Firm Waivers and Modifications
EFG-Hermes Qatar LLC
| Notice Number W | Effective Date | Status | Legislation | Notice |
|---|---|---|---|---|
| 0001/13 | 06/01/2013 | Revoked | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | View Waiver Notice |
| 0020/12 | 25/05/2012 | Expired | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | View Waiver Notice |
| 0058/11 | 24/11/2011 | Expired | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | View Waiver Notice |
| 0026/11 | 23/05/2011 | Expired | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | View Waiver Notice |
| 0025/10 | 22/11/2010 | Expired | Anti-Money Laundering and Combating Terrorist Financing Rules 2010 (AML/CFTR) | View Waiver Notice |
| 0006/09 | 10/02/2009 | Expired | Individuals Rules 2005 (INDI) | View Waiver Notice |
| 0021/08 | 09/07/2008 | Expired | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | View Waiver Notice |
| 0007/08 | 13/03/2008 | Expired | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | View Waiver Notice |
| 0053/07 | 13/12/2007 | Expired | Individuals (Assessment, Training and Competency) Rules 2014 (INDI) | View Waiver Notice |
