20170605,The Saudi National Bank##00081##MLRO Function##Withdrawn####20220529,The Saudi National Bank##00081##MLRO Function##Withdrawn####20220531,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Approved##20220606##,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Approved##20220606##,
Kato, Kazuki 01986Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved##20220919##,
Katounas, Michail 01286QINVEST LLC##00048##Senior Management Function##Approved####20130724,QINVEST LLC##00048##Senior Management Function##Withdrawn####20210630,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20130724,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20130724,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Katra, Hani 00985Lesha Bank LLC (Public)##00091##Finance Function##Approved####20110808,Lesha Bank LLC (Public)##00091##Finance Function##Withdrawn####20180812,
Katsaitis, Stavros 00721AIG MEA Limited##00035##Actuarial Function##Approved####20091215,AIG MEA Limited##00035##Actuarial Function##Withdrawn####20160430,
Katsuda, Yoshihiko 02115MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved##20240915##,
Kayahanli, Murat Oskay 00542Al Mal Bank LLC##00100##Senior Management Function##Approved####20081203,Al Mal Bank LLC##00100##Senior Management Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Approved####20081203,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Approved####20081203,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Approved####20081203,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Withdrawn####20100328,
Kazerooni, Rayan Abdulredha Ali 00828Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20101017,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140319,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20101017,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140319,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20101017,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn####20140319,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20101017,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn####20140319,
Kazma, Badih Salah 01483MedGulf Takaful - QFC Branch##00110##Finance Function##Approved####20150607,MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn####20170115,
Kedia, Deepak Gopal 00140ICICI Bank Limited##00041##Customer Facing Function-Advising on Investments##Approved####20070321,ICICI Bank Limited##00041##Customer Facing Function-Advising on Investments##Withdrawn####20070911,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070321,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070911,
Kefi, Enis 00509Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Approved####20081023,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Advising on Investments##Withdrawn####20091207,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Global Investment House (Qatar) LLC##00011##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091207,
Keijzer, Jacco Peter 01091The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20120408,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20120408,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Keith, Simon Patrick Kendall 00558Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Approved####20110302,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn####20110912,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Risk Management Function##Withdrawn####20110912,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Approved####20110302,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn####20110912,
Keller, Martin 01257Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn####20151231,
Kennerdale, James Michael 01077Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120312,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20130214,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Kenny, Justin Michael 02045CQUR Bank LLC##00622##Senior Management Function##Approved####20230717,CQUR Bank LLC##00622##Senior Management Function##Withdrawn####20240715,
Kerr, Douglas Iain 00489The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20080921,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20101123,The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20141229,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20150325,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20080921,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn####20101123,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20141229,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20080921,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals i,
Kerton, Andrew James 00895Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20110302,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20130602,
Kettles, Andrew Neil 00598Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20110601,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110601,
Khair, Aiman Abdelrahm 02110Qatar Central Counterparty LLC##02487##Compliance Oversight Function##Approved##20240805##,Qatar Derivatives Exchange LLC##02488##Compliance Oversight Function##Approved##20240805##,
Khajah, Abdullah Mahmoud Hasan Ghaloum Mohamed 00504Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20081023,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812,
Khaldi, Mohamed Zaid 01954Goldman Sachs International##00053##Executive Governance Function##Approved##20220704##,
Khalid, Faraz 01506QIC International LLC##00034##Risk Management Function##Approved####20150917,QIC International LLC##00034##Risk Management Function##Withdrawn####20161017,Qatar Reinsurance Company LLC##00117##Risk Management Function##Approved####20150917,Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Approved####20150917,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Withdrawn####20161017,
Khalifa, Mustafa Hamza 00904T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Approved####20110310,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn####20130501,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Approved####20110310,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn####20130501,
Khalife, Mohamad 01613SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Approved####20171023,SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Withdrawn####20220222,
Khan, Abdul Muqeet 01687QINVEST LLC##00048##Internal Audit Function##Approved##20190527##,
Khan, Akber Ahmad 00620Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20090513,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20090513,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20090513,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Approved####20090513,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Senior Executive Funct,
Khan, Amir 01618Citibank, N.A.##00043##Senior Executive Function##Approved##20171112##,Citibank, N.A.##00043##Executive Governance Function##Approved##20211003##,
Khan, Ishfaq 01883Aon Qatar LLC##00086##Senior Management Function##Approved####20211025,Aon Qatar LLC##00086##Senior Management Function##Withdrawn####20221108,
Khan, Masood Hussain 00080United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Approved####20071217,United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##MLRO Function##Approved####20071217,United Gulf Financial Services Company LLC##00007##MLRO Function##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Senior Management Function##Approved####20061206,United Gulf Financial Services Company LLC##00007##Senior Management Function##Withdrawn####20091018,
Khan, Moti Urrahman 00543Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Approved####20081203,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Advising on Investments##No longer performing a controlled function for an authorised firm####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Approved####20081203,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Arranging Deals in Investments##No longer performing a controlled function for an authorised firm####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Approved####20081203,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##Withdrawn####20100328,Al Mal Bank LLC##00100##Customer Facing Function-Dealing in Investments##No longer performing a controlled function for,
Khan, Nawab Zada Shirshar 00300American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Khan, Nayeem Ulla 01481Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20150601,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20170330,
Khan, Rana Tahawar Ullah 01774Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20200902,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20220506,
Khan, Samir Jamal 00549QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20081217,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20081217,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Khan, Usman Tariq 01638Barclays Bank PLC##00018##Compliance Oversight Function##Approved##20180521##,Barclays Bank PLC##00018##MLRO Function##Approved##20220308##,
Khan, Zaeem Salman 00625MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Approved####20090527,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Approved####20090527,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Khanna, Anuj 00608QINVEST LLC##00048##Senior Management Function##Approved####20090421,QINVEST LLC##00048##Senior Management Function##Withdrawn####20120703,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120703,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120703,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20120703,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20120703,
Khanna, Tarun 00611Nexus Financial Services WLL##00099##Finance Function##Approved####20090422,Nexus Financial Services WLL##00099##Finance Function##Withdrawn####20190919,Nexus Financial Services WLL##00099##Executive Governance Function##Approved##20220123##,
Kharsa, Marwan 01595SEIB Insurance and Reinsurance Company LLC##00114##Risk Management Function##Approved##20220222##,SEIB Insurance and Reinsurance Company LLC##00114##Internal Audit Function##Approved####20170710,SEIB Insurance and Reinsurance Company LLC##00114##Internal Audit Function##Withdrawn####20220222,
Khashabi, Adel Abdulaziz 00234Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20070910,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20090906,
Khatib, Jamal 01887Hoopoe Advisors Representative Office##01389##Senior Executive Function##Approved##20211027##,
Khatri, Asma 01546Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved####20161017,Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn####20171016,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Approved####20180104,Merrill Lynch International - QFC Branch##00258##Compliance Oversight Function##Withdrawn####20221007,
Khattar, Antoine 01751Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20200326##,
Khatwani, Sanjaykumar Prakashchand 01984Julius Baer (QFC) LLC##01606##Finance Function##Approved####20220818,Julius Baer (QFC) LLC##01606##Finance Function##Withdrawn####20231220,
Khawaja, Farhan Afzal 02046HMK Capital LLC##01718##Finance Function##Approved##20230723##,
Khawaja, Fuad Ahmed 01318JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Approved##20131114##,
Khawaja, Muhammad Siddiq 02096Citibank, N.A.##00043##Executive Governance Function##Approved##20240715##,
Kheirallah, Kamal Georges 00530Nexus Financial Services WLL##00099##Senior Executive Function##Approved####20081130,Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn####20090419,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20081130,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20090419,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20081130,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090419,
Khodr, Shawki Zoukan 00026United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Khonji, Marwan Yousif A Hameed Mohamed Tayeb 01536Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Approved####20160626,Takaful International Company - QFC Branch##00131##Compliance Oversight Function##Withdrawn####20160731,Takaful International Company - QFC Branch##00131##MLRO Function##Approved####20160626,Takaful International Company - QFC Branch##00131##MLRO Function##Withdrawn####20160731,
Khonji, Mohamed Abdulfatah Ahmed Mohamed 00955Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20110526,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140128,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20110526,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140128,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20110526,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn####20140128,
Khot, Ravindra Anant 00185TAIB Bank Qatar LLC##00049##Finance Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Finance Function##Withdrawn####20070903,
Khoueiri, Georges 01150The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20120910,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn####20130926,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20120910,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130926,
Khouri, Khaled Abdulla Neamat Mohamed 00765Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20170501,Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20180221,Lesha Bank LLC (Public)##00091##Executive Governance Function##Approved####20170501,Lesha Bank LLC (Public)##00091##Executive Governance Function##Withdrawn####20180120,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved####20100526,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Withdrawn####20170501,
Khouri, William Lukens 00027United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Khoury, Fouad Ibrahim 00013Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070409,
Khowri, Bassam Anton Eliass 00834QINVEST LLC##00048##Senior Management Function##Approved####20101101,QINVEST LLC##00048##Senior Management Function##Withdrawn####20120910,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20101101,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120910,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20101101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120910,
Kidd, Louise Joan 00641Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20090728,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20130210,Prime Financial Solutions LLC##00109##Finance Function##Approved####20090728,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20130210,
Kielty, Andrew 01479Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Approved####20150519,Daman Health Insurance Qatar LLC##00142##Non-Executive Governance Function##Withdrawn####20200120,
Kikuchi, Masato 01680MUFG Bank, Ltd.##00103##Senior Executive Function##Approved####20190421,MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn####20210503,
Kilany, Nancy 01930Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20220411,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20230905,
Kilmartin, Edward John 00755Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20100419,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20120312,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20100419,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120312,
Kininsberg, Jorge Alberto 01877Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20210928##,
Kirklar, Omar Mazen Baher 02030Rasmal Ventures LLC##01927##Risk Management Function##Approved####20230621,Rasmal Ventures LLC##01927##Risk Management Function##Withdrawn####20240721,Rasmal Ventures LLC##01927##Finance Function##Approved####20230621,Rasmal Ventures LLC##01927##Finance Function##Withdrawn####20240721,
Kline, Philip Ronald 01246Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20130507,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20130731,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20130507,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20130731,
Kneale, Colin Matthew 01078Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120314,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20120703,
Kocer, Nagihan Deniz 01779VakifBank QFC Branch##00956##Compliance Oversight Function##Approved####20201019,VakifBank QFC Branch##00956##Compliance Oversight Function##Withdrawn####20220531,VakifBank QFC Branch##00956##MLRO Function##Approved####20211103,VakifBank QFC Branch##00956##MLRO Function##Withdrawn####20220531,
Kodiyattu Puthen Veedu Bhaskaran Nair, Binu 01656Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved##20181029##,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20181029##,
Kolagani, Shiva Vishnu Reddy 01792Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Approved####20201130,Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Withdrawn####20210201,
Kolatsis, Michael 01698CQUR Bank LLC##00622##Compliance Oversight Function##Approved####20190716,CQUR Bank LLC##00622##Compliance Oversight Function##Withdrawn####20210728,CQUR Bank LLC##00622##MLRO Function##Approved####20190716,CQUR Bank LLC##00622##MLRO Function##Withdrawn####20210728,
Kong, Xiangjun 00355Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Approved####20080131,Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Withdrawn####20121231,
Korampath, Paruthooli Gopalakrishnan 00301American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Kotian, Savitha Koragappa 00302American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Koujou, Kheireddine 00840Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Approved####20101107,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Advising on Investments##Withdrawn####20110215,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Approved####20101107,Chedid and Associates Qatar LLC##00115##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110215,
Koumettou, Elizabeth 01598Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved####20170716,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn####20210831,
Kovilakath Sulaiman, Suneesh 01012State Bank of India - QFC Branch##00137##Compliance Oversight Function##Approved####20110926,State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn####20130222,State Bank of India - QFC Branch##00137##MLRO Function##Approved####20110926,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn####20130222,Concordia Capital LLC##00129##Compliance Oversight Function##Approved####20130417,Concordia Capital LLC##00129##Compliance Oversight Function##Withdrawn by the QFCRA####20140518,Concordia Capital LLC##00129##MLRO Function##Approved####20130520,Concordia Capital LLC##00129##MLRO Function##Withdrawn by the QFCRA####20140518,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved####20150209,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Withdrawn####20190704,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved####20230528,Abu Dhabi Is,
Kozhina, Irina 01771CQUR Bank LLC##00622##Risk Management Function##Approved##20200810##,
Krishantha Jayasinghe, Milewage Kapila 01607Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Approved####20170807,Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn####20170807,
Krishnamurthy, Balaji 00712QINVEST LLC##00048##Finance Function##Approved####20120423,QINVEST LLC##00048##Finance Function##Withdrawn####20120806,QINVEST LLC##00048##Senior Management Function##Approved####20091215,QINVEST LLC##00048##Senior Management Function##Withdrawn####20120806,
Krishnan, Raja 01000Amwal LLC##00145##Finance Function##Approved####20110914,Amwal LLC##00145##Finance Function##Withdrawn####20120909,
Krueger, Gerhard Dieter 00360Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn####20080526,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn####20080526,
Kubba, Ahmed Bassam 01992Credit Suisse (Qatar) LLC##00005##Senior Management Function##Approved####20221009,Credit Suisse (Qatar) LLC##00005##Senior Management Function##Withdrawn####20230904,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved####20221016,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn####20230904,
Kulla, Rudolf Antonius 00644MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Approved####20090809,MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Withdrawn####20120429,MedGulf Takaful - QFC Branch##00110##MLRO Function##Approved####20090809,MedGulf Takaful - QFC Branch##00110##MLRO Function##Withdrawn####20120429,
Kumar, Chandrashekar 00759RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Approved####20100503,RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn####20110117,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Approved####20100503,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn####20110117,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Approved####20100503,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110117,
Kumar, Manoj 00209Sharq Insurance LLC##00054##Senior Management Function##Approved####20070716,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20100721,
Kumar, Pankaj 01409ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20140618,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20180810,ICICI Bank Limited##00041##MLRO Function##Approved####20140618,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20180810,SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Approved##20190821##,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Approved##20190821##,Logistics Insurance LLC##01585##MLRO Function##Approved##20220531##,Al Awael Captive Insurance Co. LLC##00838##Compliance Oversight Function##Approved##20220524##,Al Awael Captive Insurance Co. LLC##00838##MLRO Function##Approved##20220524##,Logistics Insurance LLC##01585##Compliance Oversight Function##Approved##20231002##,
Kumar, Shrawan 01431ICICI Bank Limited##00041##Finance Function##Approved####20141020,ICICI Bank Limited##00041##Finance Function##Withdrawn####20181217,
Kunahong, Reyina 01585Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved####20170510,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn####20180409,
Kunnath, Abdul Rahisse Kurukkan 00303American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Kunz, Christoph Francois 00897Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn####20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn####20111124,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Appro,
Kurian, Binish Kurian 00304American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20111124,
Kurien, George 00074Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn####20181025,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn####20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Approved####20120624,
Kurkjian, Gary 00785American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20100706,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Kurmann, Johann 00094Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Withdrawn####20210701,Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Approved##20210714##,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20141228,
Kushalgadhwala, Mustansir Moiz 01601Zurich International Life Limited##00067##Finance Function##Approved####20170720,Zurich International Life Limited##00067##Finance Function##Withdrawn####20200530,AIG MEA Limited##00035##Executive Governance Function##Approved####20220202,AIG MEA Limited##00035##Executive Governance Function##Withdrawn####20240820,AIG MEA Limited##00035##Finance Function##Approved####20200713,AIG MEA Limited##00035##Finance Function##Withdrawn####20240820,
Kyprianou, Anthony Haralambos 00028United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Laad, Pankaj 00376Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Withdrawn####20180429,Sumitomo Mitsui Banking Corporation##00073##Finance Function##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Finance Function##Withdrawn####20101212,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved####20110102,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn####20180429,
Labba, Latheef Abdul Gafoor 00305American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Ladki, Adnan 01229American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20130402,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20150701,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20130402,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Laghari, Mumtaz Ali 01839UBS Qatar LLC##01169##Finance Function##Approved##20210421##,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved##20240715##,Credit Suisse (Qatar) LLC##00005##Finance Function##Approved##20240715##,
Lahoti, Shailesh 01106Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120507,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20120917,
Laing, Scot Harold 00005Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20050929,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20080507,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20050929,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080507,
Lakhan, Avinash Kant 01634Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Approved####20180409,Zurich Insurance Company Ltd. QFC Branch##00166##Finance Function##Approved - Inactive Firm##20240610##,Zurich International Life Limited##00067##Finance Function##Approved####20200628,Zurich International Life Limited##00067##Finance Function##Withdrawn####20210615,
Lakshmanan, Tirunellai Mahadevan 00264Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved####20100817,Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn####20101101,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved##20071111##,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Approved####20100817,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn####20101101,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Management Function##Withdrawn####20130930,
Lalani, Hussain Abdul Aziz 00029United Gulf Financial Services Company LLC##00007##Finance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Finance Function##Withdrawn####20091018,
Lambert, Alasdare John 01198Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved####20140930,Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn####20150906,Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved####20130109,Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn####20150906,Lifecare International (Qatar) LLC##00162##Finance Function##Approved####20130109,Lifecare International (Qatar) LLC##00162##Finance Function##Withdrawn####20140930,
Lampshire, Martin 00459RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn####20090312,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090312,
Lang, Alfred Karl 00059Barclays Bank PLC##00018##Finance Function##Approved####20060910,Barclays Bank PLC##00018##Finance Function##Withdrawn####20101003,
Laraki, Ghali 01269JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Approved##20140618##,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Executive Governance Function##Approved##20211108##,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Approved####20130617,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Approved####20130617,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Larin, Dmitry 01730CQUR Bank LLC##00622##Senior Management Function##Approved####20191216,CQUR Bank LLC##00622##Senior Management Function##Withdrawn####20210814,
Latif, Khalid 00210Sharq Insurance LLC##00054##Risk Management Function##Approved####20070716,Sharq Insurance LLC##00054##Risk Management Function##Withdrawn####20090209,
Law, Cameron Jack Frazer 01293Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20130902,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140115,
Law, Pratik 01324Zurich International Life Limited##00067##Risk Management Function##Approved##20131124##,Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Approved####20170319,Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Withdrawn####20230704,
Laws, Rolf Kenneth Reinhold 00434Aon Qatar LLC##00086##Compliance Oversight Function##Approved####20080722,Aon Qatar LLC##00086##Compliance Oversight Function##Withdrawn####20110727,Aon Qatar LLC##00086##MLRO Function##Approved####20080722,Aon Qatar LLC##00086##MLRO Function##Withdrawn####20110727,
Lawson, Jennifer Marie 01321Allianz Worldwide Care Limited##00163##Internal Audit Function##Approved####20131124,Allianz Worldwide Care Limited##00163##Internal Audit Function##Withdrawn####20140630,AWP Health & Life S.A.##00193##Internal Audit Function##Approved####20140617,AWP Health & Life S.A.##00193##Internal Audit Function##Withdrawn####20190823,
Le Bourgeois, Philippe Francois 01132Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved - Inactive Firm##20211117##,
Le Cacher De Bonneville, Pierre Marie Joseph 01417AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20140826,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20190710,
Leach, Christopher John 01714Sanguine Investment Managers LLC##00744##Executive Governance Function##Approved - Inactive Firm####20210422,Sanguine Investment Managers LLC##00744##Executive Governance Function##Withdrawn by the QFCRA####20240730,
Ledger, Mark Charles 01207Innovation Capital Qatar LLC##00151##Compliance Oversight Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Compliance Oversight Function##Withdrawn####20131105,Innovation Capital Qatar LLC##00151##Risk Management Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Risk Management Function##Withdrawn####20131105,Innovation Capital Qatar LLC##00151##MLRO Function##Approved####20130116,Innovation Capital Qatar LLC##00151##MLRO Function##Withdrawn####20131105,
Lee, Frederick Edward Maconchy 01171Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20121018,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Lee, Jongghun 01253Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20130527,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Leech, Steven Joseph 00994Zurich International Life Limited##00067##Finance Function##Approved####20110912,Zurich International Life Limited##00067##Finance Function##Withdrawn####20170720,
Lent, Richard Matthew 00929Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20110626,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110626,
Lethbridge, Leonie Ruth 01805CB Asset Management LLC##01179##Non-Executive Governance Function##Approved##20201230##,
Li, Huajun 01586Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved####20170510,Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn####20230920,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved####20180409,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn####20230920,
Li, Xiangnan 02055Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved##20231010##,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved##20231010##,
Li, Xiaoqin 01971Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Approved##20220831##,
Li, Yezhong 01917Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Approved##20220123##,
Liang, Li 01343Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Approved####20140120,Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Withdrawn####20141031,
Liddle, Alexander John Monsen 01354Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20140205,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20140403,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20140205,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140403,
Lilley, Stephen 00510Barclays Bank PLC##00018##Compliance Oversight Function##Approved####20081023,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn####20101123,Barclays Bank PLC##00018##MLRO Function##Approved####20081023,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20101123,
Limaye, Prabhakar Vasanth 00833Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved####20101101,Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn####20160531,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Approved####20101101,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn####20141211,
Lin, Shengqiang Johnson 01604Bank of China Limited Qatar Financial Centre Branch##00408##Senior Executive Function##Approved####20170807,Bank of China Limited Qatar Financial Centre Branch##00408##Senior Executive Function##Withdrawn####20231005,Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Approved####20220405,Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Withdrawn####20231005,
Ling, Gareth Mark 00846Barclays Bank PLC##00018##Compliance Oversight Function##Approved####20101123,Barclays Bank PLC##00018##Compliance Oversight Function##Withdrawn####20141231,Barclays Bank PLC##00018##MLRO Function##Approved####20101123,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20141231,
Loayon, Gregorio Jr 00830Zurich International Life Limited##00067##Senior Executive Function##Approved####20101026,Zurich International Life Limited##00067##Senior Executive Function##Withdrawn####20230904,Zurich International Life Limited##00067##Executive Governance Function##Approved####20220411,Zurich International Life Limited##00067##Executive Governance Function##Withdrawn####20230904,
Loganathan, Sekar 01040State Bank of India - QFC Branch##00137##Risk Management Function##Approved####20111114,State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn####20120806,
Loggin, Mark Cole 00385QINVEST LLC##00048##Finance Function##Approved####20080318,QINVEST LLC##00048##Finance Function##Withdrawn####20080604,QINVEST LLC##00048##Senior Management Function##Approved####20080318,QINVEST LLC##00048##Senior Management Function##Withdrawn####20090104,Innovation Capital Qatar LLC##00151##Finance Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Finance Function##Withdrawn####20130612,
Lone, Sarmad Amin 00979Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20110720,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20120618,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20110720,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120618,
Lontoc, Elizabeth Surio 01709Prime Financial Solutions LLC##00109##Finance Function##Approved####20190821,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20191029,
Lord, Alastair David William 00914Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20110404,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20120527,
Lorentz, Eric 00017Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20060214,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20070212,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20060214,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20070212,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20060214,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20070212,QREIC Sukuk LLC##00012##Senior Executive Function##Approved####20060710,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn####20070212,QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20060710,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20070212,
Loualidi, Abdelmoneim 01120Daman Health Insurance Qatar LLC##00142##Risk Management Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Risk Management Function##Withdrawn####20121231,
Louw, Werner Jacobus 01836Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Approved##20210329##,
Lovell, Charles John Carey 01439Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20141117,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Lu, Qiang 00357Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Advising on Investments##Approved####20080212,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Advising on Investments##Approved####20090528,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Advising on Investments##Withdrawn####20110621,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Arranging Deals in Investments##Approved####20080212,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Arranging Deals in Investments##Approved####20090528,Industrial and Commercial Bank of China Limited##00066##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110621,
Luce, Joanne Michelle 00382QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20080313,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20080810,
Lundin, Stephen Alexander 01507Marsh Qatar LLC##00085##Executive Governance Function##Approved####20151011,Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn####20180430,
Lunn, Gary Kenneth Charles 01041Nexus Financial Services WLL##00099##Senior Executive Function##Approved####20111117,Nexus Financial Services WLL##00099##Senior Executive Function##Withdrawn####20130203,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20111117,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20130203,
Luo, Lijun 01622Industrial and Commercial Bank of China Limited##00066##Finance Function##Approved####20171204,Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn####20191126,
Lynch, Martin 00177QINVEST LLC##00048##Compliance Oversight Function##Approved####20070430,QINVEST LLC##00048##Compliance Oversight Function##Withdrawn####20080313,QINVEST LLC##00048##MLRO Function##Approved####20070430,QINVEST LLC##00048##MLRO Function##Withdrawn####20080313,
M A H H Dakson, Sadeq 01905Sword Capital Representative Office##01431##Senior Executive Function##Approved####20211207,Sword Capital Representative Office##01431##Senior Executive Function##Withdrawn####20230705,
M J Al-Jaber, Mohammed Sultan 01055Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20120208##,
Maakaron, Charbel 02010UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20230109##,
Macdonald, Colin Malcolm 00254ABN AMRO Bank N.V.##00065##Senior Executive Function##Approved####20071011,ABN AMRO Bank N.V.##00065##Senior Executive Function##Withdrawn####20080907,ABN AMRO Bank N.V.##00065##Customer Facing Function-Advising on Investments##Approved####20071011,ABN AMRO Bank N.V.##00065##Customer Facing Function-Advising on Investments##Withdrawn####20080907,ABN AMRO Bank N.V.##00065##Customer Facing Function-Arranging Deals in Investments##Approved####20071011,ABN AMRO Bank N.V.##00065##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080907,
MacKenzie, Iain McNair 01184Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121209,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20131107,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20131111,
Madendjian, Albert 00669SEIB Insurance and Reinsurance Company LLC##00114##Senior Executive Function##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##Senior Executive Function##Withdrawn####20110421,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Advising on Investments##Withdrawn####20110421,
Mady, Maged Mohamed Shawky 01407American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20140618,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Maeda, Masahiro 02086MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved##20240513##,
Maffei, Niccolo' 01529Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Approved####20160425,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Finance Function##Withdrawn####20200115,
Magozore, Lloyd 01241AXA Investment Managers LLC##00008##Finance Function##Approved####20130428,AXA Investment Managers LLC##00008##Finance Function##Withdrawn####20190710,
Mahajan, Meenal Sachdeva 00136ICICI Bank Limited##00041##Senior Executive Function##Approved####20070903,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20090616,ICICI Bank Limited##00041##Senior Management Function##Approved####20070321,ICICI Bank Limited##00041##Senior Management Function##Withdrawn####20070903,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070321,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090616,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Approved####20130912,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn####20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20090708,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20090,
Mahalingam, Balakrishnan Venkataramani 00306American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Mahfoodh, Sayed Abbas Hameed Ebrahim 01015Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn####20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Withdrawn####20170102,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Advising on Investments##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Advising on Investments##Withdrawn####20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Approved####20130218,
Mahmood, Farhan 00148Citibank, N.A.##00043##Senior Executive Function##Approved####20070331,Citibank, N.A.##00043##Senior Executive Function##Withdrawn####20111019,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20070331,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn####20130108,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20070331,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130108,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Approved####20070331,Citibank, N.A.##00043##Customer Facing Function-Dealing in Investments##Withdrawn####20130108,
Mahmood, Shakaib 01710Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20190915##,
Mahmood, Tariq 01960Liva Insurance SAOC##01605##Internal Audit Function##Approved####20220830,Liva Insurance SAOC##01605##Internal Audit Function##Withdrawn####20240714,
Mahmoud, Amro Mowafak Mohamed Mosaad 00406Beltone Financial Qatar LLC##00082##Finance Function##Approved####20080528,Beltone Financial Qatar LLC##00082##Finance Function##Withdrawn####20120809,
Mahmoud, Majid Burhan R A 00675Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20091007,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100218,
Mahmoud, Mohamed Saleh Mohamed 00340EFG-Hermes Qatar LLC##00069##Finance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn####20090104,
Mahri, Sabrina 01987CB Asset Management LLC##01179##Senior Executive Function##Approved####20221003,CB Asset Management LLC##01179##Senior Executive Function##Withdrawn####20230528,
Maini, Yoginder Nath Tidu 00878Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20110120,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20120719,
Majidi, Taher Ali 00776Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20120429,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120429,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn####20120429,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn####20120429,
Majzoub, Hani 01109MedGulf Takaful - QFC Branch##00110##Finance Function##Approved####20120513,MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn####20150416,
Majzoub, Mario Mahmoud 01376Bank Audi LLC##00027##Internal Audit Function##Approved####20140310,Bank Audi LLC##00027##Internal Audit Function##Withdrawn####20241027,
Majzoub, Salim 01518Bank Audi LLC##00027##Finance Function##Approved####20160118,Bank Audi LLC##00027##Finance Function##Withdrawn####20220318,
Makawy, Zahir Abdelrahim Abdelgadir 01742Al Awael Captive Insurance Co. LLC##00838##Senior Executive Function##Approved####20200128,Al Awael Captive Insurance Co. LLC##00838##Senior Executive Function##Withdrawn####20220528,
Makhlouf, Mohamed Khaled Abdelalim 01369Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20140225,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20160307,
Makhoul, Georges 00061Morgan Stanley & Co International plc##00019##Senior Executive Function##Approved####20060912,Morgan Stanley & Co International plc##00019##Senior Executive Function##Withdrawn####20091215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20060912,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20091215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20060912,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091215,
Makhoul, Robert Michael 00426Marsh Qatar LLC##00085##Executive Governance Function##Approved####20080630,Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn####20191218,
Makkawi, Ziad Khalil 01493Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20150623,Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20170406,
Malaab, Stephanie 00815Bank Audi LLC##00027##Compliance Oversight Function##Approved####20101003,Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn####20131130,Bank Audi LLC##00027##MLRO Function##Approved####20101003,Bank Audi LLC##00027##MLRO Function##Withdrawn####20131130,
Malcolm Keith, Wright 02042Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Approved##20230710##,
Malek, Mervat 01221Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Advising on Investments##Approved####20130320,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Arranging Deals in Investments##Approved####20130320,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Malhas, Rawan Adnan Sa'da 01937Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Approved##20220524##,
Malhotra, Sumit 00734ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20100215,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120415,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Approved####20120611,Citibank, N.A.##00043##Customer Facing Function-Advising on Investments##Withdrawn####20130430,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Approved####20120611,Citibank, N.A.##00043##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130430,
Malik, Muhammad Tauseef Muhammad Asif 01569Al Rayan Investment LLC##00045##Finance Function##Approved####20161212,Al Rayan Investment LLC##00045##Finance Function##Withdrawn####20211218,Lesha Bank LLC (Public)##00091##Finance Function##Approved##20230710##,Lesha Bank LLC (Public)##00091##Senior Management Function##Approved##20230710##,
Mamdani, Iqbal Gulamhusein 00186TAIB Bank Qatar LLC##00049##Non-Executive Governance Function##Approved####20070516,TAIB Bank Qatar LLC##00049##Non-Executive Governance Function##Withdrawn####20100215,
Manachery, Paul 00983Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20110808,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Mancuso, Alberto 01897Intesa Sanpaolo S.p.A. - QFC Branch##00301##Non-Executive Governance Function##Approved####20211108,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Non-Executive Governance Function##Withdrawn####20231107,
Mandair, Mandhir Singh 01244Morgan Stanley & Co International plc##00019##Finance Function##Approved####20130507,Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn####20200201,
Mandhan, Pardeep Kumar 00947Chedid and Associates Qatar LLC##00115##Finance Function##Approved####20110519,Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn####20120513,
Manikkam, Muralidharan 01745Al Awael Captive Insurance Co. LLC##00838##Finance Function##Approved##20200128##,
Manraj, Bhisham 01502Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Approved####20150913,Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn####20161127,
Mansoor Ahmed, Memon 02100Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved##20240721##,
Mansour, Emad Rashed Ahmad 00478Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20101215,Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20130904,Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20101215,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20080904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20130904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20080904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20080904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn####20130904,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing I,
Mansour, Mohamad Samir 01823Power Bank LLC##00644##Compliance Oversight Function##Approved####20210223,Power Bank LLC##00644##Compliance Oversight Function##No longer performing a controlled function for an authorised firm####20210630,Power Bank LLC##00644##MLRO Function##Approved####20210223,Power Bank LLC##00644##MLRO Function##No longer performing a controlled function for an authorised firm####20210630,
Mansour, Salim 01147Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20120827,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20180906,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20130724,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Mansury, Dr Abdullah 01081MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved####20120326,MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn####20120618,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn####20190620,AWP Health & Life S.A.##00193##Senior Executive Function##Approved####20170716,
Mari, Ramzi Talaat Abdul Jawad 00496QNB Capital LLC##00096##Executive Governance Function##Approved##20080928##,QNB Capital LLC##00096##Finance Function##Approved##20080928##,
Markwell, Michael Clyde 01850AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210525##,
Martelly, Pierre Emmanuel Dominique 00075Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn####20091018,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn####20091018,
Martin, Harry John Barclay 00431Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20080713,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20090105,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20080713,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090105,
Martorano, Bruno 00111Ansbacher & Co Limited##00001##Senior Executive Function##Approved####20070212,Ansbacher & Co Limited##00001##Senior Executive Function##Withdrawn####20070703,QREIC Sukuk LLC##00012##Senior Executive Function##Approved####20070212,QREIC Sukuk LLC##00012##Senior Executive Function##Withdrawn####20071121,QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20070212,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20071121,
Maruthappan, Elangowan 00485MARSH BROKERS LIMITED ##00093##Finance Function##Approved####20080914,MARSH BROKERS LIMITED ##00093##Finance Function##Withdrawn####20170907,
Maseeh, Isa Hasan Mohamed Ali 00030United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Compliance Oversight Function##Withdrawn####20071118,United Gulf Financial Services Company LLC##00007##Risk Management Function##Approved####20061009,United Gulf Financial Services Company LLC##00007##Risk Management Function##Withdrawn####20071118,
Masera, Teofilo 00852Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20101207,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20110922,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20101207,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110922,
Mashkoor, Asar 00606QINVEST LLC##00048##Senior Management Function##Approved####20090420,QINVEST LLC##00048##Senior Management Function##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090420,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100526,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-,
Masmoudi, Hatem 01996Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved##20221030##,
Masood, Ibrahim 01262Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Approved####20170716,Aventicum Capital Management (Qatar) LLC##00173##Senior Management Function##Withdrawn####20200325,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####201,
Masoud, Tariq 00162Al Rayan Investment LLC##00045##Compliance Oversight Function##Approved####20070403,Al Rayan Investment LLC##00045##Compliance Oversight Function##Withdrawn####20110220,Al Rayan Investment LLC##00045##MLRO Function##Approved####20070403,Al Rayan Investment LLC##00045##MLRO Function##Withdrawn####20110220,
Massaad, Edmond 01339QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20140115,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20140115,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Massalkhy, Mohamad 01620BLOM Bank Qatar LLC##00079##Finance Function##Approved##20171129##,
Massoud, Said Sabri 00219Nasco Qatar LLC##00057##Senior Executive Function##Approved####20070808,Nasco Qatar LLC##00057##Senior Executive Function##Withdrawn####20071121,Nasco Qatar LLC##00057##Customer Facing Function-Advising on Investments##Approved####20070808,Nasco Qatar LLC##00057##Customer Facing Function-Advising on Investments##Withdrawn####20071121,Nasco Qatar LLC##00057##Customer Facing Function-Arranging Deals in Investments##Approved####20070808,Nasco Qatar LLC##00057##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20071121,Nasco Qatar LLC##00057##Customer Facing Function-Dealing in Investments##Approved####20070808,Nasco Qatar LLC##00057##Customer Facing Function-Dealing in Investments##Withdrawn####20071121,
Matalog, Mark Gariel 01816Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Approved##20210207##,
Matchett, Jonathan Richard 00961T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Approved####20110621,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn####20120710,
Mathen, Levi Kurian 00763SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved####20100516,SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn####20111101,
Mathew, Dalia Pappachan 00309American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20110308,
Mathew, Henkumar Manappurathu 01614Aon Qatar LLC##00086##Senior Management Function##Approved####20171023,Aon Qatar LLC##00086##Senior Management Function##Withdrawn####20211028,
Mathew, Philip 00310American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Mathew, Regi 00311American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Mathew, Seena Biju 00308American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Mathews, Ani 01756Credit Agricole CIB - QFC Branch##00935##Finance Function##Approved####20200426,Credit Agricole CIB - QFC Branch##00935##Finance Function##Withdrawn####20201117,
Mathieson, Andrew Neil 00860Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20101227,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn####20130606,
Mathieu, Romen 00670SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20091021##,Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20091021##,
Mattar, Timothy Antoine 01512Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved####20151129,Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn####20230920,
Matthews, David Egon 01017Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Withdrawn####20120429,
Maurer, Walter Raymond 00499QNB Capital LLC##00096##Senior Executive Function##Approved####20080928,QNB Capital LLC##00096##Senior Executive Function##Withdrawn####20110526,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn####20111003,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111003,QNB Capital LLC##00096##Customer Facing Function-Dealing in Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Dealing in Investments##Withdrawn####20111003,QNB Capital LLC##00096##Customer Facing Function-Managing Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Managing Investments##Withdrawn####20111003,
May, Stephen Howard Patrick 00803Kane LLC##00121##Non-Executive Governance Function##Approved####20100826,Kane LLC##00121##Non-Executive Governance Function##Withdrawn####20120208,
Mazhar, Shabeena 00849MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Approved####20101207,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn####20120806,
Mc Elhaney, Tyler Brent 01718Sanguine Investment Managers LLC##00744##Senior Executive Function##Approved - Inactive Firm####20210422,Sanguine Investment Managers LLC##00744##Senior Executive Function##Withdrawn by the QFCRA####20240730,
McAll, Susan Mary 00416Coutts & Co##00084##Compliance Oversight Function##Approved####20080619,Coutts & Co##00084##Compliance Oversight Function##Withdrawn####20091008,
McAllister, Ronald 00964Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20110626,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20120220,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20110626,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120220,
McAuliffe, Blair John 01623American Life Insurance Company ("ALICO")##00036##Risk Management Function##Approved####20171219,American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn####20220412,
McCrum, Simon Charles Ronald Henry 00805AIG MEA Limited##00035##Senior Executive Function##Approved####20100902,AIG MEA Limited##00035##Senior Executive Function##Withdrawn####20120326,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Approved####20100902,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn####20121231,
Mcculloch, Stuart James 01475Coutts & Co##00084##Senior Executive Function##Approved####20150330,Coutts & Co##00084##Senior Executive Function##Withdrawn####20150623,
McDonald, Fergus James Rupert 00616Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20090430,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20110621,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20090430,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110621,
McFarland, Kurt Peter 00879Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20110124,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20130423,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20110124,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130423,
Mchugh, Gerard Anthony 01130The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20120703,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20141229,The Royal Bank of Scotland plc##00046##Executive Governance Function##Approved####20141229,The Royal Bank of Scotland plc##00046##Executive Governance Function##Withdrawn####20150325,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20120703,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20120703,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Mcinerney, Ian Augustine 01060Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20120220,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20151022,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20120220,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20151022,
Mckean, John Hector 00609QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20100328,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090421,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20100328,
McMillan, Robert Edward 00255The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Approved####20081023,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn####20120703,The Royal Bank of Scotland plc##00046##MLRO Function##Approved####20081023,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn####20120703,ABN AMRO Bank N.V.##00065##Compliance Oversight Function##Approved####20071011,ABN AMRO Bank N.V.##00065##Compliance Oversight Function##Withdrawn####20080907,ABN AMRO Bank N.V.##00065##MLRO Function##Approved####20071011,ABN AMRO Bank N.V.##00065##MLRO Function##Withdrawn####20080907,
McQuistin, James Marshall 01044Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20111124,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20120719,
Mcrobbie, Ewen John 00707Qatar Reinsurance Company LLC##00117##Risk Management Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Risk Management Function##Withdrawn####20120301,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Withdrawn####20120301,QIC International LLC##00034##Senior Management Function##Approved####20120321,QIC International LLC##00034##Senior Management Function##Withdrawn####20150331,Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20120910,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20130224,
Meckert, Tobias Michael 00645MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved####20090809,MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Withdrawn####20120201,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20090809,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20120201,Allianz Worldwide Care Limited##00163##Senior Executive Function##Approved####20120813,Allianz Worldwide Care Limited##00163##Senior Executive Function##Withdrawn####20140630,Allianz Worldwide Care Limited##00163##Customer Facing Function-Insurance Mediation##Approved####20120813,Allianz Worldwide Care Limited##00163##Customer Facing Function-Insurance Mediation##Withdrawn####20140630,AWP Health & Life S.A.##00193##Senior Executive Function##Approved####20140617,AWP Health & Life S.A.##00193##Senior Executive Function##Withdrawn####20170716,AWP Health & Life S.A.##00193##Customer Facing Function-Insurance Mediation##Approved####,
Medetbekova, Kuralay 01383Barclays Bank PLC##00018##Risk Management Function##Approved####20140327,Barclays Bank PLC##00018##Risk Management Function##Withdrawn####20151008,
Medghali, Wadii 01711Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20190915,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20200630,
Mediratta, Umang 01361First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Approved####20140210,First Abu Dhabi Bank - QFC Branch##00098##Finance Function##Withdrawn####20151104,
Medlam, Henry Thomas 01351Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Approved####20140205,Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Withdrawn####20141030,
Mee, Ann 01197Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Approved####20130109,Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Withdrawn####20130630,
Mee, Frank 01593AWP Health & Life S.A.##00193##Executive Governance Function##Approved####20170710,AWP Health & Life S.A.##00193##Executive Governance Function##Withdrawn####20190620,
Mehanna, Carine 00754BLOM Bank Qatar LLC##00079##Finance Function##Approved####20100418,BLOM Bank Qatar LLC##00079##Finance Function##Withdrawn####20170930,
Mehdi, Syed Aamir 00527First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Approved####20081124,First Abu Dhabi Bank - QFC Branch##00098##Senior Executive Function##Withdrawn####20090527,
Mehmood, Shahid 01995The Saudi National Bank##00081##Compliance Oversight Function##Approved##20221030##,The Saudi National Bank##00081##MLRO Function##Approved##20221030##,
Mehra, Chetan 00230ICICI Bank Limited##00041##Senior Management Function##Approved####20070903,ICICI Bank Limited##00041##Senior Management Function##Withdrawn####20090122,
Mehrotra, Anand Gopal 00636ICICI Bank Limited##00041##Senior Management Function##Approved####20090708,ICICI Bank Limited##00041##Senior Management Function##Withdrawn####20100831,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20090708,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100831,
Mekdad, Hosam Faisal 01338QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20140115,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20140115,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Mello Netto, Ildefonso de Camargo 01608QINVEST LLC##00048##Risk Management Function##Approved####20170827,QINVEST LLC##00048##Risk Management Function##Withdrawn####20220531,
Mellors, Andrew William 01327Aon Qatar LLC##00086##Senior Management Function##Approved####20131203,Aon Qatar LLC##00086##Senior Management Function##Withdrawn####20140630,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20131203,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn####20140630,
Memon, Ishaque Ahmed 01581Investcorp Investments LLC##00219##Finance Function##Approved####20170319,Investcorp Investments LLC##00219##Finance Function##Approved - Inactive Firm####20230709,Investcorp Investments LLC##00219##Finance Function##Withdrawn####20240923,
Mendes, Anastasio Carmo 01500Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved####20150906,Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn####20180904,
Mendoza, Elmer Desierto 00347QINVEST LLC##00048##Compliance Oversight Function##Approved####20101007,QINVEST LLC##00048##Compliance Oversight Function##Withdrawn####20101227,QINVEST LLC##00048##Risk Management Function##Approved####20080115,QINVEST LLC##00048##Risk Management Function##Withdrawn####20121125,
Mengardo, Massimo 01765Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Approved####20200601,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Withdrawn####20210329,
Menon, Andrew 00586QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20090322,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20090322,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Menon, Balagopal Gopala 00086Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20061218,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20061218,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812,
Menon, Rajesh Ramankutty 01795Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##,
Meouchi, Naji 00991Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Approved####20110912,Concordia Capital LLC##00129##Customer Facing Function-Advising on Investments##Withdrawn####20131217,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Approved####20110912,Concordia Capital LLC##00129##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20131217,
Merritt, Michael Leroy 01486Investcorp Investments LLC##00219##Non-Executive Governance Function##Approved####20150617,Investcorp Investments LLC##00219##Non-Executive Governance Function##Withdrawn####20150930,
Merry Del Val Gracie, Rafel Carlos 00427Marsh Qatar LLC##00085##Executive Governance Function##Approved####20080630,Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn####20101227,
Meyer, Antoine James Phillippe Michel 01914Nexus Financial Services WLL##00099##Non-Executive Governance Function##Approved##20220123##,
Mezher, Maher 02019AMP Partners QFC LLC##01754##Non-Executive Governance Function##Approved##20230330##,
Mezher, Walid 00703Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20091123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20091123,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Mian, Abdul Nasir Hameed 00848MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20101207,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20110405,
Michaan, Edmond 01616Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved####20171029,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn####20191031,
Michaelides, Despo 01860Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Approved####20210714,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Executive Governance Function##Withdrawn####20221020,
Middlemas, Bruce Michael 00444State Street Middle East North Africa LLC##00088##Executive Governance Function##Approved####20100207,State Street Middle East North Africa LLC##00088##Executive Governance Function##Withdrawn####20111101,State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Approved####20111101,State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn####20130730,State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Approved####20080729,State Street Middle East North Africa LLC##00088##Compliance Oversight Function##Withdrawn####20111101,State Street Middle East North Africa LLC##00088##MLRO Function##Approved####20080729,State Street Middle East North Africa LLC##00088##MLRO Function##Withdrawn####20111101,
Mihrez, Abdul Hamid Muhamed Dib 00067United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Advising on Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091018,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Approved####20061009,United Gulf Financial Services Company LLC##00007##Customer Facing Function-Dealing in Investments##Withdrawn####20091018,
Milius, Robert Hamilton 00746Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20100328,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20100328,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Millar, Paul 00417Coutts & Co##00084##Compliance Oversight Function##Approved####20091008,Coutts & Co##00084##Compliance Oversight Function##Withdrawn####20120719,Coutts & Co##00084##MLRO Function##Approved####20080619,Coutts & Co##00084##MLRO Function##Withdrawn####20120719,Coutts & Co##00084##Senior Management Function##Approved####20080619,Coutts & Co##00084##Senior Management Function##Withdrawn####20120719,
Miller, Romano Sandro 01646American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Approved####20180722,American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Withdrawn####20220412,
Millwala, Mufaddal 01187Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Approved####20121231,Zurich Insurance Company Ltd. QFC Branch##00166##Risk Management Function##Withdrawn####20160630,
Miralpes, Anthony Losabio 01994Al Rayan Investment LLC##00045##Finance Function##Approved##20221023##,
Mirani, Vikesh 00514EMIRATES NBD PJSC##00026##Finance Function##Approved####20081026,EMIRATES NBD PJSC##00026##Finance Function##Withdrawn####20121031,
Mishra, Kailash Chandra 00344Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved##20071217##,
Mishra, Sandeep 00579ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20090305,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101123,
Mistry, Hemant 00836EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20101101,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20110302,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20101101,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110302,
Mitchell, Haydon Glen 01808UBS Qatar LLC##01169##Finance Function##Approved####20201231,UBS Qatar LLC##01169##Finance Function##Withdrawn####20210421,
Mitchell, Luke Dominic 01716Sanguine Investment Managers LLC##00744##Finance Function##Approved - Inactive Firm####20210422,Sanguine Investment Managers LLC##00744##Finance Function##Withdrawn by the QFCRA####20240730,
Mitri, Rachelle 02002Al Rayan Investment LLC##00045##Risk Management Function##Approved##20221114##,
Mittal, Tushar Suresh 02009Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20230104,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20230930,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved####20230109,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Withdrawn####20230930,
Miyake, Mitsuteru 01309Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Approved####20131008,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Senior Executive Function##Withdrawn####20140820,
Mizukami, Junichiro 00559Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Advising on Investments##Withdrawn####20100516,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Arranging Deals in Investments##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100516,
Mo'dad, Fahim 00392BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##,
Moghrabi, Ragheed Imad 00462QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20080831,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20080831,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20080831,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20090407,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20080831,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20090407,
Mohamed Fawzy, Amr Mohamed El-Shafey 00614Barclays Bank PLC##00018##Senior Management Function##Approved####20090430,Barclays Bank PLC##00018##Senior Management Function##Withdrawn####20111212,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20090430,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20111212,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20090430,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111212,
Mohamed Hamad, Mohamed Farouk 01759Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20200430,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20200914,
Mohamed Ismail, Ghada Mohamed Ibrahim 01997HMK Capital LLC##01718##Compliance Oversight Function##Approved####20221031,HMK Capital LLC##01718##Compliance Oversight Function##Withdrawn####20240226,HMK Capital LLC##01718##MLRO Function##Approved####20221031,HMK Capital LLC##01718##MLRO Function##Withdrawn####20240226,
Mohamed, Dareer 00894Al Rayan Investment LLC##00045##Compliance Oversight Function##Approved####20110220,Al Rayan Investment LLC##00045##Compliance Oversight Function##Withdrawn####20210527,Al Rayan Investment LLC##00045##MLRO Function##Approved####20110220,Al Rayan Investment LLC##00045##MLRO Function##Withdrawn####20210527,
Mohamed, Desouky Mohamed Elsaghir Abdelgawad 00972Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Approved####20110713,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Withdrawn####20130430,
Mohamed, Mohamed Sayed Abdulnaby 00976Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Approved####20110713,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Mohamed, Nureen Alima 01720American Life Insurance Company ("ALICO")##00036##Actuarial Function##Approved####20190929,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn####20220412,
Mohammed A Fakhroo, Yousuf 02034SEIB Insurance and Reinsurance Company LLC##00114##Non-Executive Governance Function##Approved##20230705##,
Mohammed, Iqbal Basha Khaji 00126American Life Insurance Company ("ALICO")##00036##Finance Function##Approved####20070226,American Life Insurance Company ("ALICO")##00036##Finance Function##Withdrawn####20130311,
Mohatarem, Ghulam Ahmed 00031United Gulf Financial Services Company LLC##00007##MLRO Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##MLRO Function##Withdrawn####20071217,
Mohd H Ali, Hussain 01951CB Asset Management LLC##01179##Executive Governance Function##Approved####20220630,CB Asset Management LLC##01179##Executive Governance Function##Withdrawn####20231102,
Mokbel, Georges 00671SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn####20100720,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn####20100720,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved####20091021,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn####20100712,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved####20091021,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn####20100712,
Mond, Gary Ivan 00903Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110309,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20121116,
Monks, Paul 00451QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20080810,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20120531,
Montasser, Hashem Essam El Din 00341EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20110113,EFG-Hermes Qatar LLC##00069##Senior Management Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn####20110113,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn####20140116,Aventicum Capital Management (Qatar) LLC##00173##Executive Governance Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Executive Governance Function##Withdrawn####20140116,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn####20140116,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing ,
Moonesinghe, Rohan Callistus 00788Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20100706,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20120520,Daman Health Insurance Qatar LLC##00142##Senior Management Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Senior Management Function##Withdrawn####20130804,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Customer Facing Function-Insurance Mediation##Withdrawn####20130804,Lifecare International (Qatar) LLC##00162##Senior Management Function##Approved####20131124,Lifecare International (Qatar) LLC##00162##Senior Management Function##Withdrawn####20140531,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Approved####20131124,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn####20140531,
Mooney, Donald Anthony 00428Marsh Qatar LLC##00085##MLRO Function##Approved####20080630,Marsh Qatar LLC##00085##MLRO Function##Withdrawn####20100124,
Moosa, Kakode Mujib 01804CB Asset Management LLC##01179##Senior Executive Function##Approved####20201230,CB Asset Management LLC##01179##Senior Executive Function##Withdrawn####20220616,
Moracchini, Francis Alain 01891Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved####20211103,Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Withdrawn####20231001,
Morgans, Peter Rhys 00181American Life Insurance Company ("ALICO")##00036##Actuarial Function##Approved####20070514,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn####20091215,
Morris, Andrew James 00781The Royal Bank of Scotland plc##00046##Finance Function##Approved####20100620,The Royal Bank of Scotland plc##00046##Finance Function##Withdrawn####20121101,
Morris, Carol 01218Prime Financial Solutions LLC##00109##Finance Function##Approved####20130210,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20140731,
Morrison, Richard Euan 00076Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20100706,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20110308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20110308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20201207,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20100706,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - N,
Morrissey, Gary James 01225Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20130319,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140129,
Mortimer, Andrew Robert 01573Barclays Bank PLC##00018##Executive Governance Function##Approved##20210824##,Barclays Bank PLC##00018##Senior Management Function##Approved####20170102,Barclays Bank PLC##00018##Senior Management Function##Withdrawn####20170510,Barclays Bank PLC##00018##Senior Executive Function##Approved##20170510##,
Moslim, Galaleldin Rashwan Hefney Salem 00973Q Life & Medical Insurance Company LLC##00141##Senior Management Function##Approved####20110713,Q Life & Medical Insurance Company LLC##00141##Senior Management Function##Withdrawn####20120321,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Arranging Deals in Investments##Approved####20110713,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120321,
Mott, Edward David Kynaston 00144Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn####20080308,
Mouawad, Elias 01560Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Approved####20161127,Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Withdrawn####20170621,
Mouneimne, Walid 00672SEIB Insurance and Reinsurance Company LLC##00114##Actuarial Function##Approved####20091021,SEIB Insurance and Reinsurance Company LLC##00114##Actuarial Function##Withdrawn####20131124,
Mourad, Ahmed Wafik 00407Beltone Financial Qatar LLC##00082##Senior Executive Function##Approved####20080528,Beltone Financial Qatar LLC##00082##Senior Executive Function##Withdrawn####20120809,Beltone Financial Qatar LLC##00082##Customer Facing Function-Advising on Investments##Approved####20080528,Beltone Financial Qatar LLC##00082##Customer Facing Function-Advising on Investments##Withdrawn####20120809,Beltone Financial Qatar LLC##00082##Customer Facing Function-Arranging Deals in Investments##Approved####20080528,Beltone Financial Qatar LLC##00082##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120809,
Mourad, Charbel 02016AMP Partners QFC LLC##01754##Finance Function##Approved##20230330##,
Moussa, Ahmed Moussa Sayed 00408Beltone Financial Qatar LLC##00082##Compliance Oversight Function##Approved####20080528,Beltone Financial Qatar LLC##00082##Compliance Oversight Function##Withdrawn####20120809,Beltone Financial Qatar LLC##00082##MLRO Function##Approved####20080528,Beltone Financial Qatar LLC##00082##MLRO Function##Withdrawn####20120809,
Moyn Uddin, Mohammed 00374Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Approved####20080308,Lehman Brothers International (Europe)##00040##Compliance Oversight Function##Withdrawn####20100105,Lehman Brothers International (Europe)##00040##MLRO Function##Approved####20080308,Lehman Brothers International (Europe)##00040##MLRO Function##Withdrawn####20100105,
Mucheli, Poorna Chandra 00189QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Approved####20070528,QIC International LLC##00034##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111006,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Approved####20091206,Qatar Reinsurance Company LLC##00117##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111003,
Mudau, Tshudufhadzo Peter 01747QNB Capital LLC##00096##Risk Management Function##Approved##20200216##,
Mudbhatkal, Gourang Gourish 00398Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Approved####20080526,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Approved####20080526,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Mugathar Maliyakkal, Naquash Ahammed 01990Intesa Sanpaolo S.p.A. - QFC Branch##00301##Risk Management Function##Approved####20221003,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Risk Management Function##Withdrawn####20240715,
Muhaidi, Ahmad Meshari 00865QINVEST LLC##00048##Non-Executive Governance Function##Approved####20110106,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20130701,Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20150623,Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20130923,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20130818,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20130818,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Mukherjee, Bhaskar 00211Sharq Insurance LLC##00054##Compliance Oversight Function##Approved####20070716,Sharq Insurance LLC##00054##Compliance Oversight Function##Withdrawn####20240813,Sharq Insurance LLC##00054##MLRO Function##Approved####20070716,Sharq Insurance LLC##00054##MLRO Function##Withdrawn####20240813,
Mulholland, Brian Martin 01393Coutts & Co##00084##Finance Function##Approved####20140415,Coutts & Co##00084##Finance Function##Withdrawn####20150623,
Munir, Faisal 00831AIG MEA Limited##00035##Compliance Oversight Function##Approved####20101026,AIG MEA Limited##00035##Compliance Oversight Function##Withdrawn####20200223,AIG MEA Limited##00035##MLRO Function##Approved####20101026,AIG MEA Limited##00035##MLRO Function##Withdrawn####20191007,
Muraleedharan, Bijoy 00851MedGulf Takaful - QFC Branch##00110##Senior Executive Function##Approved##20151102##,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Approved####20101207,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Murdoch, Garry 01378AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20140310,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20141107,
Muriya, Zubin Nitin 01098Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Approved####20120423,Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn####20131102,Abu Dhabi Commercial Bank##00075##MLRO Function##Approved####20120423,Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn####20131102,Julius Baer (QFC) LLC##01606##Compliance Oversight Function##Approved##20220818##,Julius Baer (QFC) LLC##01606##MLRO Function##Approved##20220818##,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Approved####20140115,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Approved####20140115,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20140115,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20140811,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20140115,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20140811,Bank Sarasin-Alpen,
Murphy, Ian James 01433QREIC Sukuk LLC##00012##MLRO Function##Approved####20141020,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20150630,
Murray, Michael Graeme 01760Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Approved##20200510##,
Murray, Twanette Judette 01754Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved####20200420,Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn####20220131,Nexus Financial Services WLL##00099##MLRO Function##Approved####20200420,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn####20220131,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20220302,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20230630,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20220302,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20230630,
Mursal, Mohamed Abdisalam Hassan 00450Al Rayan Investment LLC##00045##Finance Function##Approved####20080810,Al Rayan Investment LLC##00045##Finance Function##Withdrawn####20161212,
Murshed, Mahboob 00095Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20080501,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20080501,
Mushonga, Rumbidzai 00563EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Approved####20090105,EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Withdrawn####20150510,EFG-Hermes Qatar LLC##00069##MLRO Function##Approved####20090105,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn####20091012,EFG-Hermes Qatar LLC##00069##MLRO Function##Approved####20101212,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn####20150510,
Mushtaq, Adeel 01684Epicure Investment Management LLC##00676##Compliance Oversight Function##Approved####20190501,Epicure Investment Management LLC##00676##Compliance Oversight Function##Withdrawn####20201130,Epicure Investment Management LLC##00676##MLRO Function##Approved####20190501,Epicure Investment Management LLC##00676##MLRO Function##Withdrawn####20200628,
Musson-Thorp, Amber Louise 01813Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved##20210114##,
Mustafa, Khalid Diab 00014Arab Jordan Investment Bank (Qatar) LLC##00003##Senior Executive Function##Approved##20170220##,Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Withdrawn####20170220,Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Approved####20070903,Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Withdrawn####20150210,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Withdrawn####20170220,
Mustafawi, Adel Mohamed Tayeb 00163Al Rayan Investment LLC##00045##Senior Executive Function##Approved####20070403,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn####20080227,Al Rayan Investment LLC##00045##Senior Executive Function##Approved####20090201,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn####20140115,Al Rayan Investment LLC##00045##Executive Governance Function##Approved####20090201,Al Rayan Investment LLC##00045##Executive Governance Function##Withdrawn####20140115,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved####20140115,Al Rayan Investment LLC##00045##Non-Executive Governance Function##Withdrawn####20150126,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20070403,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20080227,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20090201,Al Rayan Investment LLC##00045##Customer Facin,
Mydeen, Abdul Sukkur Mohamed 01390Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Approved####20140415,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Internal Audit Function##Withdrawn####20200505,
Myers, William Geoffrey Fayram 01031Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20111025,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Mylonas, Charalampos 00723AIG MEA Limited##00035##Risk Management Function##Approved####20100103,AIG MEA Limited##00035##Risk Management Function##Withdrawn####20120806,
Naaman Aaraj, Jean-Pierre 01558Nasco Qatar LLC##00057##Senior Executive Function##Approved##20161120##,Nasco Qatar LLC##00057##Executive Governance Function##Approved##20190502##,
Nabulsi, Sami Baha Mamdouh 00590Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20090406,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20090406,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20090406,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20090406,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Nacer, Wahib 00156Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Non-Executive Governance Function##Withdrawn####20120109,
Nader, Eugene Saba 00220Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20070808##,
Naegeli, Beat 00018Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20060711,
Nagori, Sourabh 01138State Bank of India - QFC Branch##00137##Risk Management Function##Approved####20120806,State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn####20120806,
Nahra, George 00221Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved####20070808,Nasco Qatar LLC##00057##Non-Executive Governance Function##Withdrawn####20200310,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Approved####20070808,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Nair, Maneesh 00944Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Approved####20110512,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn####20140731,
Nair, Pattathil Muraleedharan 00501Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Approved####20081019,Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn####20081217,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Approved####20081019,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081217,
Nair, Reena Ramankutty 01928Zurich International Life Limited##00067##Executive Governance Function##Approved####20220315,Zurich International Life Limited##00067##Executive Governance Function##Withdrawn####20220630,
Nair, Sharad 00361Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn####20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090705,
Nair, Suresh Rajappan 00312American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20111124,
Nair, Vinesh Madhavan 00313American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Najibi, Khalid Mohamed Yusuf 00463QINVEST LLC##00048##Non-Executive Governance Function##Approved####20080831,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20100103,
Nakhle, Nisrine 00674Chedid and Associates Qatar LLC##00115##Finance Function##Approved####20091021,Chedid and Associates Qatar LLC##00115##Finance Function##Withdrawn####20110519,
Nakhoul, Dany Farah 00957Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20110601,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20111114,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20110601,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111114,
Nalamutt, Jairaj Channa Basappa 00149Citibank, N.A.##00043##Compliance Oversight Function##Approved####20070331,Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn####20071128,Citibank, N.A.##00043##MLRO Function##Approved####20070331,Citibank, N.A.##00043##MLRO Function##Withdrawn####20071128,
Nalepa, James Nicholas 01440Guardian Wealth Management Qatar LLC ##00113##Finance Function##Approved####20141117,Guardian Wealth Management Qatar LLC ##00113##Finance Function##Withdrawn####20201112,
Nanda, Rohit 00593QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20130131,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130131,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20130131,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20130131,
Nandi Raju, Srinivasa Rao 00932State Bank of India - QFC Branch##00137##Compliance Oversight Function##Approved####20110407,State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn####20110526,State Bank of India - QFC Branch##00137##MLRO Function##Approved####20110407,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn####20110526,
Naqaweh, Yanal Mahmoud Abdo 01211Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Approved####20130120,Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Approved - Inactive Firm##20240610##,Zurich Insurance Company Ltd. QFC Branch##00166##Executive Governance Function##Approved####20220110,Zurich Insurance Company Ltd. QFC Branch##00166##Executive Governance Function##Approved - Inactive Firm##20240610##,
Narayanan, Ashok 01652Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved####20180904,Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn####20200921,
Narayanan, Ashok 00797T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Approved####20100805,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn####20130415,
Narayanan, Deepesh Kainoor 00850MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Approved####20101207,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn####20140116,
Narayanan, Venkiteswaran 00242Citibank, N.A.##00043##Senior Management Function##Approved####20070917,Citibank, N.A.##00043##Senior Management Function##Withdrawn####20120429,
Narcision de Oliveira Joint, Marianne Pascale Valerie 00875Concordia Capital LLC##00129##Finance Function##Approved####20110113,Concordia Capital LLC##00129##Finance Function##Withdrawn####20140501,
Narcy, Helene Marie Jeanne 00656UBS AG##00087##Finance Function##Approved####20090906,UBS AG##00087##Finance Function##Withdrawn####20110817,
Narsook, Mohamed Nithal 01806CB Asset Management LLC##01179##Finance Function##Approved##20201230##,
Nasr, Labib 00796Nasco Qatar LLC##00057##Senior Management Function##Approved####20100721,Nasco Qatar LLC##00057##Senior Management Function##Withdrawn####20190228,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Approved####20100721,Nasco Qatar LLC##00057##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Nasrallah-Merville, May Fawzi 00103Morgan Stanley & Co International plc##00019##Senior Management Function##Approved####20070111,Morgan Stanley & Co International plc##00019##Senior Management Function##Withdrawn####20100215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Approved####20070111,Morgan Stanley & Co International plc##00019##Customer Facing Function-Advising on Investments##Withdrawn####20100215,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Approved####20070111,Morgan Stanley & Co International plc##00019##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100215,
Nasser Bin Khaled Al Thani, Hanadi 00998Amwal LLC##00145##Senior Executive Function##Approved##20190304##,Amwal LLC##00145##Executive Governance Function##Approved##20190304##,Amwal LLC##00145##Non-Executive Governance Function##Approved####20110914,Amwal LLC##00145##Non-Executive Governance Function##Withdrawn####20190304,
Nasser, Souad 01749Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20200310,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20200914,
Nassif, Rana 02118Bank Audi LLC##00027##Internal Audit Function##Approved##20241027##,
Nastar, Aadil Ahmed 01434QINVEST LLC##00048##Senior Management Function##Approved##20141106##,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20141106,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20141106,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Epicure Islamic Investment Management LLC##00602##Non-Executive Governance Function##Approved##20240425##,
Nataf, David Mark Alexander 00747Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20100328,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20100328,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Nataraja Sharma, Raghu 01380State Bank of India - QFC Branch##00137##Internal Audit Function##Approved####20140319,State Bank of India - QFC Branch##00137##Internal Audit Function##Withdrawn####20150126,
Nath, Amresh 02005Epicure Investment Management LLC##00676##Senior Executive Function##Approved##20221212##,Epicure Islamic Investment Management LLC##00602##Senior Executive Function##Approved##20221212##,
Nawab, Muhammad Tayyab 01251Aon Qatar LLC##00086##Finance Function##Approved####20130520,Aon Qatar LLC##00086##Finance Function##Withdrawn####20151130,
Nayak, Ranjan Kumar 01456State Bank of India - QFC Branch##00137##Internal Audit Function##Approved####20150126,State Bank of India - QFC Branch##00137##Internal Audit Function##Withdrawn####20161214,
Naylor, Andrew Craig 01146Kane LLC##00121##Finance Function##Approved####20120827,Kane LLC##00121##Finance Function##Withdrawn####20120930,
Nazirov, Muzaffar 01768Lesha Bank LLC (Public)##00091##Finance Function##Approved####20200628,Lesha Bank LLC (Public)##00091##Finance Function##Withdrawn####20210713,
Ndirangu, James Albert 02069Lifecare International (Qatar) LLC##00162##Finance Function##Approved##20240116##,
Neave, Paul Jason 00829Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Approved####20101026,Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn####20110427,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Approved####20101026,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110427,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110601,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Nehme, Charles 02017AMP Partners QFC LLC##01754##Senior Executive Function##Approved####20230330,AMP Partners QFC LLC##01754##Senior Executive Function##Withdrawn####20241117,AMP Partners QFC LLC##01754##Executive Governance Function##Approved####20230330,AMP Partners QFC LLC##01754##Executive Governance Function##Withdrawn####20241117,
Neill, Debra Anne 00386QINVEST LLC##00048##Compliance Oversight Function##Approved####20080313,QINVEST LLC##00048##Compliance Oversight Function##Withdrawn####20101007,QINVEST LLC##00048##MLRO Function##Approved####20080313,QINVEST LLC##00048##MLRO Function##Withdrawn####20101007,Concordia Capital LLC##00129##Compliance Oversight Function##Approved####20110113,Concordia Capital LLC##00129##Compliance Oversight Function##Withdrawn####20120906,Concordia Capital LLC##00129##MLRO Function##Approved####20110113,Concordia Capital LLC##00129##MLRO Function##Withdrawn####20120906,
Neilson, Douglas Thomas 00575Sharq Insurance LLC##00054##Risk Management Function##Approved####20090209,Sharq Insurance LLC##00054##Risk Management Function##Withdrawn####20111114,
Nemr, Elie Boulos 00909Bank Audi LLC##00027##Senior Management Function##Approved##20110316##,
Neophytou, Nicolas Anastasis 01691CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20190716##,
Nery, John Charles Raymond 00564QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20130120,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090104,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Newington-Bridges, Alexander James 00367Zurich International Life Limited##00067##Senior Executive Function##Approved####20080225,Zurich International Life Limited##00067##Senior Executive Function##Withdrawn####20081204,Zurich International Life Limited##00067##MLRO Function##Approved####20080225,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20081204,
Newport, Scott Michael 01129Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120703,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20130703,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20131001,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20131022,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Niehaus, Christopher 00978UBS AG##00087##Senior Executive Function##Approved####20110720,UBS AG##00087##Senior Executive Function##Withdrawn####20120408,UBS AG##00087##Customer Facing Function-Advising on Investments##Approved####20110720,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn####20120408,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Approved####20110720,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120408,
Nihal, Gurinder Singh 02007CQUR Bank LLC##00622##Non-Executive Governance Function##Approved##20221215##,
Nijjar, Sukhwinder Singh 01220JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Approved####20130224,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Withdrawn####20131114,
Ninan, Geogy Kurumthottical 00314American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20130210,
Nireshwalia, Suman Premchand 00681Zurich International Life Limited##00067##MLRO Function##Approved####20091008,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20101007,
Nissi, Dani 01777Citibank, N.A.##00043##Internal Audit Function##Approved####20201007,Citibank, N.A.##00043##Internal Audit Function##Withdrawn####20231029,
Nivas, Ram 01386State Bank of India - QFC Branch##00137##Finance Function##Approved####20140327,State Bank of India - QFC Branch##00137##Finance Function##Withdrawn####20161214,
Noboru, Tatewaki 01842MUFG Bank, Ltd.##00103##Senior Executive Function##Approved####20210503,MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn####20221003,MUFG Bank, Ltd.##00103##Executive Governance Function##Approved####20211003,MUFG Bank, Ltd.##00103##Executive Governance Function##Withdrawn####20221003,
Nofal, Saleh Ahmed Abdul-Qader 00497QNB Capital LLC##00096##Compliance Oversight Function##Approved####20080928,QNB Capital LLC##00096##Compliance Oversight Function##Withdrawn####20230630,QNB Capital LLC##00096##MLRO Function##Approved####20080928,QNB Capital LLC##00096##MLRO Function##Withdrawn####20190203,
Nolan, Paul Andrew 00610Zurich International Life Limited##00067##Risk Management Function##Approved####20090422,Zurich International Life Limited##00067##Risk Management Function##Withdrawn####20110512,Zurich International Life Limited##00067##Risk Management Function##Withdrawn####20131124,Zurich International Life Limited##00067##Risk Management Function##Approved####20120624,
Noor, Daleen 00794Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Approved####20100718,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn####20120301,
Nooruddin, Yahya Ebrahim 01101T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Approved####20200902,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Executive Function##Withdrawn####20220516,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Approved####20120429,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Senior Management Function##Withdrawn####20200902,
Nosseir, Khaled Mohamed 00685CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Approved####20091018,CORECAP MERCHANT BANK LLC##00059##Non-Executive Governance Function##Withdrawn####20100623,
Nouiri, Khaled 01906Oman Reinsurance Co. - QFC Branch##01134##Executive Governance Function##Approved##20211213##,
Noujaim, Karim Paul (Prohibited) 00867JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Approved####20110105,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Withdrawn####20121211,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##No longer performing a controlled function for an authorised firm####20140427,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Approved####20110105,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Withdrawn####20121211,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##No longer performing a controlled function for an authorised firm####20140427,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Approved####20110105,JPMo,
Nour, Marwan 01470AIG MEA Limited##00035##Senior Executive Function##Approved####20150310,AIG MEA Limited##00035##Senior Executive Function##Withdrawn####20240226,AIG MEA Limited##00035##Executive Governance Function##Approved####20220202,AIG MEA Limited##00035##Executive Governance Function##Withdrawn####20240226,
Nsibande, Bethuel Mfanufikile 01729QNB Capital LLC##00096##MLRO Function##Approved####20191208,QNB Capital LLC##00096##MLRO Function##Withdrawn####20211231,
Nur Rehman, Mohammad Haroon 00032United Gulf Financial Services Company LLC##00007##Executive Governance Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Executive Governance Function##Withdrawn####20091018,
Nuseibeh, Izzat Nabil 00020Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Withdrawn####20081120,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20081120,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20060301,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081120,Barclays Bank PLC##00018##Senior Executive Function##Approved####20081202,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20101123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20081202,Barc,
Nussbaumer, Andre Henri 01559Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20161127,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20180814,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20161127,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20180814,
O'Brien, Eimear 01136Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120806,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20120910,
O'Donnell, Alan James 00896Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn####20120527,
O'Donnell, Elaine Patricia 01911AWP Health & Life S.A.##00193##Risk Management Function##Approved##20220110##,
O'Leary, Paul 01428Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved####20141020,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn####20210322,
O'Neil, Nadine 01570Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Approved####20161212,Daman Health Insurance Qatar LLC##00142##Compliance Oversight Function##Withdrawn####20200120,Daman Health Insurance Qatar LLC##00142##MLRO Function##Approved####20161212,Daman Health Insurance Qatar LLC##00142##MLRO Function##Withdrawn####20200120,
O'Neill, Kevin 00893Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20110220,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20110727,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20110220,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110727,
O'Neill, Peter 00445State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Approved####20080729,State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn####20100105,
O'Sullivan, Claire Helen 01141Allianz Worldwide Care Limited##00163##Compliance Oversight Function##Approved####20120813,Allianz Worldwide Care Limited##00163##Compliance Oversight Function##Withdrawn####20140630,Allianz Worldwide Care Limited##00163##MLRO Function##Approved####20120813,Allianz Worldwide Care Limited##00163##MLRO Function##Withdrawn####20140630,AWP Health & Life S.A.##00193##Compliance Oversight Function##Approved####20140617,AWP Health & Life S.A.##00193##Compliance Oversight Function##Withdrawn####20160728,AWP Health & Life S.A.##00193##MLRO Function##Approved####20140617,AWP Health & Life S.A.##00193##MLRO Function##Withdrawn####20160728,
O'Sullivan, Linda Marie 01287AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Approved####20130818,AIG MEA Limited##00035##Customer Facing Function-Insurance Mediation##Withdrawn####20140807,
Obeid, Ghida 01215QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20130203,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20130923,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20130203,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130923,
Obeid, Nelly 01453Bank Audi LLC##00027##Compliance Oversight Function##Approved####20141229,Bank Audi LLC##00027##Compliance Oversight Function##Withdrawn####20151019,Bank Audi LLC##00027##MLRO Function##Approved####20141229,Bank Audi LLC##00027##MLRO Function##Withdrawn####20151019,
Oberman, John Edward 00253Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20091115,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070930,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091115,
Ocampo, Rizalina Duelas 00488Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20080921,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20090312,
Odeh, Maram Bader Mousa 02063Arab Jordan Investment Bank (Qatar) LLC##00003##Compliance Oversight Function##Approved##20231127##,Arab Jordan Investment Bank (Qatar) LLC##00003##MLRO Function##Approved##20231127##,
Odgers, Matthew Ian 01095UBS AG##00087##Senior Executive Function##Approved####20120415,UBS AG##00087##Senior Executive Function##Withdrawn####20130217,UBS AG##00087##Customer Facing Function-Advising on Investments##Approved####20120415,UBS AG##00087##Customer Facing Function-Advising on Investments##Withdrawn####20130217,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Approved####20120415,UBS AG##00087##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130217,
Oguz, Burcu 01763VakifBank QFC Branch##00956##Finance Function##Approved####20200521,VakifBank QFC Branch##00956##Finance Function##Withdrawn####20220124,
Ohri, Raghav 01961Liva Insurance SAOC##01605##Actuarial Function##Approved####20220830,Liva Insurance SAOC##01605##Actuarial Function##Withdrawn####20240714,
Okamoto, Atsushi 01965Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved##20220831##,Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved##20220831##,
Oliver, Funck 01853Deutsche Bank AG Doha (QFC) Branch##00032##Non-Executive Governance Function##Approved####20210622,Deutsche Bank AG Doha (QFC) Branch##00032##Non-Executive Governance Function##Withdrawn####20230831,
Oliver, Vincent George 01531AWP Health & Life S.A.##00193##Actuarial Function##Approved####20160501,AWP Health & Life S.A.##00193##Actuarial Function##Withdrawn####20161121,
Olson, Pauline Ann 00205Ansbacher & Co Limited##00001##Compliance Oversight Function##Approved####20070724,Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn####20090906,Ansbacher & Co Limited##00001##MLRO Function##Approved####20070724,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn####20090906,QREIC Sukuk LLC##00012##MLRO Function##Approved####20080110,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20090603,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Approved####20070710,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Withdrawn####20090906,Qatar Capital Partners LLC##00042##MLRO Function##Approved####20070710,Qatar Capital Partners LLC##00042##MLRO Function##Withdrawn####20090906,
Omar, Khawaja Mohammed Awais 01474Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Approved####20150330,Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn####20190915,
Omara, Nazim Elzein Abbas 00544Al Mal Bank LLC##00100##Senior Executive Function##Approved####20081203,Al Mal Bank LLC##00100##Senior Executive Function##Withdrawn####20100328,Al Mal Bank LLC##00100##Executive Governance Function##Approved####20081203,Al Mal Bank LLC##00100##Executive Governance Function##Withdrawn####20100328,
Ombrasine, Frederic Lucien David 02028Rasmal Ventures LLC##01927##Compliance Oversight Function##Approved##20230621##,Rasmal Ventures LLC##01927##MLRO Function##Approved##20230621##,
Omoruyi, Tim Osaro 01289Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20130828,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140710,
Oommen, Issac Plappara Varkey 00315American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Opie, Anne Louise 00999Amwal LLC##00145##Senior Executive Function##Approved####20130716,Amwal LLC##00145##Senior Executive Function##Withdrawn####20140401,Amwal LLC##00145##Executive Governance Function##Approved####20110914,Amwal LLC##00145##Executive Governance Function##Withdrawn####20140401,Amwal LLC##00145##Compliance Oversight Function##Approved####20110914,Amwal LLC##00145##Compliance Oversight Function##Withdrawn####20111206,Amwal LLC##00145##Finance Function##Approved####20130113,Amwal LLC##00145##Finance Function##Withdrawn####20130716,Amwal LLC##00145##MLRO Function##Approved####20110914,Amwal LLC##00145##MLRO Function##Withdrawn####20111206,
Orbart, Jason Martin 00908Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Approved####20110316,Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn####20110825,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Approved####20110316,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110825,
Ostrovskiy, Vladimir 01692CQUR Bank LLC##00622##Non-Executive Governance Function##Approved####20190716,CQUR Bank LLC##00622##Non-Executive Governance Function##Withdrawn####20221115,
Otsuji, Katanori 01603MUFG Bank, Ltd.##00103##Senior Executive Function##Approved####20170730,MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn####20190421,
Oueijan, Habib 01460Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved####20150126,Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Withdrawn####20170117,
Ouenniche, Soufiane 01999HMK Capital LLC##01718##Non-Executive Governance Function##Approved##20221031##,
Ouma, Philip Okongo 01852Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20210622,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved - Inactive Firm##20240610##,
Ouseph, Shibu Kallingal 00937Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110421,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20140205,
Ovett, James Francis 01448Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Approved####20141229,Zurich Insurance Company Ltd. QFC Branch##00166##Actuarial Function##Approved - Inactive Firm##20240610##,
Owen, John Richard 00824Matrix ME Alignment Fund Management LLC##00122##Finance Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Finance Function##Withdrawn####20120624,
Ozbey Gurkan, Tugce 01876VakifBank QFC Branch##00956##Compliance Oversight Function##Approved##20220606##,VakifBank QFC Branch##00956##Finance Function##Approved####20210928,VakifBank QFC Branch##00956##Finance Function##Withdrawn####20220531,VakifBank QFC Branch##00956##MLRO Function##Approved##20220606##,
Ozgen, Tunc 01578Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Approved####20170213,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn####20180914,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Approved####20170213,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn####20180914,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Compliance Oversight Function##Approved##20200315##,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##MLRO Function##Approved##20200315##,
Ozkan, Muhammed Onay 01875VakifBank QFC Branch##00956##Non-Executive Governance Function##Approved##20210919##,
Ozsoy, Ediz 01872Citibank, N.A.##00043##Executive Governance Function##Approved####20210905,Citibank, N.A.##00043##Executive Governance Function##Withdrawn####20240425,Citibank, N.A.##00043##Finance Function##Approved####20211108,Citibank, N.A.##00043##Finance Function##Withdrawn####20240425,
Ozulker, Mehmet Ekrem 01365Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Senior Executive Function##Approved####20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Senior Executive Function##Withdrawn####20150528,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Dealing in Investments##Approved####20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Managing Investments##Approved####20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Palmer, Antonia 00722Marsh Qatar LLC##00085##Compliance Oversight Function##Approved####20100103,Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn####20131216,Marsh Qatar LLC##00085##MLRO Function##Approved####20100103,Marsh Qatar LLC##00085##MLRO Function##Withdrawn####20131216,MARSH BROKERS LIMITED ##00093##MLRO Function##Approved####20101216,MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn####20131106,
Panangattuparambil, Sijohn Devassy 01681Nasco Qatar LLC##00057##Finance Function##Approved##20190501##,
Pandey, Ajay Chandra 01252State Bank of India - QFC Branch##00137##Risk Management Function##Approved####20130527,State Bank of India - QFC Branch##00137##Risk Management Function##Withdrawn####20161214,
Pandit, Akshay 00906QIC International LLC##00034##Actuarial Function##Approved####20110316,QIC International LLC##00034##Actuarial Function##Withdrawn####20141028,Q Life & Medical Insurance Company LLC##00141##Actuarial Function##Approved####20110630,Q Life & Medical Insurance Company LLC##00141##Actuarial Function##Withdrawn####20141028,
Panicker, Anand Panicker Narayana 00421BMI BANK B.S.C(c)##00052##Finance Function##Approved####20080624,BMI BANK B.S.C(c)##00052##Finance Function##Withdrawn####20150706,
Pankaj, Eric Vickey 00918MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20120201,
Pant, Devendra 01551Oriental Insurance Company QFC Branch##00325##Internal Audit Function##Approved####20161017,Oriental Insurance Company QFC Branch##00325##Internal Audit Function##Withdrawn####20170801,
Parasher, Anil Kumar 01549Oriental Insurance Company QFC Branch##00325##Senior Executive Function##Approved####20161017,Oriental Insurance Company QFC Branch##00325##Senior Executive Function##Withdrawn####20190718,
Parikh, Saurin 01796Maha Capital Partners LLC##01098##Non-Executive Governance Function##Approved##20201202##,
Pascual, Paul Gregory 01131Concordia Capital LLC##00129##Finance Function##Approved####20120710,Concordia Capital LLC##00129##Finance Function##Withdrawn####20121104,
Pasea, Nigel Ashton Patrick 00443UBS AG##00087##Senior Management Function##Approved####20080723,UBS AG##00087##Senior Management Function##Withdrawn####20100707,
Patel, Manisha Ashok 00346AXA Investment Managers LLC##00008##MLRO Function##Approved####20071205,AXA Investment Managers LLC##00008##MLRO Function##Withdrawn####20100516,
Patel, Shiroy 02084Citibank, N.A.##00043##Compliance Oversight Function##Approved##20240401##,Citibank, N.A.##00043##MLRO Function##Approved##20240401##,
Patel, Yashovant Ram 01963Liva Insurance SAOC##01605##Compliance Oversight Function##Approved####20220830,Liva Insurance SAOC##01605##Compliance Oversight Function##Withdrawn####20240714,
Pathmanathan, Prakash 00197BMI BANK B.S.C(c)##00052##Finance Function##Approved####20070628,BMI BANK B.S.C(c)##00052##Finance Function##Withdrawn####20080624,
Pattanathu Kajamohideen, Sheik Basheer Ahamed 01200Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Approved####20130109,Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn####20140507,Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Approved####20161030,Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Withdrawn####20170131,Lifecare International (Qatar) LLC##00162##MLRO Function##Approved####20130109,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn####20140507,Lifecare International (Qatar) LLC##00162##MLRO Function##Approved####20161030,Lifecare International (Qatar) LLC##00162##MLRO Function##Withdrawn####20170131,
Patterson, Sheryl Dawn 00679AXA Investment Managers LLC##00008##Finance Function##Approved####20091008,AXA Investment Managers LLC##00008##Finance Function##Withdrawn####20130428,
Peachey, Michael Edwin 00520Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014,
Pearce, Howard John 00731Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Approved####20100207,Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn####20101215,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Approved####20100207,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101215,
Pearce, Philip Richard 01036Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Approved####20111101,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn####20140820,
Pearce, Stuart Duncan 00521Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014,
Peiris, Mahatelge Iggnatious Sajith 02048Nasco Qatar LLC##00057##MLRO Function##Approved##20230723##,
Pennant, Paul Anthony 01624AIG MEA Limited##00035##Internal Audit Function##Approved####20171219,AIG MEA Limited##00035##Internal Audit Function##Withdrawn####20240820,
Penney, Simon 00845The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20101123,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20110526,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20101123,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn####20130630,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20101123,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130630,
Pennington, Brett Graeme 01451Sharq Insurance LLC##00054##Senior Management Function##Approved####20141229,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20181004,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20181119,
Pereira, Michael Felix 00379Abu Dhabi Commercial Bank##00075##MLRO Function##Approved####20080308,Abu Dhabi Commercial Bank##00075##MLRO Function##Withdrawn####20120423,
Perera, Nigel Thomas Howard (Prohibited) 00950Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20190708,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20201004,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20110526,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20151102,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20160228,
Perera, Sanjay 01236Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Approved####20130417,Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Withdrawn####20200920,Morgan Stanley & Co International plc##00019##MLRO Function##Approved####20130417,Morgan Stanley & Co International plc##00019##MLRO Function##Withdrawn####20200920,
Perkins, Alan Geoffrey 00818QINVEST LLC##00048##MLRO Function##Approved####20110220,QINVEST LLC##00048##MLRO Function##Withdrawn####20110626,
Perrier, Jerome Jacques 01758Credit Agricole CIB - QFC Branch##00935##Senior Executive Function##Approved##20200426##,
Peters, Stephen Charles 00719Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20091215,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20131231,
Pethe, Shreyas Sudhir 01045Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20111128,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20141228,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20111128,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141228,
Pfeifer, Tobias 01941Logistics Insurance LLC##01585##Executive Governance Function##Approved##20220531##,Logistics Insurance LLC##01585##Senior Management Function##Approved##20220531##,
Philip, Polachirakal Ninan Rajiv 01296Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Approved####20130912,Bank Sarasin-Alpen (Qatar) LLC##00072##Compliance Oversight Function##Withdrawn####20140115,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Approved####20130912,Bank Sarasin-Alpen (Qatar) LLC##00072##MLRO Function##Withdrawn####20140115,
Philipose, Saji 00709QIC International LLC##00034##Internal Audit Function##Withdrawn####20180308,Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn####20130113,Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn####20151202,Qatar Reinsurance Company LLC##00117##MLRO Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn####20130113,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn####20151202,Qatar Reinsurance Company LLC##00117##Internal Audit Function##Approved####20131230,Qatar Reinsurance Company LLC##00117##Internal Audit Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Internal Audit Function##Approved####20131230,Q Life & Medical Insurance Company LLC##00141##Internal Audit Function##Withdrawn####20230710,QIC International LLC##00034##Internal Audit Function##Approved####20131230,
Picardo, Aaron 01978Nasco Qatar LLC##00057##Compliance Oversight Function##Approved####20220913,Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn####20230630,Nasco Qatar LLC##00057##MLRO Function##Approved####20220913,Nasco Qatar LLC##00057##MLRO Function##Withdrawn####20230630,
Pickford, Susan Elizabeth 01577Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20170228,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20221009,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved####20170201,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Withdrawn####20221016,
Pietrantoni, Luca 02065Intesa Sanpaolo S.p.A. - QFC Branch##00301##Non-Executive Governance Function##Approved##20231227##,
Piipponen, Olli-Pekka Aleksi 01602Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20170720,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20171107,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20170720,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20171107,
Pike, Martin Thomas 00935Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20110421,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20110713,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20110421,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110713,
Pillai, Ammayappa Subramania 00545Al Mal Bank LLC##00100##Finance Function##Approved####20081203,Al Mal Bank LLC##00100##Finance Function##Withdrawn####20090812,
Pinto, Joseph Gilou 00438AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20080722,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20120520,
Pirzada, Tahir Hayat 02049Al Rayan Investment LLC##00045##Non-Executive Governance Function##Approved##20230813##,
Pitts, Gary 00738RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Approved####20100310,RELIGARE CAPITAL MARKETS PLC##00090##Compliance Oversight Function##Withdrawn####20110117,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Approved####20100310,RELIGARE CAPITAL MARKETS PLC##00090##MLRO Function##Withdrawn####20110117,
Plackiyil, Joseph Jacob 00316American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Plas, Fulya 01821Lesha Bank LLC (Public)##00091##Risk Management Function##Approved##20210223##,
Plews, Richard Edwin 00793Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20100707,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20120618,
Pluchet, Vincent Marc Edmond 00368Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Approved####20090312,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Withdrawn####20091123,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Approved####20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Withdrawn####20170529,
Poduval, Manoj Sivadas 01515American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Approved####20160110,American Life Insurance Company ("ALICO")##00036##Senior Executive Function##Withdrawn####20200206,
Polli, Natacha Anne 00716Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Approved####20100207,Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Withdrawn####20120109,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Approved####20100207,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Withdrawn####20120109,
Polli, Stephane 01418Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved####20140826,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn####20160131,
Ponkshe, Jeetendra Madhukar 01382ICICI Bank Limited##00041##Internal Audit Function##Approved####20140327,ICICI Bank Limited##00041##Internal Audit Function##Withdrawn####20150831,
Popat, Alniz Noorali Chaturbhai 01199Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved##20130109##,
Popat, Nausheen Aliniz 01455Lifecare International (Qatar) LLC##00162##Executive Governance Function##Approved####20150126,Lifecare International (Qatar) LLC##00162##Executive Governance Function##Withdrawn####20180401,
Popov, Vladimiros 01735CQUR Bank LLC##00622##Senior Management Function##Approved####20200127,CQUR Bank LLC##00622##Senior Management Function##Withdrawn####20221031,
Portelli, James 01195Lifecare International (Qatar) LLC##00162##Senior Executive Function##Approved####20130109,Lifecare International (Qatar) LLC##00162##Senior Executive Function##Withdrawn####20130109,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Approved####20130109,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn####20130109,
Prabhu, Santosh Shreenivas 01134Takaful International Company - QFC Branch##00131##Finance Function##Approved####20120715,Takaful International Company - QFC Branch##00131##Finance Function##Withdrawn####20210809,
Prasad, Shiva 00748Marsh Qatar LLC##00085##Executive Governance Function##Approved####20110808,Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn####20171031,Marsh Qatar LLC##00085##Finance Function##Approved####20100328,Marsh Qatar LLC##00085##Finance Function##Withdrawn####20171031,
Pratap, Satyajit 00931State Bank of India - QFC Branch##00137##Senior Executive Function##Approved####20110407,State Bank of India - QFC Branch##00137##Senior Executive Function##Withdrawn####20121030,
Prescott, George Andrew 01290Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Approved####20130828,Qatar Reinsurance Company LLC##00117##Non-Executive Governance Function##Withdrawn####20151202,
Prince, Michael Christy 00317American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20110410,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20130724,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Profugo, Gerardo Ella 00576T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Approved####20101227,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Customer Facing Function-Insurance Mediation##Withdrawn####20121206,Aon Qatar LLC##00086##Customer Facing Function-Advising on Investments##Approved####20090209,Aon Qatar LLC##00086##Customer Facing Function-Advising on Investments##Withdrawn####20101212,Aon Qatar LLC##00086##Customer Facing Function-Arranging Deals in Investments##Approved####20090209,Aon Qatar LLC##00086##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101212,Aon Qatar LLC##00086##Customer Facing Function-Dealing in Investments##Approved####20090209,Aon Qatar LLC##00086##Customer Facing Function-Dealing in Investments##Withdrawn####20101212,
Purswani, Kishore Kumar 01630Lifecare International (Qatar) LLC##00162##Finance Function##Approved####20180204,Lifecare International (Qatar) LLC##00162##Finance Function##Withdrawn####20231031,
Puthan, Rajesh Koreth 00318American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Qadoura, Bilal Najeh Abdelrahman 01281SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20130716,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Qamar, Syed Faraz 01364EMIRATES NBD PJSC##00026##MLRO Function##Approved####20140210,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn####20150325,
Qassas, Asaad 02022Marsh Qatar LLC##00085##Senior Executive Function##Approved##20230418##,
Qayyum, Arfat 01724Credit Suisse (Qatar) LLC##00005##Senior Management Function##Approved####20191022,Credit Suisse (Qatar) LLC##00005##Senior Management Function##Withdrawn####20230725,Credit Suisse (Qatar) LLC##00005##Senior Executive Function##Approved##20230731##,
Quezon, Melanie 01100AIG MEA Limited##00035##Finance Function##Approved####20120429,AIG MEA Limited##00035##Finance Function##Withdrawn####20141231,
Quin, Tara Elizabeth 01217Nexus Financial Services WLL##00099##Compliance Oversight Function##Approved####20130203,Nexus Financial Services WLL##00099##Compliance Oversight Function##Withdrawn####20200309,Nexus Financial Services WLL##00099##MLRO Function##Approved####20130203,Nexus Financial Services WLL##00099##MLRO Function##Withdrawn####20200309,
Qureshi, Aasim Ahmad 00498QNB Capital LLC##00096##Senior Executive Function##Approved##20140327##,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20080928,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Quttaineh, Iyad Ishaq Ibrahim 00837EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Approved####20101101,EMIRATES NBD PJSC##00026##Customer Facing Function-Advising on Investments##Withdrawn####20111114,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Approved####20101101,EMIRATES NBD PJSC##00026##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111114,
Raad, Bechara 01124Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20120611,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20130331,
Rabah, Ahmad Mohammad Ahmad 01597Takaful International Company - QFC Branch##00131##Senior Executive Function##Approved####20170716,Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn####20190902,
Radhakrishnan, Prasanth Ezhuthullil 00948SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20110526,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn####20131101,
Radhakrishnan, Shyamala 01832Societe Generale - Doha Representative Office##01238##MLRO Function##Approved##20210314##,
Radhi, Salah Yusuf Ali 01018Bahrain National Insurance Company BSC (C) QFC Branch##00147##MLRO Function##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##MLRO Function##Withdrawn####20170102,
Raffel, Andreas 00698Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn####20120611,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn####20120611,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120611,
Ragoo, Mohamad Farhan 02038Sword Capital Representative Office##01431##Senior Executive Function##Approved####20230705,Sword Capital Representative Office##01431##Senior Executive Function##Withdrawn####20241105,
Raham, Maher 01363Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Approved####20140210,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Approved####20140210,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Raheemi, Salah Haider Ali Ismaeel 00464QINVEST LLC##00048##Non-Executive Governance Function##Approved####20080831,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20100103,
Rahim, Abdul 00657T'azur Company b.s.c. ( c ) - QFC Branch##00112##Actuarial Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Actuarial Function##Withdrawn####20220516,
Rahiman, Shinaj 00863SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20110106,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Rahimi, Mohamed Fathalla Abbas Fathalla 01596MedGulf Takaful - QFC Branch##00110##Finance Function##Approved##20170710##,
Rai, Swajeet 00869MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110113,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20111101,
Raich, Dietmar 00646MedGulf Takaful - QFC Branch##00110##Finance Function##Approved####20090809,MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn####20100411,
Rajab, Mufeed Abdulnabi Abdali 01490Investcorp Investments LLC##00219##MLRO Function##Approved####20150617,Investcorp Investments LLC##00219##MLRO Function##Withdrawn####20170109,
Rajagopalan, Pradeep 00041Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Approved####20060501,Kuwait Financial Centre S.A.K.##00009##Compliance Oversight Function##Withdrawn####20070206,
Ramachandran, Pattabiraman 00531Nexus Financial Services WLL##00099##Finance Function##Approved####20081130,Nexus Financial Services WLL##00099##Finance Function##Withdrawn####20090422,
Ramadan, Hassan Mohamed Tahir 00401The Saudi National Bank##00081##Compliance Oversight Function##Approved####20080525,The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn####20100328,The Saudi National Bank##00081##MLRO Function##Approved####20080525,The Saudi National Bank##00081##MLRO Function##Withdrawn####20100328,
Ramakrishnan, Koluthumani 01016Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Compliance Oversight Function##Withdrawn####20121231,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Approved####20130501,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Compliance Oversight Function##Withdrawn####20220516,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Approved####20130501,T'azur Company b.s.c. ( c ) - QFC Branch##00112##MLRO Function##Withdrawn####20220516,
Ramamurthi, Ganesan 00380Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Approved####20080308,Abu Dhabi Commercial Bank##00075##Compliance Oversight Function##Withdrawn####20120423,
Raman, Rajasree Vengalil 01579Lifecare International (Qatar) LLC##00162##Compliance Oversight Function##Approved##20170219##,Lifecare International (Qatar) LLC##00162##MLRO Function##Approved##20170219##,
Rana, Ali Shahid 01419QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Approved####20140826,QNB Capital LLC##00096##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Approved####20140826,QNB Capital LLC##00096##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Rancon, Angela Ethel 01353Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20140205,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20140515,
Rancon, Christophe Denis 01352Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20140205,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn####20140515,
Randall, Robert John Hugo 00898Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Senior Management Function##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20110302,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Managing Investments##Appro,
Rao, Gajula Narayana 00974Q Life & Medical Insurance Company LLC##00141##Senior Management Function##Approved####20120326,Q Life & Medical Insurance Company LLC##00141##Senior Management Function##Withdrawn####20230710,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Approved####20110713,Q Life & Medical Insurance Company LLC##00141##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Raoof, Bashar Abdulkhaleq 01788Oman Reinsurance Co. - QFC Branch##01134##Senior Executive Function##Approved##20201130##,
Rashed, Amany Mahmoud Salah El Din 00381Abu Dhabi Commercial Bank##00075##Senior Executive Function##Approved####20080308,Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn####20100418,
Rashed, Khaled Hassan 00228CORECAP MERCHANT BANK LLC##00059##Senior Executive Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Senior Executive Function##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Executive Governance Function##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Approved####20070828,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Dealing in Investments##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##Custome,
Rasheed, Asim 01191EMIRATES NBD PJSC##00026##Finance Function##Approved####20130107,EMIRATES NBD PJSC##00026##Finance Function##Withdrawn####20150325,
Rashid, Humaun 01389Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20140407,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140803,
Rashid, Shahnawaz 01950CB Asset Management LLC##01179##Executive Governance Function##Approved##20220630##,
Rashwan, Mohamed Mahran Taie Ahmed 00372AIG MEA Limited##00035##Senior Executive Function##Approved####20080308,AIG MEA Limited##00035##Senior Executive Function##Withdrawn####20100902,AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Approved####20080308,AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Withdrawn####20100902,Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Approved####20121008,Zurich Insurance Company Ltd. QFC Branch##00166##Senior Executive Function##Withdrawn####20121031,
Rasool, Shahid 00692QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20091101,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100426,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20091101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100426,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20091101,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100426,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121009,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20091101,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20100426,QINVEST ,
Raspaud, Marina Pons 01719Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20190929,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn####20191121,
Ratnavale, Dharshini Anosha 00239EMIRATES NBD PJSC##00026##Compliance Oversight Function##Approved####20070912,EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn####20100620,EMIRATES NBD PJSC##00026##MLRO Function##Approved####20070912,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn####20100620,
Rawlingson, James Hedley 00418Coutts & Co##00084##Finance Function##Approved####20080619,Coutts & Co##00084##Finance Function##Withdrawn####20110922,
Ray, John Paul 00843Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20101123,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140316,
Rayyan, Osama Y 01781Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20201103,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20201223,
Raza, Saman 01894Morgan Stanley & Co International plc##00019##Executive Governance Function##Approved##20211103##,
Razzaq, Faheem 02074Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Compliance Oversight Function##Approved##20240430##,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##MLRO Function##Approved##20240430##,
Reaidi, Marc 01700Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20201110,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20190731,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20191201,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Approved####20190926,Sanguine Investment Managers LLC##00744##Compliance Oversight Function##Withdrawn####20200701,Sanguine Investment Managers LLC##00744##MLRO Function##Approved####20190926,Sanguine Investment Managers LLC##00744##MLRO Function##Withdrawn####20200701,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20200728,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20201105,
Recardo, Mark Philip (Prohibited) 00639Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20090728,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20120220,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20140818,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20090728,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20120220,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20140818,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20090728,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20120226,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140818,
Rehman, Muhammad Abdul 01841Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Approved####20210421,Oman Reinsurance Co. - QFC Branch##01134##Risk Management Function##Withdrawn####20210912,
Revenok, Natalia 01699CQUR Bank LLC##00622##Internal Audit Function##Approved##20190716##,
Reynolds, Paul Edward 00699Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn####20130704,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn####20130704,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Approved####20091118,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130704,
Rhazi, Sofia Senhaji 01133Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20120710,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20130320,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20120710,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130320,
Richards, Aycan 01254Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20130603,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20190708,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20190808,
Richardson, Barbara Mary 00628QREIC Sukuk LLC##00012##MLRO Function##Approved####20090603,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20110512,
Riegel, Jean-Marc Arthur 00178QINVEST LLC##00048##Non-Executive Governance Function##Approved####20070430,QINVEST LLC##00048##Non-Executive Governance Function##Withdrawn####20110124,
Riesmeier, Knut 00652Pacific Star Doha LLC##00111##Senior Executive Function##Approved####20090827,Pacific Star Doha LLC##00111##Senior Executive Function##Withdrawn####20101017,Pacific Star Doha LLC##00111##Executive Governance Function##Approved####20090827,Pacific Star Doha LLC##00111##Executive Governance Function##Withdrawn####20101017,Pacific Star Doha LLC##00111##Customer Facing Function-Advising on Investments##Approved####20090827,Pacific Star Doha LLC##00111##Customer Facing Function-Advising on Investments##Withdrawn####20101017,Pacific Star Doha LLC##00111##Customer Facing Function-Arranging Deals in Investments##Approved####20090827,Pacific Star Doha LLC##00111##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101017,
Ringa, Younes 00236Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20070911,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20130502,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20070911,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130502,
Ringrow, Rodney James 00446State Street Middle East North Africa LLC##00088##Senior Executive Function##Approved####20080729,State Street Middle East North Africa LLC##00088##Senior Executive Function##Withdrawn####20130730,State Street Middle East North Africa LLC##00088##Executive Governance Function##Approved####20080729,State Street Middle East North Africa LLC##00088##Executive Governance Function##Withdrawn####20130730,State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Approved####20080729,State Street Middle East North Africa LLC##00088##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130730,
Rix, Adam 00547Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20101227,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20110308,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20101227,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110308,Zurich International Life Limited##00067##Senior Executive Function##Approved####20081204,Zurich International Life Limited##00067##Senior Executive Function##Withdrawn####20101007,
Rizk, Rachid 01206Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Approved####20130116,Innovation Capital Qatar LLC##00151##Non-Executive Governance Function##Withdrawn####20131105,
Rizvi, Syed Fawad Ali 01371Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20140309,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20140309,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20140309,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Approved####20140309,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Rizvi, Syed Mohsin Mujtaba 02104Qatar Derivatives Exchange LLC##02488##Senior Executive Function##Approved##20240805##,Qatar Derivatives Exchange LLC##02488##Executive Governance Function##Approved##20240805##,Qatar Central Counterparty LLC##02487##Non-Executive Governance Function##Approved##20240805##,
Rizzo, Joseph Mary 01019Bahrain National Insurance Company BSC (C) QFC Branch##00147##Risk Management Function##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Risk Management Function##Withdrawn####20170102,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Management Function##Approved####20111010,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Management Function##Withdrawn####20170102,
Robert, Xavier Marie 01831Societe Generale - Doha Representative Office##01238##Senior Executive Function##Approved##20210314##,
Roberts, Camille Jacqueline Renee 01786Credit Agricole CIB - QFC Branch##00935##Compliance Oversight Function##Approved##20201125##,Credit Agricole CIB - QFC Branch##00935##MLRO Function##Approved##20201125##,
Roberts, Helen Louise 00642Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Approved####20090728,Prime Financial Solutions LLC##00109##Customer Facing Function-Advising on Investments##Withdrawn####20100707,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Approved####20090728,Prime Financial Solutions LLC##00109##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100707,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20100920,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20120719,
Robinson, Christopher Douglas 00073UBP (Qatar) LLC##00021##Non-Executive Governance Function##Approved####20061031,UBP (Qatar) LLC##00021##Non-Executive Governance Function##Withdrawn####20100207,
Roden, Luke William 01268Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20130612,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20151202,
Rodger, Irvine Neil 00168The Royal Bank of Scotland plc##00046##MLRO Function##Approved####20070404,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn####20081023,
Romblon, Jean Orseo 01732Prime Financial Solutions LLC##00109##Finance Function##Approved####20191216,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20211111,
Romic, Ante 02107Qatar Central Counterparty LLC##02487##Senior Executive Function##Approved##20240805##,Qatar Central Counterparty LLC##02487##Executive Governance Function##Approved##20240805##,Qatar Derivatives Exchange LLC##02488##Non-Executive Governance Function##Approved##20240805##,
Rose, Brian 00761Prime Financial Solutions LLC##00109##Senior Executive Function##Approved####20120220,Prime Financial Solutions LLC##00109##Senior Executive Function##Withdrawn####20140731,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20120220,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20140731,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20100505,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140131,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140731,
Ross, Tracy Anne 01840Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved####20210421,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Withdrawn####20220519,
Rossi, Andrea Paolo 00077Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20061119,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20080227,
Roux, Amanda Maria 01893JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Non-Executive Governance Function##Approved##20211103##,
Rowbotham, Brian 00460RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Finance Function##Withdrawn####20090422,
Russell, David Gibb 00720Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Approved####20101123,Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Withdrawn####20150816,Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Withdrawn####20200810,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Approved####20131008,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Withdrawn####20150816,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Withdrawn####20200810,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20091215,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Saacke, Bernd-Gunther 01240Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20130428,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20151202,
Saad, Mazen 01038SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Approved####20111101,SEIB Insurance and Reinsurance Company LLC##00114##Finance Function##Withdrawn####20120910,
Saad, Roberto 00482Nasco Qatar LLC##00057##Compliance Oversight Function##Approved####20080914,Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn####20100328,Nasco Qatar LLC##00057##MLRO Function##Approved####20080914,Nasco Qatar LLC##00057##MLRO Function##Withdrawn####20100328,
Saade, Elie Youssef 01092SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Approved####20120408,SEIB Insurance and Reinsurance Company LLC##00114##Customer Facing Function-Insurance Mediation##Withdrawn####20120408,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20130425,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Saade, Nicolas Antonio 00393BLOM Bank Qatar LLC##00079##Non-Executive Governance Function##Approved##20080407##,
Saba, Aladdin Hassouna Mahmoud 00409Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Approved####20080528,Beltone Financial Qatar LLC##00082##Non-Executive Governance Function##Withdrawn####20120809,
Sabbagh, Rami 02033Nasco Qatar LLC##00057##Non-Executive Governance Function##Approved##20230705##,
Sabra Dandan, Ghina 01533Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20160509##,
Sabry, Ahmed Farahat Ismail 01329EFG-Hermes Qatar LLC##00069##Finance Function##Approved####20131216,EFG-Hermes Qatar LLC##00069##Finance Function##Withdrawn####20150510,
Sachdeva, Jatin 02080Credit Agricole CIB - QFC Branch##00935##Finance Function##Approved##20240324##,
Sadr, Seyed Amir 02082Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved##20240401##,
Safar, Andrew 01213Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20130127,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20140630,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20130127,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140630,
Sage, Guy Charles Boswell 01394Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20140415,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Sah, Amit 01802CB Asset Management LLC##01179##Executive Governance Function##Approved####20201230,CB Asset Management LLC##01179##Executive Governance Function##Withdrawn####20220508,
Saha, Subir Kumar 00814Barclays Bank PLC##00018##Finance Function##Approved####20101003,Barclays Bank PLC##00018##Finance Function##Withdrawn####20200601,
Sahal, Sharad 01785Credit Agricole CIB - QFC Branch##00935##Finance Function##Approved####20201117,Credit Agricole CIB - QFC Branch##00935##Finance Function##Withdrawn####20240324,
Sahi, Alok 00710Qatar Reinsurance Company LLC##00117##Finance Function##Approved####20091206,Qatar Reinsurance Company LLC##00117##Finance Function##Withdrawn####20151202,
Said, Yousaf Zalme 00063QREIC Sukuk LLC##00012##MLRO Function##Approved####20060921,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20080110,
Saine, Magdalena 00240Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20070917,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn####20081120,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20070917,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081120,
Sainulabdin, Niaz Sait 01345American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Approved####20140120,American Life Insurance Company ("ALICO")##00036##Internal Audit Function##Withdrawn####20180630,
Saito, Jun 01867Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved##20210727##,
Sakai, Masashi 01889MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved####20211103,MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Withdrawn####20230514,
Sakhnini, Ebrahim Khalil Ebrahim 01161Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved####20121008,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn####20130807,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved####20121008,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn####20130807,
Sako, Abdoul Karim 01871Citibank, N.A.##00043##Executive Governance Function##Approved####20210905,Citibank, N.A.##00043##Executive Governance Function##Withdrawn####20240715,
Salama, Karim Aly Awad Saleh 01294EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20130912,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20150510,
Saleem, Rizwan 01436Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20141111,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Saleem, Syed Khalid 00749The Saudi National Bank##00081##Compliance Oversight Function##Approved####20100328,The Saudi National Bank##00081##Compliance Oversight Function##Withdrawn####20160428,The Saudi National Bank##00081##MLRO Function##Approved####20100328,The Saudi National Bank##00081##MLRO Function##Withdrawn####20160428,
Saleh, Hassan 01845Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20210525##,
Saleh, Saleh Imam Abdelfattah 01539SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Approved####20160626,SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Withdrawn####20230831,
Salhi, Sulaiman Yousuf 00630Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Approved####20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Senior Executive Function##Withdrawn####20130720,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20130720,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20090705,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130720,Lesha Bank LLC (Public)##00091##Senior Management Function##Approved####20131106,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20180508,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20131106,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function##,
Saliba, Ramzi Nabil 00271Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20071127,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20130228,
Salibi, Fadi Fouad 00662AXA Investment Managers LLC##00008##Senior Executive Function##Approved####20130410,AXA Investment Managers LLC##00008##Senior Executive Function##Withdrawn####20190710,AXA Investment Managers LLC##00008##Executive Governance Function##Approved####20120326,AXA Investment Managers LLC##00008##Executive Governance Function##Withdrawn####20190710,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Approved####20090930,AXA Investment Managers LLC##00008##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Approved####20090930,AXA Investment Managers LLC##00008##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Salla, Chandra Shekar 00603MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Approved####20090408,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn####20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110817,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Approved####20090408,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Withdrawn####20110817,
Salman, Ali 01076Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20120312,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Salvadori, Livia 01632Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved##20180326##,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn####20190213,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved####20181029,
Samaha, Elia Samir 00272Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20071127,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20210525,
Samar, Richard Moh 00775Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140701,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140701,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn####20140701,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20100609,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn####20140701,
Samhouri, Tal Fawzi 01562Amwal LLC##00145##Senior Management Function##Approved####20161204,Amwal LLC##00145##Senior Management Function##Withdrawn####20190831,
Sangster, Gail Beveridge 01355Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Approved####20140205,Lifecare International (Qatar) LLC##00162##Non-Executive Governance Function##Withdrawn####20160831,
Sangster, Ian 00190QIC International LLC##00034##Senior Management Function##Approved####20070528,QIC International LLC##00034##Senior Management Function##Withdrawn####20120301,QIC International LLC##00034##Senior Management Function##Withdrawn####20130924,Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20110421,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20120910,QIC International LLC##00034##Senior Management Function##Approved####20120910,
Sangster, Shaun Scott Beveridge 00779EMIRATES NBD PJSC##00026##Compliance Oversight Function##Approved####20100620,EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn####20131114,EMIRATES NBD PJSC##00026##MLRO Function##Approved####20100620,EMIRATES NBD PJSC##00026##MLRO Function##Withdrawn####20131114,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Approved####20140331,The Royal Bank of Scotland plc##00046##Compliance Oversight Function##Withdrawn####20150325,The Royal Bank of Scotland plc##00046##MLRO Function##Approved####20140331,The Royal Bank of Scotland plc##00046##MLRO Function##Withdrawn####20150325,
Sankar, Tiruchendurai Ramamurthy 00352Sharq Insurance LLC##00054##Finance Function##Approved####20080127,Sharq Insurance LLC##00054##Finance Function##Withdrawn####20110421,
Santhi, Baiju Vijayan 00739American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20100310,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140601,
Santosh, Neelakantan Narayanaswamy 00319American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20110703,
Santoshkumar, Pushpa 00096Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn####20100815,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Finance Function##Withdrawn####20100815,
Sanz Paris, Oscar 02013CQUR Bank LLC##00622##Senior Management Function##Approved##20230213##,
Saradar, Mario Joseph 00273Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20071127,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20110405,
Sarasin, Eric Gerard 00362Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20130708,
Sari, Hasan Cagril 01461Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Approved####20150127,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Compliance Oversight Function##Withdrawn####20150528,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Approved####20150127,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##MLRO Function##Withdrawn####20150528,
Sarkis, Elian 01401Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20140526,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20140526,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Sarwat, Sameh Abdelrehim Abdelrahman Mohamed 00780Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20100620,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20100620,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Sassoon, Elie Vivien 01265Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20130612,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20141228,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20150618##,
Satheesan, Arayan Veetil 00320American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20130210,
Savo, Sandy 01148Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120830,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20130901,
Sawko, Herve Christophe 00783Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved####20100621,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn####20120415,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Approved####20100621,Rothschild & Co Doha LLC##00116##Customer Facing Function-Advising on Investments##Withdrawn####20120415,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Approved####20100621,Rothschild & Co Doha LLC##00116##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120415,
Say, Martin Charles 00202Ansbacher & Co Limited##00001##Finance Function##Approved####20070709,Ansbacher & Co Limited##00001##Finance Function##Withdrawn####20090906,
Sboul, Anmar Walid Jawdat 01415Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Approved####20140821,Arab Jordan Investment Bank (Qatar) LLC##00003##Risk Management Function##Withdrawn####20220210,
Schaeffer, Caleb Terence 01043Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20111124,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20120312,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20111124,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120312,
Schemnad, Shakeel 01416Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Approved####20140821,Zurich Insurance Company Ltd. QFC Branch##00166##Compliance Oversight Function##Withdrawn####20190115,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Approved####20140821,Zurich Insurance Company Ltd. QFC Branch##00166##MLRO Function##Withdrawn####20190115,
Schmidt, Thomas 01208Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20130120,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130211,
Schmutz, Frederic Georges 01445Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20141209,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20141209,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Schnitzer, Ferenc 01523Aventicum Capital Management (Qatar) LLC##00173##Senior Executive Function##Approved##20240707##,Aventicum Capital Management (Qatar) LLC##00173##Executive Governance Function##Approved##20240707##,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved####20160316,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn####20240707,
Schrank, Leonard Harold 00522Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014,
Schuerch, Willi Bruno 01267Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20130612,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20150112,
Schuetz, Alexander Wolfang Nikolaus 00101Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Approved####20061228,Deutsche Bank AG Doha (QFC) Branch##00032##Senior Executive Function##Withdrawn####20070529,
Schulz, Christian Hans Oskar 00826MedGulf Takaful - QFC Branch##00110##Finance Function##Approved####20101017,MedGulf Takaful - QFC Branch##00110##Finance Function##Withdrawn####20120415,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Approved####20101017,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn####20120415,
Sebastian, Nikitha 02072Julius Baer (QFC) LLC##01606##Finance Function##Approved##20240218##,
Sebban, Salomon Elie 01466Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved####20150209,Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Withdrawn####20150607,
Sednaoui, Philippe Rafic 01366Bank Audi LLC##00027##Non-Executive Governance Function##Approved####20140217,Bank Audi LLC##00027##Non-Executive Governance Function##Withdrawn####20210525,
Seetharaman, Rahavan 00212Sharq Insurance LLC##00054##Senior Executive Function##Approved####20070716,Sharq Insurance LLC##00054##Senior Executive Function##Withdrawn####20210220,Sharq Insurance LLC##00054##Executive Governance Function##Approved####20070716,Sharq Insurance LLC##00054##Executive Governance Function##Withdrawn####20210220,
Seifert, Ingo Michael 01940Logistics Insurance LLC##01585##Senior Executive Function##Approved##20220531##,Logistics Insurance LLC##01585##Executive Governance Function##Approved##20220531##,Logistics Insurance LLC##01585##Finance Function##Approved##20220531##,
Selestine, Charles Prayee 00147Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20070612,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20081019,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20070612,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081019,
Sermiti, Ahmad Showqi Assad 00015Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Finance Function##Withdrawn####20070514,
Sevimli, Gulden 01746Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Approved####20200216,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn####20220531,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Approved####20200216,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn####20220531,
Shabbir, Farhan 00402The Saudi National Bank##00081##Finance Function##Approved####20080525,The Saudi National Bank##00081##Finance Function##Withdrawn####20090709,
Shabib, Tareq Adnan Amin 00589Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20090401,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20090401,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Approved####20090401,Lesha Bank LLC (Public)##00091##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Approved####20090401,Lesha Bank LLC (Public)##00091##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Shah, Nimesh Vipinbabu 00135ICICI Bank Limited##00041##Senior Executive Function##Approved####20070321,ICICI Bank Limited##00041##Senior Executive Function##Withdrawn####20070903,
Shah, Rajeshkumar Vinodchandra 00890Takaful International Company - QFC Branch##00131##Finance Function##Approved####20110215,Takaful International Company - QFC Branch##00131##Finance Function##Withdrawn####20120513,
Shahbal, Rehab Ali Omar 01344First Abu Dhabi Bank - QFC Branch##00098##Internal Audit Function##Approved##20140120##,
Shahbaz, Shahzad 00466QINVEST LLC##00048##Senior Executive Function##Approved####20080902,QINVEST LLC##00048##Senior Executive Function##Withdrawn####20121122,QINVEST LLC##00048##Executive Governance Function##Approved####20100103,QINVEST LLC##00048##Executive Governance Function##Withdrawn####20110220,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20080902,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100426,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121122,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20080902,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100426,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121122,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20080902,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####2,
Shahbazi, Yousuf Ahmed 01611Merrill Lynch International - QFC Branch##00258##Non-Executive Governance Function##Approved##20170921##,
Shaheem, Abdolnabi Masoud 00435Aon Qatar LLC##00086##Executive Governance Function##Approved####20080722,Aon Qatar LLC##00086##Executive Governance Function##Withdrawn####20210614,Aon Qatar LLC##00086##Non-Executive Governance Function##Approved####20211011,Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn####20240306,
Shaikh, Mohammed Amin Mohammed Zubair 01332EMIRATES NBD PJSC##00026##Compliance Oversight Function##Approved####20131219,EMIRATES NBD PJSC##00026##Compliance Oversight Function##Withdrawn####20150325,
Shaker, Sakina Jaber Ali 02097Citibank, N.A.##00043##Executive Governance Function##Approved##20240715##,
Shakil, Syed Muhammad Mansoor 00481Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20080909,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20080909,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn####20100825,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Managing Investments##Withdrawn####20100825,
Shakur, Aamir 00164Al Rayan Investment LLC##00045##Finance Function##Approved####20070403,Al Rayan Investment LLC##00045##Finance Function##Withdrawn####20080810,CQUR Bank LLC##00622##Finance Function##Approved####20230529,CQUR Bank LLC##00622##Finance Function##Withdrawn####20230831,
Shams, Khalil Abdulnabi Jaafar Abdulla 01228SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Approved####20150917,SEIB Insurance and Reinsurance Company LLC##00114##Senior Management Function##Withdrawn####20160118,Takaful International Company - QFC Branch##00131##Senior Management Function##Approved####20140205,Takaful International Company - QFC Branch##00131##Senior Management Function##Withdrawn####20150906,Takaful International Company - QFC Branch##00131##Senior Management Function##Approved####20160228,Takaful International Company - QFC Branch##00131##Senior Management Function##Withdrawn####20171129,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Approved####20130402,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Shamsi, Mohamed Mahmood Ghuloom Hasan 01319MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Approved####20131124,MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn####20150317,
Shankaramani, Venkatesh Narayan 01499ICICI Bank Limited##00041##Internal Audit Function##Approved####20150816,ICICI Bank Limited##00041##Internal Audit Function##Withdrawn####20181217,
Shanmugam, Vinod Kumar 00595Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20090408,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20110922,Marsh Qatar LLC##00085##Senior Executive Function##Approved####20171023,Marsh Qatar LLC##00085##Senior Executive Function##Withdrawn####20230401,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20111117,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Shannon, Anthony 01847AWP Health & Life S.A.##00193##Executive Governance Function##Approved##20210525##,
Sharad, Harlalka Nikhil 00198BMI BANK B.S.C(c)##00052##MLRO Function##Approved####20070628,BMI BANK B.S.C(c)##00052##MLRO Function##Withdrawn####20080709,
Sharif, Ahmad Sami 01108MedGulf Takaful - QFC Branch##00110##Actuarial Function##Approved####20120513,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn####20130915,
Sharif, Zarqa Bibi 01776Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Approved####20200921,Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Withdrawn####20231227,Sumitomo Mitsui Banking Corporation##00073##MLRO Function##Approved##20220606##,
Sharma, Kiran Kumar 01524Sharq Insurance LLC##00054##Senior Management Function##Approved####20160321,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20181004,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20181106,
Sharma, Vikash 01158ICICI Bank Limited##00041##Senior Management Function##Approved####20121007,ICICI Bank Limited##00041##Senior Management Function##Withdrawn####20181217,
Sharma, Vinod Kumar 00436Aon Qatar LLC##00086##Finance Function##Approved####20080722,Aon Qatar LLC##00086##Finance Function##Withdrawn####20100902,
Shaw, Sandra 00419Coutts & Co##00084##Senior Management Function##Approved####20080619,Coutts & Co##00084##Senior Management Function##Withdrawn####20110220,
Shawkat, Khaled Ahmed Amin 00342EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Compliance Oversight Function##Withdrawn####20090104,EFG-Hermes Qatar LLC##00069##MLRO Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##MLRO Function##Withdrawn####20090104,
Shawki, Hazem Ahmed 01159Goldman Sachs International##00053##Senior Executive Function##Approved####20121007,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20141231,Goldman Sachs International##00053##Senior Executive Function##Withdrawn####20180722,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Approved####20121007,Goldman Sachs International##00053##Customer Facing Function-Advising on Investments##Withdrawn####20141231,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Approved####20121007,Goldman Sachs International##00053##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20141231,Goldman Sachs International##00053##Senior Executive Function##Approved####20160405,
Shayesteh, Ramin 01653Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Approved####20180909,Nomura International plc, Qatar Financial Centre Branch##00106##Senior Executive Function##Withdrawn####20210202,
Sheehan, Gary John 00981Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110731,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20121127,
Shehadeh Ibrahim, George William 00997Amwal LLC##00145##Senior Executive Function##Approved####20110914,Amwal LLC##00145##Senior Executive Function##Withdrawn####20130627,Amwal LLC##00145##Executive Governance Function##Approved####20110914,Amwal LLC##00145##Executive Governance Function##Withdrawn####20130513,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn####20130627,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130627,
Sheikh Yasin, Emad Faisal Ibrahim 01059Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20120220,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20121219,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Senior Executive Function##Approved##20190527##,
Shekharath, Ravindran Kurumala 01057Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20120208,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Shelper, Mark Robert 00599Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20091115,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091115,
Shenouda, Nader 00594QINVEST LLC##00048##Senior Management Function##Approved####20090407,QINVEST LLC##00048##Senior Management Function##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100805,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100805,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20121125,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20090407,QINVEST LLC##00048##Customer Facing Function-Ma,
Sherkati Cott, Elnas Azar 01939Logistics Insurance LLC##01585##Compliance Oversight Function##Approved####20220531,Logistics Insurance LLC##01585##Compliance Oversight Function##Withdrawn####20230930,
Shetty, Sandeepkumar Raju 01723AIG MEA Limited##00035##Finance Function##Approved####20191022,AIG MEA Limited##00035##Finance Function##Withdrawn####20191231,
Shinde Ramesh Rao, Indra Priya 00883Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20110206,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20111003,
Shiralkar, Medha Vinod 01368Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20140225,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20170222,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20140225,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20170222,
Shivaprakash, Somasundaram 00213Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Approved####20070716,Sharq Insurance LLC##00054##Customer Facing Function-Advising on Investments##Withdrawn####20101123,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Approved####20070716,Sharq Insurance LLC##00054##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101123,
Shotton, Timothy 00465QINVEST LLC##00048##Senior Management Function##Approved####20080831,QINVEST LLC##00048##Senior Management Function##Withdrawn####20181231,QINVEST LLC##00048##Internal Audit Function##Approved####20130917,QINVEST LLC##00048##Internal Audit Function##Withdrawn####20181231,
Shoughari, Aya 00490BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Approved####20080922,BLOM Bank Qatar LLC##00079##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20091008,
Shurey, Lee Charles 01113Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Approved####20120527,Daman Health Insurance Qatar LLC##00142##Senior Executive Function##Withdrawn####20150601,
Sibley, Philip James 00373AIG MEA Limited##00035##Finance Function##Approved####20080308,AIG MEA Limited##00035##Finance Function##Withdrawn####20090616,AIG MEA Limited##00035##Finance Function##Approved####20100124,AIG MEA Limited##00035##Finance Function##Withdrawn####20111206,
Sikander, Shariq 01690Sharq Insurance LLC##00054##Actuarial Function##Approved####20190714,Sharq Insurance LLC##00054##Actuarial Function##Withdrawn####20220403,
Silva Jose, Thommana 01857Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Finance Function##Approved##20210706##,
Simms, William Richard 00006Ansbacher & Co Limited##00001##Compliance Oversight Function##Approved####20050929,Ansbacher & Co Limited##00001##Compliance Oversight Function##Withdrawn####20070724,Ansbacher & Co Limited##00001##MLRO Function##Approved####20051229,Ansbacher & Co Limited##00001##MLRO Function##Withdrawn####20070724,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Approved####20070329,Qatar Capital Partners LLC##00042##Compliance Oversight Function##Withdrawn####20070710,Qatar Capital Partners LLC##00042##MLRO Function##Approved####20070329,Qatar Capital Partners LLC##00042##MLRO Function##Withdrawn####20070710,
Simon, Naramsin 00902MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Approved####20110308,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Insurance Mediation##Withdrawn####20130718,
Simon, Thierry Paul Michel Marie 01892Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Approved####20211103,Credit Agricole CIB - QFC Branch##00935##Non-Executive Governance Function##Withdrawn####20221001,
Singh, Arunabh Kumar 01511Citibank, N.A.##00043##Internal Audit Function##Approved####20151102,Citibank, N.A.##00043##Internal Audit Function##Withdrawn####20180709,
Singh, Harpreet 00216ICICI Bank Limited##00041##MLRO Function##Approved####20070724,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20080110,
Singh, Nidhi 01609QIC International LLC##00034##Risk Management Function##Withdrawn####20180308,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Approved####20170921,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Withdrawn####20180730,QIC International LLC##00034##Risk Management Function##Approved####20170921,
Singh, Sanjay 00528First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Approved####20081124,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn####20090201,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Approved####20081124,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn####20090201,
Singhi, Anand 01727Abu Dhabi Commercial Bank##00075##Finance Function##Approved####20191204,Abu Dhabi Commercial Bank##00075##Finance Function##Withdrawn####20210106,
Sinko, Milko 00078Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20061129,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20080604,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20061129,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080604,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Approved####20081204,CORECAP MERCHANT BANK LLC##00059##Senior Management Function##Withdrawn####20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Approved####20081204,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Advising on Investments##Withdrawn####20090812,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Approved####20081204,CORECAP MERCHANT BANK LLC##00059##Customer Facing Function-Arranging Deals in Investments##Withdra,
Siong, Kok Boon 01589Prime Financial Solutions LLC##00109##Finance Function##Approved####20170529,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20181031,
Six, Carole Michele 00193Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Approved####20070610,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Advising on Investments##Withdrawn####20090812,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Approved####20070610,Kuwait Financial Centre S.A.K.##00009##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090812,
Skinner, Charles David 01087QREIC Sukuk LLC##00012##MLRO Function##Approved####20120408,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20140919,
Slater, Andrew Edward 00789Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Finance Function##Approved####20100706,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Finance Function##Withdrawn####20140820,
Slim, Bassam 01260Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Smit, Charles Stephen 00677State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Approved####20091007,State Street Middle East North Africa LLC##00088##Non-Executive Governance Function##Withdrawn####20130730,
Smith, Darren Jeffrey Sean 01023Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Approved####20111025,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn####20140820,
Smith, Rowan Michael 01778AWP Health & Life S.A.##00193##Senior Executive Function##Approved##20201013##,
Smith, Sarah-Jane Syvret 00946QREIC Sukuk LLC##00012##MLRO Function##Approved####20110519,QREIC Sukuk LLC##00012##MLRO Function##Withdrawn####20111124,
Smith, Simon James 00795Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20100718,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20120703,
Sobh, Bassam 01556MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Approved####20161030,MedGulf Takaful - QFC Branch##00110##Internal Audit Function##Withdrawn####20170801,
Sokolov, Vladimir 01748CQUR Bank LLC##00622##Non-Executive Governance Function##Approved####20200310,CQUR Bank LLC##00622##Non-Executive Governance Function##Withdrawn####20230209,
Solh, Samer 01001Amwal LLC##00145##Senior Management Function##Approved####20110914,Amwal LLC##00145##Senior Management Function##Withdrawn####20120408,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn####20120408,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn####20120408,Amwal LLC##00145##Customer Facing Function-Managing Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn####20120408,
Solomon, Antony Franclin Rajesh 00968Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20110713,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Approved####20110713,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn####20120201,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Approved####20110713,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Dealing in Investments##Withdrawn####20120201,
Somaiya, Minal Prasan 01750Morgan Stanley & Co International plc##00019##Finance Function##Approved##20200315##,
Somani, Mehboob 01168Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20121018,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140130,
Somasundaram, Karthik Geyan 00321American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Sond, Raghbir Singh 00787Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Approved####20100706,Nexus Financial Services WLL##00099##Customer Facing Function-Advising on Investments##Withdrawn####20110621,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Approved####20100706,Nexus Financial Services WLL##00099##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20110621,
Sondhi, Sanjay 00403The Saudi National Bank##00081##Senior Executive Function##Approved####20080525,The Saudi National Bank##00081##Senior Executive Function##Withdrawn####20090709,
Soni, Bhavisha 01295Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20130912,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20140115,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20130912,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20140115,
Sood, Ajay Kumar 01548Oriental Insurance Company QFC Branch##00325##Finance Function##Approved####20161017,Oriental Insurance Company QFC Branch##00325##Finance Function##Withdrawn####20190718,
Soofi, Shoaib 00715American Life Insurance Company ("ALICO")##00036##Actuarial Function##Approved####20091215,American Life Insurance Company ("ALICO")##00036##Actuarial Function##Withdrawn####20190930,
Soon, Lim Kok 00864Pacific Star Doha LLC##00111##Finance Function##Approved####20110106,Pacific Star Doha LLC##00111##Finance Function##Withdrawn####20110510,
Soukarieh, Rabih Zouheir 00244United Gulf Financial Services Company LLC##00007##Senior Executive Function##Approved####20071011,United Gulf Financial Services Company LLC##00007##Senior Executive Function##Withdrawn####20091018,
Southwell, Philip Hugh 00691EFG-Hermes Qatar LLC##00069##Executive Governance Function##Approved####20091021,EFG-Hermes Qatar LLC##00069##Executive Governance Function##Withdrawn####20110526,EFG-Hermes Qatar LLC##00069##Senior Management Function##Approved####20091021,EFG-Hermes Qatar LLC##00069##Senior Management Function##Withdrawn####20110526,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Approved####20091021,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn####20110526,
Sowailem, Ahmed Ebrahim Abdulla 00891Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Approved####20110215,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Sparreboom, Rogier 02014Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20230329##,
Speare-Cole, Hubert Alastair 01471Qatar Reinsurance Company LLC##00117##Senior Management Function##Approved####20150310,Qatar Reinsurance Company LLC##00117##Senior Management Function##Withdrawn####20151202,
Spohr, Tilmann Friedrich Willi 00363Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Non-Executive Governance Function##Withdrawn####20080810,
Springhetti, Andre 02081UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20240401##,
Srinivasan, Sampangi Chalapathi 01068Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Approved####20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Senior Executive Function##Withdrawn####20130115,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Approved####20120229,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Customer Facing Function-Insurance Mediation##Withdrawn####20130115,
Stauffer, Charles Rolf 02018AMP Partners QFC LLC##01754##Non-Executive Governance Function##Approved##20230330##,
Stefanowski, John Michael 00486Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Approved####20101007,Marsh Qatar LLC##00085##Customer Facing Function-Advising on Investments##Withdrawn####20120103,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Approved####20101007,Marsh Qatar LLC##00085##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120103,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Approved####20080914,MARSH BROKERS LIMITED ##00093##Senior Executive Function##Withdrawn####20120103,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Approved####20080914,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn####20120103,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Approved####20080914,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120103,MARSH BROKERS LIMITED ##00093##,
Stenger, Jacques Gilbert Camille 00873Concordia Capital LLC##00129##Non-Executive Governance Function##Approved####20110113,Concordia Capital LLC##00129##Non-Executive Governance Function##Withdrawn by the QFCRA####20140518,
Stephen, Jijan Abraham 00887Takaful International Company - QFC Branch##00131##Senior Executive Function##Approved####20110215,Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn####20120408,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Approved####20110215,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Stevens, Andrew Charles 00587QIC International LLC##00034##Non-Executive Governance Function##Approved####20090603,QIC International LLC##00034##Non-Executive Governance Function##Withdrawn####20160131,
Stokes, Alma 00574CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Approved####20090209,CORECAP MERCHANT BANK LLC##00059##Compliance Oversight Function##Withdrawn####20100623,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Approved####20090209,CORECAP MERCHANT BANK LLC##00059##MLRO Function##Withdrawn####20100623,
Stormer, Simon John 00422Morgan Stanley & Co International plc##00019##Finance Function##Approved####20080625,Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn####20130109,
Strachan, Scott Samuel 00905Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20110316,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20110316,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Strathie, Brian David 00065Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Approved####20061002,Ansbacher & Co Limited##00001##Customer Facing Function-Advising on Investments##Withdrawn####20081217,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Approved####20061002,Ansbacher & Co Limited##00001##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081217,
Subramaniam, Anand 01105Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Approved####20120429,Bahrain National Insurance Company BSC (C) QFC Branch##00147##Finance Function##Withdrawn####20170102,
Subramaniam, Mohan 00084EMIRATES NBD PJSC##00026##Finance Function##Approved####20061212,EMIRATES NBD PJSC##00026##Finance Function##Withdrawn####20070912,
Subramanian, Ajay Shivram 01659Lesha Bank LLC (Public)##00091##Risk Management Function##Approved####20181029,Lesha Bank LLC (Public)##00091##Risk Management Function##Withdrawn####20210121,
Subramanian, Savitha 01775Morgan Stanley & Co International plc##00019##Compliance Oversight Function##Approved##20200920##,Morgan Stanley & Co International plc##00019##MLRO Function##Approved##20200920##,
Sulaiman Haji, Thameem Kasargod 00322American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Sumithraarachchi, Dilan Priyadharshana 01172Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121018,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn####20140130,
Sundarakani, Aravinth 01964Liva Insurance SAOC##01605##MLRO Function##Approved####20220830,Liva Insurance SAOC##01605##MLRO Function##Withdrawn####20221227,
Sundaresan, Sridharan 01021Takaful International Company - QFC Branch##00131##Senior Executive Function##Approved####20120408,Takaful International Company - QFC Branch##00131##Senior Executive Function##Withdrawn####20130810,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Approved####20111019,Takaful International Company - QFC Branch##00131##Customer Facing Function-Insurance Mediation##Withdrawn####20130810,
Sundrapandi, Saumya 02064Sumitomo Mitsui Banking Corporation##00073##Compliance Oversight Function##Approved##20231227##,
Suonenlahti, Mikko-Jussi 00145Qatar Capital Partners LLC##00042##Senior Executive Function##Approved####20070329,Qatar Capital Partners LLC##00042##Senior Executive Function##Withdrawn####20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Advising on Investments##Approved####20070329,Qatar Capital Partners LLC##00042##Customer Facing Function-Advising on Investments##Withdrawn####20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Arranging Deals in Investments##Approved####20070329,Qatar Capital Partners LLC##00042##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Dealing in Investments##Approved####20070329,Qatar Capital Partners LLC##00042##Customer Facing Function-Dealing in Investments##Withdrawn####20080629,Qatar Capital Partners LLC##00042##Customer Facing Function-Managing Investments##Approved####20070329,Qatar Capital Partners LLC##00042##Customer Facing Function-Managing Investments##Withdrawn####20080629,
Surur, Aminu Nuru 01173Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121018,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Approved####20130613,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Susilo, Herlina 01545Goldman Sachs International##00053##Compliance Oversight Function##Approved##20220704##,Goldman Sachs International##00053##MLRO Function##Approved##20220704##,
Sutherland, James Mark McClure 00523Qatar Insurance Services LLC##00097##Senior Executive Function##Approved####20081124,Qatar Insurance Services LLC##00097##Senior Executive Function##Withdrawn####20101014,Qatar Insurance Services LLC##00097##Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Executive Governance Function##Withdrawn####20091021,
Suvaryan, Armen 01625MUFG Bank, Ltd.##00103##Finance Function##Approved##20180104##,
Suzuki, Sadao 00345Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20071217,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20120513,
Sveinsdottir, Gudny Arna 00246Kaupthing Bank hf.##00063##Finance Function##Approved####20070927,Kaupthing Bank hf.##00063##Finance Function##Withdrawn####20090520,
Swallow, Mark 01212Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20130127,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn - Conditional Approval lapsed####20140128,
Swann, Jonathan Graham 00866JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Approved####20110105,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Finance Function##Withdrawn####20130131,Bank J. Safra Sarasin (QFC) LLC##00212##Finance Function##Approved##20150512##,
Swar, Omar 01410Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20140708,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Sweeney, Priscilla Catherine 01402Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Approved####20140526,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Sweidan, Jehad Yousef Abdulsater 00323American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Syed, Hamidullah 01313State Bank of India - QFC Branch##00137##Compliance Oversight Function##Approved####20131029,State Bank of India - QFC Branch##00137##Compliance Oversight Function##Withdrawn####20140610,State Bank of India - QFC Branch##00137##MLRO Function##Approved####20131029,State Bank of India - QFC Branch##00137##MLRO Function##Withdrawn####20140610,
Syed, Mozammil 01503Merrill Lynch International - QFC Branch##00258##Finance Function##Approved##20150913##,
Sykes, Anthony James Pownall 00377Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Advising on Investments##Withdrawn####20090422,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Approved####20080308,Sumitomo Mitsui Banking Corporation##00073##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090422,
Szerman, Marcelo 01492Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20150623##,
Tabaja, Roumel 01908Oman Reinsurance Co. - QFC Branch##01134##Executive Governance Function##Approved##20211213##,
Tabet, Mounir Roger 00092Bank Audi LLC##00027##Finance Function##Approved####20061221,Bank Audi LLC##00027##Finance Function##Withdrawn####20071121,
Tabet, Yassin 01491Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20150623,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20170223,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved####20150623,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn####20170223,
Tabol, Agustin Nanola 00324American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20120321,
Tahan, Ali 01874VakifBank QFC Branch##00956##Non-Executive Governance Function##Approved##20210919##,
Taher, Fatema Mahmood Mohamed 00150Citibank, N.A.##00043##Finance Function##Approved####20070331,Citibank, N.A.##00043##Finance Function##Withdrawn####20150126,
Tahilramani, Jagdish Hari 00260Zurich International Life Limited##00067##Finance Function##Approved####20071108,Zurich International Life Limited##00067##Finance Function##Withdrawn####20110912,
Tailor, Chetan 00632Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20090708,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20090708,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Takahashi, Mamoru 01988MUFG Bank, Ltd.##00103##Senior Executive Function##Approved##20221003##,MUFG Bank, Ltd.##00103##Executive Governance Function##Approved##20221003##,
Takahashi, Yohsuke 02024MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Approved####20230514,MUFG Bank, Ltd.##00103##Non-Executive Governance Function##Withdrawn####20240915,
Takesako, Masatoshi 01459Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved####20150126,Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn####20170401,
Talge, Georges Yousef 00268Bank Audi LLC##00027##Finance Function##Approved####20071121,Bank Audi LLC##00027##Finance Function##Withdrawn####20160118,
Talib, Waleed Fuad 00384Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Approved####20080313,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Advising on Investments##Withdrawn####20081021,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Approved####20080313,Bank Sarasin-Alpen (Qatar) LLC##00072##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081021,
Talwar, Sunil Kumar 00117QIC International LLC##00034##Finance Function##Approved####20070212,QIC International LLC##00034##Finance Function##Withdrawn####20180308,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Approved####20190501,Epicure Investment Management LLC##00676##Non-Executive Governance Function##Withdrawn####20210331,
Tan, Shih Min 01721Sanguine Investment Managers LLC##00744##Senior Management Function##Approved - Inactive Firm####20210422,Sanguine Investment Managers LLC##00744##Senior Management Function##Withdrawn by the QFCRA####20240730,
Tang, Shengtian 01404Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved####20140610,Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn####20170510,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved####20140610,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn####20170510,
Tannir, Karim Anas 01216JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Approved####20130203,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Senior Executive Function##Withdrawn####20140618,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Approved####20130203,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Approved####20130203,JPMorgan Chase Bank, N.A. - Qatar Financial Centre Branch ##00128##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Tanoh, Thierry Andre Nicolas Yao 01798Maha Capital Partners LLC##01098##Executive Governance Function##Approved##20201202##,Maha Capital Partners LLC##01098##Senior Management Function##Approved####20201202,Maha Capital Partners LLC##01098##Senior Management Function##Withdrawn####20230202,
Tarawneh, Nasser Naji 00016Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Approved####20051205,Arab Jordan Investment Bank (Qatar) LLC##00003##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Tartir, Jamal Abdelmunim Yaqoob 00847Barclays Bank PLC##00018##Senior Executive Function##Approved####20101123,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20111019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20101123,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20111019,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20101123,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111019,
Tasci, Mahmut Murat 00859Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20101227,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20120103,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20101227,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120103,
Tatham, Christopher Paul 00249Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20070930,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20120429,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20130617,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20141209,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Approved####20140608,Aventicum Capital Management (Qatar) LLC##00173##Non-Executive Governance Function##Withdrawn####20141209,
Tattersall, Adam Ian Hayden 00804Kane LLC##00121##Executive Governance Function##Approved####20100826,Kane LLC##00121##Executive Governance Function##Withdrawn####20120326,Kane LLC##00121##Finance Function##Approved####20100826,Kane LLC##00121##Finance Function##Withdrawn####20120326,
Tawanaee, Ahmad 01900Aon Qatar LLC##00086##Non-Executive Governance Function##Approved##20211108##,
Taylor, John Maxwell Percy 00524Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Non-Executive Governance Function##Withdrawn####20101014,
Tayyem, Mohammad 02051HMK Capital LLC##01718##Senior Executive Function##Approved##20230903##,
Temperley, Michael Arthur 00223Nasco Qatar LLC##00057##Compliance Oversight Function##Approved####20070808,Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn####20090819,Nasco Qatar LLC##00057##MLRO Function##Approved####20070808,Nasco Qatar LLC##00057##MLRO Function##Withdrawn####20090819,
Thadathel Joseph, Rojan 01513Sharq Insurance LLC##00054##Risk Management Function##Approved##20151229##,
Thakadiyil Thomas, Shibi 01640Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Approved####20180528,Bank of China Limited Qatar Financial Centre Branch##00408##Internal Audit Function##Withdrawn####20201203,
Thaker, Nikunj Jayantilal 01737Prime Financial Solutions LLC##00109##Compliance Oversight Function##Approved####20200127,Prime Financial Solutions LLC##00109##Compliance Oversight Function##Withdrawn####20200218,Prime Financial Solutions LLC##00109##MLRO Function##Approved####20200127,Prime Financial Solutions LLC##00109##MLRO Function##Withdrawn####20200218,
Thakkar, Chirag 01574ICICI Bank Limited##00041##Risk Management Function##Approved####20170109,ICICI Bank Limited##00041##Risk Management Function##Withdrawn####20181217,
Thaleeparambil, Rajeev George 00325American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Thaper, Rajesh 01547QIC International LLC##00034##Risk Management Function##Approved####20161017,QIC International LLC##00034##Risk Management Function##Withdrawn####20170703,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Approved####20161017,Q Life & Medical Insurance Company LLC##00141##Risk Management Function##Withdrawn####20170703,
Thapliyal, Mahesh 00743Nasco Qatar LLC##00057##Compliance Oversight Function##Approved####20100328,Nasco Qatar LLC##00057##Compliance Oversight Function##Withdrawn####20190303,Nasco Qatar LLC##00057##MLRO Function##Approved####20100328,Nasco Qatar LLC##00057##MLRO Function##Withdrawn####20190303,
Thareja, Gaurav 00139ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070321,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090119,
Thengungal, Vinish Valsan 00326American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Thiruvengadam, Madhavan 01065Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Approved####20120220,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Insurance Mediation##Withdrawn####20140518,
Thiyagarajan, Ilango 00369Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Approved####20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Executive Function##Withdrawn####20081120,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20080227,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20110621,
Thomas, Ian Richard 01175MUFG Bank, Ltd.##00103##Finance Function##Approved####20121018,MUFG Bank, Ltd.##00103##Finance Function##Withdrawn####20170323,
Thomas, Manu 00927Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Advising on Investments##Withdrawn####20111220,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Approved####20110410,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20111220,
Thomas, Thomas Thomas Vadakedathithak 00327American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140226,
Thykkoodathil, Ajith Kumar 01685Epicure Investment Management LLC##00676##Finance Function##Approved####20190501,Epicure Investment Management LLC##00676##Finance Function##Withdrawn####20220520,
Tian, Zhiping 00394Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Approved####20080415,Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Withdrawn####20130414,
Tierney, John Gerard Mary 01110Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Approved####20120520,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn####20121209,
Tietema, Tjeerd Sander 01399UBS AG##00087##Compliance Oversight Function##Approved - Inactive Firm####20140526,UBS AG##00087##Compliance Oversight Function##Withdrawn####20210620,UBS AG##00087##MLRO Function##Approved - Inactive Firm####20140526,UBS AG##00087##MLRO Function##Withdrawn####20210620,UBS Qatar LLC##01169##Compliance Oversight Function##Approved####20201231,UBS Qatar LLC##01169##Compliance Oversight Function##Withdrawn####20211103,UBS Qatar LLC##01169##MLRO Function##Approved####20201231,UBS Qatar LLC##01169##MLRO Function##Withdrawn####20211103,
Tirumala, Gopi Dharmapuri 00886First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Approved####20110302,First Abu Dhabi Bank - QFC Branch##00098##Compliance Oversight Function##Withdrawn####20111114,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Approved####20110302,First Abu Dhabi Bank - QFC Branch##00098##MLRO Function##Withdrawn####20111114,ICICI Bank Limited##00041##Compliance Oversight Function##Approved####20120913,ICICI Bank Limited##00041##Compliance Oversight Function##Withdrawn####20140501,ICICI Bank Limited##00041##MLRO Function##Approved####20120913,ICICI Bank Limited##00041##MLRO Function##Withdrawn####20140501,
Titcomb, Hugh Harrison 00007Ansbacher & Co Limited##00001##Executive Governance Function##Approved####20050929,Ansbacher & Co Limited##00001##Executive Governance Function##Withdrawn####20090906,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Approved####20070329,Qatar Capital Partners LLC##00042##Non-Executive Governance Function##Withdrawn####20080415,
Tiwari, Rajnesh 01677Abu Dhabi Commercial Bank##00075##Internal Audit Function##Approved####20190304,Abu Dhabi Commercial Bank##00075##Internal Audit Function##Withdrawn####20210330,
Toepper, Arne Erik 01447Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20141229,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn####20151218,
Toromanov, Evgueniy 01160Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121007,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - Conditional Approval lapsed####20131008,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20131216,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Totonji, Abdulrahman Irfan 01753Lesha Bank LLC (Public)##00091##Senior Executive Function##Approved####20200419,Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20230709,Lesha Bank LLC (Public)##00091##Non-Executive Governance Function##Approved##20240610##,
Touma, Rami Fouad 00581Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20090408,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn####20130331,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20090408,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130331,
Towneley, Peregrine Henry 01761Marsh Qatar LLC##00085##Executive Governance Function##Approved####20200517,Marsh Qatar LLC##00085##Executive Governance Function##Withdrawn####20200517,
Tufenkjian, Aline 02015AMP Partners QFC LLC##01754##Compliance Oversight Function##Approved####20230330,AMP Partners QFC LLC##01754##Compliance Oversight Function##Withdrawn####20230830,AMP Partners QFC LLC##01754##MLRO Function##Approved####20230330,AMP Partners QFC LLC##01754##MLRO Function##Withdrawn####20230830,
Tukeyeva, Zhanar 01477AIG MEA Limited##00035##Risk Management Function##Approved####20150426,AIG MEA Limited##00035##Risk Management Function##Withdrawn####20181227,
Turner, Richard Edwin 00525Qatar Insurance Services LLC##00097##Compliance Oversight Function##Approved####20081124,Qatar Insurance Services LLC##00097##Compliance Oversight Function##Withdrawn####20090514,Qatar Insurance Services LLC##00097##Finance Function##Approved####20081124,Qatar Insurance Services LLC##00097##Finance Function##Withdrawn####20100721,Qatar Insurance Services LLC##00097##MLRO Function##Approved####20081124,Qatar Insurance Services LLC##00097##MLRO Function##Withdrawn####20090514,
Turrillo Laguna, Santiago 01927Zurich International Life Limited##00067##Executive Governance Function##Approved##20220315##,Zurich International Life Limited##00067##Finance Function##Approved##20220315##,
Tyrrel, Graham Martin 01122Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120531,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20120806,
Uchida, Katsufumi 01869Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Approved####20210817,Sumitomo Mitsui Banking Corporation##00073##Executive Governance Function##Withdrawn####20220919,
Udezue, Ezinwa Ogechukwu 01648UBS AG##00087##Senior Executive Function##Approved - Inactive Firm####20180731,UBS AG##00087##Senior Executive Function##Withdrawn####20210620,UBS Qatar LLC##01169##Senior Executive Function##Approved####20201231,UBS Qatar LLC##01169##Senior Executive Function##Withdrawn####20210421,UBS Qatar LLC##01169##Executive Governance Function##Approved####20201231,UBS Qatar LLC##01169##Executive Governance Function##Withdrawn####20211214,UBS Qatar LLC##01169##Non-Executive Governance Function##Approved####20220202,UBS Qatar LLC##01169##Non-Executive Governance Function##Withdrawn####20240602,
Untermeyer, Charles Graves 00353Sharq Insurance LLC##00054##Non-Executive Governance Function##Approved####20080127,Sharq Insurance LLC##00054##Non-Executive Governance Function##Withdrawn####20120513,
Uppuluri, Prashanth 01004Amwal LLC##00145##Customer Facing Function-Advising on Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled function####20141231,Amwal LLC##00145##Customer Facing Function-Managing Investments##Approved####20110914,Amwal LLC##00145##Customer Facing Function-Managing Investments##Withdrawn - No longer a controlled function####20141231,
Ur Rahman, Ateeq 01472Abu Dhabi Commercial Bank##00075##Senior Executive Function##Approved####20150324,Abu Dhabi Commercial Bank##00075##Senior Executive Function##Withdrawn####20210330,
Uramandith, Pavan Kumar 01387ICICI Bank Limited##00041##Risk Management Function##Approved####20140331,ICICI Bank Limited##00041##Risk Management Function##Withdrawn####20170104,
Utku, Ant Utkan 01762VakifBank QFC Branch##00956##Compliance Oversight Function##Approved####20200521,VakifBank QFC Branch##00956##Compliance Oversight Function##Withdrawn####20200817,VakifBank QFC Branch##00956##MLRO Function##Approved####20200521,VakifBank QFC Branch##00956##MLRO Function##Withdrawn####20200817,
Vadakkekottoor Varghese, Vinod 00567MUFG Bank, Ltd.##00103##Compliance Oversight Function##Approved####20090115,MUFG Bank, Ltd.##00103##Compliance Oversight Function##Withdrawn####20121006,MUFG Bank, Ltd.##00103##MLRO Function##Approved####20090115,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn####20100426,MUFG Bank, Ltd.##00103##MLRO Function##Approved####20110410,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn####20121006,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20150126,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20160419,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Approved####20161127,Alpen Capital Investment Bank (Qatar) LLC##00028##Compliance Oversight Function##Withdrawn####20170907,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Approved####20150126,Alpen Capital Investment Bank (Qatar) LLC##00028##MLRO Function##Withdrawn####20160419,Alpen Capital Investment Bank (Qatar) LLC##000,
Vadlamani, Ravi Kumar 00634The Saudi National Bank##00081##Finance Function##Approved####20090709,The Saudi National Bank##00081##Finance Function##Withdrawn####20100328,The Saudi National Bank##00081##Senior Management Function##Approved####20090709,The Saudi National Bank##00081##Senior Management Function##Withdrawn####20100328,
Vajpayee, Shardindu 00231ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Approved####20070903,ICICI Bank Limited##00041##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20081019,
Valanparampil Karunan, Ajay 01201Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Approved####20130113,Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn####20140309,Qatar Reinsurance Company LLC##00117##MLRO Function##Approved####20130113,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn####20140309,Epicure Investment Management LLC##00676##Compliance Oversight Function##Approved##20220606##,Epicure Investment Management LLC##00676##MLRO Function##Approved##20200719##,Epicure Islamic Investment Management LLC##00602##Compliance Oversight Function##Approved##20220927##,Epicure Islamic Investment Management LLC##00602##MLRO Function##Approved##20220927##,
Valappil, Aravindakshan Konjadath 00052Global Investment House (Qatar) LLC##00011##MLRO Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn####20061221,
Valgimigli, Anthony John 00500Barclays Bank PLC##00018##Senior Executive Function##Approved####20081019,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20081202,Barclays Bank PLC##00018##Senior Executive Function##Approved####20111019,Barclays Bank PLC##00018##Senior Executive Function##Withdrawn####20120408,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20081019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20101007,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Approved####20111019,Barclays Bank PLC##00018##Customer Facing Function-Advising on Investments##Withdrawn####20120408,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20081019,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101007,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20111019,Barclays Bank PLC##0001,
Van Aarde, Deon 00437Aon Qatar LLC##00086##Non-Executive Governance Function##Approved####20080722,Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn####20100207,
Van Ballegooijen, Ronald Edwin 00396ABN AMRO Bank N.V.##00065##Finance Function##Approved####20080501,ABN AMRO Bank N.V.##00065##Finance Function##Withdrawn####20080907,
Van Biesen, Eric 00661T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Risk Management Function##Withdrawn####20091215,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Approved####20090917,T'azur Company b.s.c. ( c ) - QFC Branch##00112##Finance Function##Withdrawn####20091215,
Van Raepenbusch, Tara Marie Ann 00248Kaupthing Bank hf.##00063##Compliance Oversight Function##Approved####20070927,Kaupthing Bank hf.##00063##Compliance Oversight Function##Withdrawn####20080601,Kaupthing Bank hf.##00063##MLRO Function##Approved####20070927,Kaupthing Bank hf.##00063##MLRO Function##Withdrawn####20080601,
Van Rensburg, Ruan Janse 00683Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Approved####20091011,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Actuarial Function##Withdrawn####20220707,AIG MEA Limited##00035##Actuarial Function##Approved####20190502,AIG MEA Limited##00035##Actuarial Function##Withdrawn####20190930,
Vandamme, Tom David 01670Zurich International Life Limited##00067##Internal Audit Function##Approved####20190109,Zurich International Life Limited##00067##Internal Audit Function##Withdrawn####20240108,
Vanreyk, Adrian Shailendra 01787Epicure Investment Management LLC##00676##Compliance Oversight Function##Approved####20201125,Epicure Investment Management LLC##00676##Compliance Oversight Function##Withdrawn####20220520,Epicure Investment Management LLC##00676##Finance Function##Approved##20220606##,Epicure Islamic Investment Management LLC##00602##Finance Function##Approved##20220927##,
Vaquero, Elena Rodriguez 02067Zurich International Life Limited##00067##Internal Audit Function##Approved##20240108##,
Varvel, Eric Morris 00617Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20090430,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20211227,
Vasudevan, Cudalore Krishnaswamy 00328American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Vedula, Bhaskar Rao 01126Zurich International Life Limited##00067##Compliance Oversight Function##Approved####20120624,Zurich International Life Limited##00067##Compliance Oversight Function##Withdrawn####20140105,Zurich International Life Limited##00067##MLRO Function##Approved####20120624,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20140105,MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Approved####20201207,MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Withdrawn####20230930,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved####20140821,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn####20150809,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved####20211003,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn####20230930,MedGulf Takaful - QFC Branch##00110##MLRO Function##Approved####20201207,MedGulf Takaful - QFC Branch##00110##MLRO Function##Withdrawn####20230930,
Veiss, Rudolfs 01304Prime Financial Solutions LLC##00109##Executive Governance Function##Suspended####20201209,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20130917,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20140911,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,Prime Financial Solutions LLC##00109##Executive Governance Function##Approved####20200420,Prime Financial Solutions LLC##00109##Executive Governance Function##Withdrawn####20220919,
Venkatachalam, Srinivasan 01956Liva Insurance SAOC##01605##Executive Governance Function##Approved####20220830,Liva Insurance SAOC##01605##Executive Governance Function##Withdrawn####20240714,
Venkateshan, Uma 01959Liva Insurance SAOC##01605##Risk Management Function##Approved####20220830,Liva Insurance SAOC##01605##Risk Management Function##Withdrawn####20240714,
Venter, Riaan Francois 01063Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120220,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20130307,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Viano, Roberto 01392Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved####20140415,Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn####20161018,
Vickery, Aaron James 01498Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Approved####20150816,Guardian Wealth Management Qatar LLC ##00113##Senior Executive Function##Withdrawn by the QFCRA####20191022,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Approved####20150816,Guardian Wealth Management Qatar LLC ##00113##Executive Governance Function##Withdrawn by the QFCRA####20191022,
Vidalie, Pascale Berthe Fernande 00134Lehman Brothers International (Europe)##00040##Finance Function##Approved####20070318,Lehman Brothers International (Europe)##00040##Finance Function##Withdrawn####20100105,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Approved####20090528,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn####20100718,
Villiers, Edward Richard 01856Alpen Capital Investment Bank (Qatar) LLC##00028##Non-Executive Governance Function##Approved##20210706##,
Vincent, Nicola Diane 00261Zurich International Life Limited##00067##Risk Management Function##Approved####20071108,Zurich International Life Limited##00067##Risk Management Function##Withdrawn####20090422,
Viney, David William 00954The Royal Bank of Scotland plc##00046##Senior Executive Function##Approved####20110526,The Royal Bank of Scotland plc##00046##Senior Executive Function##Withdrawn####20120715,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Approved####20110526,The Royal Bank of Scotland plc##00046##Customer Facing Function-Advising on Investments##Withdrawn####20120715,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Approved####20110526,The Royal Bank of Scotland plc##00046##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120715,
Vink, Stephen Michael 00099Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Approved####20080127,Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn####20110124,Global Investment House (Qatar) LLC##00011##Risk Management Function##Approved####20061226,Global Investment House (Qatar) LLC##00011##Risk Management Function##Withdrawn####20110124,Global Investment House (Qatar) LLC##00011##MLRO Function##Approved####20080127,Global Investment House (Qatar) LLC##00011##MLRO Function##Withdrawn####20081023,
Vinke, Jeannette 00102Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Approved####20061228,Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn####20070613,
Visser, Riaan 01854Deutsche Bank AG Doha (QFC) Branch##00032##Non-Executive Governance Function##Approved##20210622##,
Viswanathan, Kumar 01167State Bank of India - QFC Branch##00137##Senior Executive Function##Approved####20121016,State Bank of India - QFC Branch##00137##Senior Executive Function##Withdrawn####20161214,
Vitalo, John Frank 00766Barclays Bank PLC##00018##Senior Management Function##Approved####20100526,Barclays Bank PLC##00018##Senior Management Function##Withdrawn####20140408,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Approved####20100526,Barclays Bank PLC##00018##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140408,
Vitor, Emma Tundalas 01413Prime Financial Solutions LLC##00109##Finance Function##Approved####20140821,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20170330,Prime Financial Solutions LLC##00109##Finance Function##Approved####20190109,Prime Financial Solutions LLC##00109##Finance Function##Withdrawn####20190821,
Vohra, Vimal Kumar 01279Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Conditionally Approved####20130716,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20140130,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Volkwyn, Charite 00744MUFG Bank, Ltd.##00103##MLRO Function##Approved####20100328,MUFG Bank, Ltd.##00103##MLRO Function##Withdrawn####20110410,
Vora, Ankur Devendra 00274Citibank, N.A.##00043##Compliance Oversight Function##Approved####20071128,Citibank, N.A.##00043##Compliance Oversight Function##Withdrawn####20141115,Citibank, N.A.##00043##MLRO Function##Approved####20071128,Citibank, N.A.##00043##MLRO Function##Withdrawn####20141115,
Wacht, Anne Laure 01639Barclays Bank PLC##00018##MLRO Function##Approved####20180521,Barclays Bank PLC##00018##MLRO Function##Withdrawn####20180726,
Wagstaff, Stephen John 00129Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Approved####20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Senior Management Function##Withdrawn####20101007,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Approved####20070308,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Customer Facing Function-Advising on Investments##Withdrawn####20101007,
Waheed, Najam 01635Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Approved####20180429,Nomura International plc, Qatar Financial Centre Branch##00106##Finance Function##Withdrawn####20210202,
Wai, Soh Kit 00653Pacific Star Doha LLC##00111##Compliance Oversight Function##Approved####20090827,Pacific Star Doha LLC##00111##Compliance Oversight Function##Withdrawn####20110510,Pacific Star Doha LLC##00111##MLRO Function##Approved####20090827,Pacific Star Doha LLC##00111##MLRO Function##Withdrawn####20110510,
Wainberg Lapka, Daniel 02041Bank J. Safra Sarasin (QFC) LLC##00212##Non-Executive Governance Function##Approved##20230710##,
Wakabayashi, Shozo 00568MUFG Bank, Ltd.##00103##Senior Executive Function##Approved####20090115,MUFG Bank, Ltd.##00103##Senior Executive Function##Withdrawn####20130228,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Approved####20090115,MUFG Bank, Ltd.##00103##Customer Facing Function-Advising on Investments##Withdrawn####20130228,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Approved####20090115,MUFG Bank, Ltd.##00103##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130228,
Wakeling, Thomas Andrew Leonard 00647MedGulf Takaful - QFC Branch##00110##Risk Management Function##Approved####20090809,MedGulf Takaful - QFC Branch##00110##Risk Management Function##Withdrawn####20100815,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Approved####20090809,MedGulf Takaful - QFC Branch##00110##Actuarial Function##Withdrawn####20101017,
Wakil Martinez, Khaldoun 01280Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Approved####20130716,Aon Qatar LLC##00086##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Walia, Rohit 00097Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Executive Function##Withdrawn####20080323,Alpen Capital Investment Bank (Qatar) LLC##00028##Executive Governance Function##Approved##20080323##,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Approved####20061221,Alpen Capital Investment Bank (Qatar) LLC##00028##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Bank Sarasin-Alpen (Qatar) LLC##00072##Executive Governance Function##Approved####20080217,Bank Sarasin-Alpen (Qatar) LLC##00072##Executive Governance Functi,
Walker, Duncan Richard 00146Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Approved####20070429,Credit Suisse (Qatar) LLC##00005##Executive Governance Function##Withdrawn####20070930,Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20070429,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20130410,QINVEST LLC##00048##Finance Function##Approved####20130716,QINVEST LLC##00048##Finance Function##Withdrawn####20190117,QINVEST LLC##00048##Senior Management Function##Approved####20130716,QINVEST LLC##00048##Senior Management Function##Withdrawn####20190117,
Wallace, Graeme Kenneth Andrew 00262Zurich International Life Limited##00067##Compliance Oversight Function##Approved####20071108,Zurich International Life Limited##00067##Compliance Oversight Function##Withdrawn####20120611,Zurich International Life Limited##00067##MLRO Function##Approved####20110106,Zurich International Life Limited##00067##MLRO Function##Withdrawn####20120611,
Waller, Patrick 00447State Street Middle East North Africa LLC##00088##Finance Function##Approved####20080729,State Street Middle East North Africa LLC##00088##Finance Function##Withdrawn####20130730,
Waly, Ahmed Aly Ahmed 00343EFG-Hermes Qatar LLC##00069##Senior Executive Function##Approved####20071213,EFG-Hermes Qatar LLC##00069##Senior Executive Function##Withdrawn####20150510,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Approved####20071213,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Approved####20071213,EFG-Hermes Qatar LLC##00069##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Wan, Jincheng 01588Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Approved####20170529,Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Withdrawn####20211230,
Wane, Peter Norman 00194Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Approved####20070613,Deutsche Bank AG Doha (QFC) Branch##00032##Finance Function##Withdrawn####20141120,
Wang, Weichao 01903Industrial and Commercial Bank of China Limited##00066##Senior Executive Function##Approved##20211207##,Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##,
Wang, Xinjun 01972Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Approved##20220831##,
Wang, Xuemei 00356Industrial and Commercial Bank of China Limited##00066##Finance Function##Approved####20080131,Industrial and Commercial Bank of China Limited##00066##Finance Function##Withdrawn####20110316,
Wang, Ying 01969Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Approved##20220831##,
Wanigasekera, Rajit Collin Perera 01183Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Conditionally Approved####20121202,Sharq Insurance LLC##00054##Customer Facing Function-Insurance Mediation##Withdrawn####20141018,
Warre, Caspar Alexis Mackintosh 00756QINVEST LLC##00048##Senior Management Function##Withdrawn####20160720,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100426,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100426,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Senior Management Function##Approved####20160110,
Wastie, Linda 01234Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Approved####20130623,Aventicum Capital Management (Qatar) LLC##00173##Finance Function##Withdrawn####20161031,Credit Suisse (Qatar) LLC##00005##Finance Function##Approved####20130410,Credit Suisse (Qatar) LLC##00005##Finance Function##Withdrawn####20161031,MUFG Bank, Ltd.##00103##Finance Function##Approved####20170326,MUFG Bank, Ltd.##00103##Finance Function##Withdrawn####20171124,
Waterhouse, Anna 00201Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Approved####20070703,Deutsche Bank AG Doha (QFC) Branch##00032##Compliance Oversight Function##Withdrawn####20140306,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Approved####20070703,Deutsche Bank AG Doha (QFC) Branch##00032##MLRO Function##Withdrawn####20140306,
Watson, Iain James Stuart 00053Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Approved####20060628,Global Investment House (Qatar) LLC##00011##Compliance Oversight Function##Withdrawn####20061221,
Watters, Thomas 01717Sanguine Investment Managers LLC##00744##Non-Executive Governance Function##Approved - Inactive Firm####20210422,Sanguine Investment Managers LLC##00744##Non-Executive Governance Function##Withdrawn by the QFCRA####20240730,
Watts, Robin Stewart 01275Goldman Sachs International##00053##Finance Function##Approved####20130625,Goldman Sachs International##00053##Finance Function##Withdrawn####20140115,
Watts, Susan Elizabeth 00062Morgan Stanley & Co International plc##00019##Finance Function##Approved####20060912,Morgan Stanley & Co International plc##00019##Finance Function##Withdrawn####20080625,
Weatherdon, Vaughn 01432QINVEST LLC##00048##Senior Management Function##Approved####20180409,QINVEST LLC##00048##Senior Management Function##Withdrawn####20221222,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20141020,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20141020,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Weatherley, Clive Richard 00870Sharq Insurance LLC##00054##Senior Management Function##Approved####20110113,Sharq Insurance LLC##00054##Senior Management Function##Withdrawn####20130430,
Weaver, Ceri David 00182American Life Insurance Company ("ALICO")##00036##Risk Management Function##Approved####20070514,American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn####20120611,
Webb, Gary Martin 01736Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Approved####20200127,Zurich Insurance Company Ltd. QFC Branch##00166##Internal Audit Function##Withdrawn####20210617,
Wedick, John Michael 01223American Life Insurance Company ("ALICO")##00036##Risk Management Function##Approved####20130320,American Life Insurance Company ("ALICO")##00036##Risk Management Function##Withdrawn####20171105,
Wehle, Philipp Winfried Frederic 01981Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20220913,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20230525,
Wei, Hongzhou 01484Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Approved####20150608,Industrial and Commercial Bank of China Limited##00066##Senior Management Function##Withdrawn####20170413,
Weinwurm, Urs Christian 01258Aventicum Capital Management (Qatar) LLC##00173##Risk Management Function##Approved##20130623##,
Weir, Audrey Ann 01139AIG MEA Limited##00035##Risk Management Function##Approved####20120812,AIG MEA Limited##00035##Risk Management Function##Withdrawn####20150427,
Westcott, Jonathan 00700Rothschild & Co Doha LLC##00116##Executive Governance Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Executive Governance Function##Withdrawn####20161030,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Approved - Inactive Firm####20211117,Rothschild & Co Doha LLC##00116##Non-Executive Governance Function##Withdrawn####20230317,Rothschild & Co Doha LLC##00116##Compliance Oversight Function##Approved####20091118,Rothschild & Co Doha LLC##00116##Compliance Oversight Function##Withdrawn####20140715,Rothschild & Co Doha LLC##00116##MLRO Function##Approved####20091118,Rothschild & Co Doha LLC##00116##MLRO Function##Withdrawn####20110922,
Wheeler, Lorraine Fay 00452QREIC Sukuk LLC##00012##Executive Governance Function##Approved####20080810,QREIC Sukuk LLC##00012##Executive Governance Function##Withdrawn####20090812,
White Jr., John Albert 01660Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Approved####20181029,Intesa Sanpaolo S.p.A. - QFC Branch##00301##Compliance Oversight Function##Withdrawn####20200216,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Approved####20181029,Intesa Sanpaolo S.p.A. - QFC Branch##00301##MLRO Function##Withdrawn####20200216,
White, Andrew Edward 00825Matrix ME Alignment Fund Management LLC##00122##Senior Executive Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Senior Executive Function##Withdrawn####20140520,Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Executive Governance Function##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Advising on Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Approved####20101018,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20121231,Matrix ME Alignment Fund Management LLC##00122##Customer Facing Function-Dealing in Investments##Approved####20101018,Matrix ME Alignment ,
Wiedmer, Alexander Christian Noel 02027Rasmal Ventures LLC##01927##Executive Governance Function##Approved##20230621##,Rasmal Ventures LLC##01927##Senior Management Function##Approved##20230621##,
Wiffin, Damian Mark 01231Coutts & Co##00084##Customer Facing Function-Advising on Investments##Approved####20130402,Coutts & Co##00084##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Approved####20130402,Coutts & Co##00084##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Wigham, Paul James 01398AIG MEA Limited##00035##Internal Audit Function##Approved####20140519,AIG MEA Limited##00035##Internal Audit Function##Withdrawn####20170406,
Wijayarathna Samarasekara, Milinda Pradeep Chinthaka 01408Abu Dhabi Commercial Bank##00075##Risk Management Function##Approved####20140618,Abu Dhabi Commercial Bank##00075##Risk Management Function##Withdrawn####20210330,
Wilkes, Yasmine 00487MARSH BROKERS LIMITED ##00093##Compliance Oversight Function##Approved####20080914,MARSH BROKERS LIMITED ##00093##Compliance Oversight Function##Withdrawn####20130910,
Williams, Joshua Alexander Peter Adlam 01155Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Conditionally Approved####20120920,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Approved####20130801,Guardian Wealth Management Qatar LLC ##00113##Customer Facing Function-Insurance Mediation##Withdrawn - No longer a controlled function####20141231,
Williams, Timothy John 00817Aon Qatar LLC##00086##Non-Executive Governance Function##Approved####20101007,Aon Qatar LLC##00086##Non-Executive Governance Function##Withdrawn####20110615,
Williamson, Michael John 02001Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Approved####20221114,Prime Financial Solutions LLC##00109##Non-Executive Governance Function##Withdrawn####20230531,
Wilson, Adam Richard 00461RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Senior Executive Function##Withdrawn####20090120,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Advising on Investments##Withdrawn####20090120,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Approved####20080831,RELIGARE CAPITAL MARKETS PLC##00090##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090120,
Wilson, Eric Paul 00792QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100707,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20120312,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100707,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120312,
Windsor - Medley, Jamie Dareth 01977Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Approved####20220905,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Risk Management Function##Withdrawn####20240715,
Winefred, Princeton Christopher George Anthony 00330American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100207,
Withnell, David Mark 00560Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Compliance Oversight Function##Withdrawn####20110302,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##MLRO Function##Withdrawn####20110302,
Wood, Philip Nigel Stanley 00456Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Approved####20080825,Marsh Qatar LLC##00085##Customer Facing Function-Insurance Mediation##Withdrawn####20120906,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Approved####20101007,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Advising on Investments##Withdrawn####20120201,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Approved####20101007,MARSH BROKERS LIMITED ##00093##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20120201,
Woods, George David 00256ABN AMRO Bank N.V.##00065##Finance Function##Approved####20071011,ABN AMRO Bank N.V.##00065##Finance Function##Withdrawn####20080501,
Workman, Stephen Anthony 01346Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Approved####20140120,Prime Financial Solutions LLC##00109##Customer Facing Function-Insurance Mediation##Withdrawn####20140120,
Wright, David Henry 00912Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Approved####20110324,Nexus Financial Services WLL##00099##Customer Facing Function-Insurance Mediation##Withdrawn####20130927,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Approved####20140930,Lifecare International (Qatar) LLC##00162##Customer Facing Function-Insurance Mediation##Withdrawn####20140930,
Xie, Li 01920Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##,
Yamazaki, Hideo 00561Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Finance Function##Approved####20081217,Mitsui Sumitomo Insurance Company (Europe) Ltd##00101##Finance Function##Withdrawn####20100706,
Yammine, Bassam 00582Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Approved####20090408,Credit Suisse (Qatar) LLC##00005##Non-Executive Governance Function##Withdrawn####20121231,
Yang, Chuanzhong 01726Industrial and Commercial Bank of China Limited##00066##Finance Function##Approved##20191126##,
Yapa Abeywardene, Shankanada 01541Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Approved####20160724,Alpen Capital Investment Bank (Qatar) LLC##00028##Finance Function##Withdrawn####20180816,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Approved####20160724,Alpen Capital Investment Bank (Qatar) LLC##00028##Senior Management Function##Withdrawn####20180816,
Yaqoob Al Jamri, Fatema Mohamed Baqer Sh. Yusuf 01881MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Approved####20211025,MedGulf Takaful - QFC Branch##00110##Executive Governance Function##Withdrawn####20240306,MedGulf Takaful - QFC Branch##00110##Compliance Oversight Function##Approved##20240527##,MedGulf Takaful - QFC Branch##00110##MLRO Function##Approved##20240527##,
Yash, Vineet 00786SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Approved####20100523,SEIB Insurance and Reinsurance Company LLC##00114##Compliance Oversight Function##Withdrawn####20110912,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Approved####20100523,SEIB Insurance and Reinsurance Company LLC##00114##MLRO Function##Withdrawn####20110912,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Approved####20100523,Chedid and Associates Qatar LLC##00115##Compliance Oversight Function##Withdrawn####20110922,Chedid and Associates Qatar LLC##00115##MLRO Function##Approved####20100523,Chedid and Associates Qatar LLC##00115##MLRO Function##Withdrawn####20110922,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Approved####20111003,American Life Insurance Company ("ALICO")##00036##Compliance Oversight Function##Withdrawn####20140918,American Life Insurance Company ("ALICO")##00036##MLRO Function##Appr,
Yasmine, Najla Antoine 00331American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Advising on Investments##Withdrawn####20100218,
Yildirimli, Salih 01462Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Internal Audit Function##Approved####20150127,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Internal Audit Function##Withdrawn####20150528,
Yildiz, Alper 01943VakifBank QFC Branch##00956##Finance Function##Approved##20220606##,
Yin, Chan Wai 00654Pacific Star Doha LLC##00111##Finance Function##Approved####20090827,Pacific Star Doha LLC##00111##Finance Function##Withdrawn####20110106,
Yolcu, Mustafa 02117Intesa Sanpaolo S.p.A. - QFC Branch##00301##Internal Audit Function##Approved##20241007##,
York, David Anthony 01090AXA Investment Managers LLC##00008##Compliance Oversight Function##Approved####20120408,AXA Investment Managers LLC##00008##Compliance Oversight Function##Withdrawn####20120910,
Yoshida, Yoshimasa 01582Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Approved####20170326,Sumitomo Mitsui Banking Corporation##00073##Senior Executive Function##Withdrawn####20190708,
Younan, Wassim George 01525Goldman Sachs International##00053##Executive Governance Function##Approved - Inactive Firm####20160321,Goldman Sachs International##00053##Executive Governance Function##Withdrawn####20210331,
Young, Adam Elliott 01375Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Withdrawn####20151202,Qatar Reinsurance Company LLC##00117##MLRO Function##Withdrawn####20151202,Q Life & Medical Insurance Company LLC##00141##Compliance Oversight Function##Approved####20140309,Q Life & Medical Insurance Company LLC##00141##MLRO Function##Approved####20140309,QIC International LLC##00034##Compliance Oversight Function##Approved####20140309,QIC International LLC##00034##Compliance Oversight Function##Withdrawn####20160501,QIC International LLC##00034##MLRO Function##Approved####20140309,QIC International LLC##00034##MLRO Function##Withdrawn####20160501,Q Life & Medical Insurance Company LLC##00141##Compliance Oversight Function##Withdrawn####20160501,Q Life & Medical Insurance Company LLC##00141##MLRO Function##Withdrawn####20160501,Qatar Reinsurance Company LLC##00117##Compliance Oversight Function##Approved####20140309,Qatar Reinsurance Company LLC##00117##MLRO Function##Approved####20140309,
Yousef, Husamuddin Qasim M 01323Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20131124,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20131124,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Yousef, Ibrahim Qasim Mohamed 00232Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Approved####20070903,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Approved####20070903,Deutsche Bank AG Doha (QFC) Branch##00032##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,QINVEST LLC##00048##Senior Management Function##Approved####20160811,QINVEST LLC##00048##Senior Management Function##Withdrawn####20180930,Goldman Sachs International##00053##Senior Executive Function##Approved##20230315##,Goldman Sachs International##00053##Executive Governance Function##Approved##20230315##,
Yousef, Qasim Mohammed Qasim 00033United Gulf Financial Services Company LLC##00007##Senior Executive Function##Approved####20060321,United Gulf Financial Services Company LLC##00007##Senior Executive Function##Withdrawn####20071011,
Yousef, Shadi Jawdat Mohammad 00332American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140514,
Yuksel, Tanju 01764VakifBank QFC Branch##00956##Senior Executive Function##Approved####20200521,VakifBank QFC Branch##00956##Senior Executive Function##Withdrawn####20231116,VakifBank QFC Branch##00956##Executive Governance Function##Approved####20210928,VakifBank QFC Branch##00956##Executive Governance Function##Withdrawn####20231116,
Yunus, Mohammad 00107Kuwait Financial Centre S.A.K.##00009##Finance Function##Approved####20070206,Kuwait Financial Centre S.A.K.##00009##Finance Function##Withdrawn####20080824,
Yurttaser, etin 01297Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Senior Executive Function##Approved####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Senior Executive Function##Withdrawn####20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Dealing in Investments##Approved####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Dealing in Investments##Withdrawn####20140210,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Managing Investments##Approved####20130915,Kuwait Turkish Participation Bank Inc. Qatar Financial Centre Branch##00178##Customer Facing Function-Managing Investments##Withdrawn####20140210,
Yusuf, Mohammad Shamshad 00922MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Approved####20110405,MedGulf Takaful - QFC Branch##00110##Customer Facing Function-Advising on Investments##Withdrawn####20120201,
Zacharia, Bansi Joseph Joseph 00333American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20071128,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140226,
Zafar, Arbab 00856Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Approved####20101216,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Compliance Oversight Function##Withdrawn####20150426,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Approved####20101216,Gulf Insurance Group (Gulf) B.S.C.(C)##00024##MLRO Function##Withdrawn####20150426,CB Asset Management LLC##01179##Compliance Oversight Function##Approved##20240128##,CB Asset Management LLC##01179##MLRO Function##Approved##20240128##,
Zafar, Asad 00370Al Rayan Investment LLC##00045##Senior Executive Function##Approved####20080227,Al Rayan Investment LLC##00045##Senior Executive Function##Withdrawn####20090201,Al Rayan Investment LLC##00045##Executive Governance Function##Approved####20080604,Al Rayan Investment LLC##00045##Executive Governance Function##Withdrawn####20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Approved####20080227,Al Rayan Investment LLC##00045##Customer Facing Function-Advising on Investments##Withdrawn####20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Approved####20080227,Al Rayan Investment LLC##00045##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Approved####20081023,Al Rayan Investment LLC##00045##Customer Facing Function-Dealing in Investments##Withdrawn####20090201,Al Rayan Investment LLC##00045##Customer Facing Function-Mana,
Zaid Alkelani, Mohammed Ahmad Subhi 01306Arab Jordan Investment Bank (Qatar) LLC##00003##Internal Audit Function##Approved##20130923##,
Zaidan, Ayman Ahmad Moh'd 00835Lesha Bank LLC (Public)##00091##Senior Executive Function##Withdrawn####20200419,Lesha Bank LLC (Public)##00091##Senior Management Function##Withdrawn####20220915,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20101101,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20130421,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20140821,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20101101,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20130421,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20140821,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Invest,
Zaidi, Faraz Akhtar 00807QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Approved####20100902,QINVEST LLC##00048##Customer Facing Function-Advising on Investments##Withdrawn####20101101,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Approved####20100902,QINVEST LLC##00048##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20101101,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Approved####20100902,QINVEST LLC##00048##Customer Facing Function-Dealing in Investments##Withdrawn####20101101,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Approved####20100902,QINVEST LLC##00048##Customer Facing Function-Managing Investments##Withdrawn####20101101,
Zaidi, Syed Muhammed Reza 00751Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20100330,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20110808,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20100330,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20110808,Marsh Qatar LLC##00085##Non-Executive Governance Function##Approved##20190109##,Marsh Qatar LLC##00085##Compliance Oversight Function##Approved####20140107,Marsh Qatar LLC##00085##Compliance Oversight Function##Withdrawn####20181128,Marsh Qatar LLC##00085##MLRO Function##Approved####20140107,Marsh Qatar LLC##00085##MLRO Function##Withdrawn####20181128,MARSH BROKERS LIMITED ##00093##Compliance Oversight Function##Approved####20140107,MARSH BROKERS LIMITED ##00093##Compliance Oversight Function##Withdrawn####20171220,MARSH BROKERS LIMITED ##00093##MLRO Function##Approved####20140107,MARSH BROKERS LIMITED ##00093##MLRO Function##Withdrawn####20171220,
Zaouk, Hani 00940Bank Audi LLC##00027##Senior Executive Function##Approved####20110427,Bank Audi LLC##00027##Senior Executive Function##Withdrawn####20230213,Bank Audi LLC##00027##Executive Governance Function##Approved####20190527,Bank Audi LLC##00027##Executive Governance Function##Withdrawn####20230213,Bank Audi LLC##00027##Non-Executive Governance Function##Approved##20230213##,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Approved####20110427,Bank Audi LLC##00027##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Approved####20110427,Bank Audi LLC##00027##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Approved####20110427,Bank Audi LLC##00027##Customer Facing Function-Dealing in Investments##Withdrawn - No longer a controlled fu,
Zaour, Shadi 01042American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Approved####20111124,American Life Insurance Company ("ALICO")##00036##Customer Facing Function-Insurance Mediation##Withdrawn####20140615,
Zard Abou Jaoude, Edouard 00764Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Approved####20100526,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Advising on Investments##Withdrawn - No longer a controlled function####20141231,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Approved####20100526,Credit Suisse (Qatar) LLC##00005##Customer Facing Function-Arranging Deals in Investments##Withdrawn - No longer a controlled function####20141231,
Zarka, Karim 02035Chedid and Associates Qatar LLC##00115##Non-Executive Governance Function##Approved##20230705##,
Zayani, Mondher 01496Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Approved####20150726,Abu Dhabi Islamic Bank - Qatar Financial Centre Branch##00143##Finance Function##Withdrawn####20200101,
Zebeib, Ahmad Mohamed A 01865Q Life & Medical Insurance Company LLC##00141##Senior Executive Function##Approved####20210727,Q Life & Medical Insurance Company LLC##00141##Senior Executive Function##Withdrawn####20230710,Q Life & Medical Insurance Company LLC##00141##Executive Governance Function##Approved####20210727,Q Life & Medical Insurance Company LLC##00141##Executive Governance Function##Withdrawn####20230710,
Zecchin, Georges 00157Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##Compliance Oversight Function##Withdrawn####20100207,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Approved####20070331,Credit Agricole Suisse (Qatar) LLC##00044##MLRO Function##Withdrawn####20100207,
Zein, Tarek 00600AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Approved####20090419,AIG MEA Limited##00035##Customer Facing Function-Advising on Investments##Withdrawn####20111101,
Zeineddine, Hassan 02040Bank Audi LLC##00027##Finance Function##Approved##20230710##,
Zeineh, Osama Mohammad Mahmoud 00479Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Compliance Oversight Function##Withdrawn####20091214,Lesha Bank LLC (Public)##00091##Risk Management Function##Approved####20080904,Lesha Bank LLC (Public)##00091##Risk Management Function##Withdrawn####20081023,Lesha Bank LLC (Public)##00091##MLRO Function##Approved####20080904,Lesha Bank LLC (Public)##00091##MLRO Function##Withdrawn####20091214,
Zghal, Thameur 01668Gulf Insurance Group (Gulf) B.S.C.(C)##00024##Risk Management Function##Approved##20181211##,
Zhang, Haiyao 01970Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Approved##20220831##,
Zhang, Wei 02075Bank of China Limited Qatar Financial Centre Branch##00408##Senior Executive Function##Approved##20240226##,Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Approved##20240226##,
Zhang, Yuhong 01617Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Approved##20220405##,Bank of China Limited Qatar Financial Centre Branch##00408##Senior Management Function##Approved##20171029##,
Zhao, Guotao 01973Bank of China Limited Qatar Financial Centre Branch##00408##Executive Governance Function##Approved##20220831##,
Zheng, Yue 00413Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Approved####20080604,Industrial and Commercial Bank of China Limited##00066##Compliance Oversight Function##Withdrawn####20101011,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Approved####20080604,Industrial and Commercial Bank of China Limited##00066##MLRO Function##Withdrawn####20101011,
Zhu, Changsong 01919Industrial and Commercial Bank of China Limited##00066##Executive Governance Function##Approved##20220123##,
Zhu, Weihua 01435Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Approved####20141106,Industrial and Commercial Bank of China Limited##00066##Risk Management Function##Withdrawn####20170529,
Zilkens, Niels 02079UBS Qatar LLC##01169##Non-Executive Governance Function##Approved##20240324##,
Zine, Karim 01935Merrill Lynch International - QFC Branch##00258##Senior Executive Function##Approved##20220511##,Merrill Lynch International - QFC Branch##00258##Executive Governance Function##Approved##20220511##,
Zrazhewski, Vladimir 01693CQUR Bank LLC##00622##Non-Executive Governance Function##Approved####20190716,CQUR Bank LLC##00622##Non-Executive Governance Function##Withdrawn####20221115,
Zubeidi, Shadi Fawzi 00980Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Approved####20110720,Lesha Bank LLC (Public)##00091##Customer Facing Function-Advising on Investments##Withdrawn####20140309,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Approved####20110720,Lesha Bank LLC (Public)##00091##Customer Facing Function-Arranging Deals in Investments##Withdrawn####20140309,

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